DOC Forms - Master List (by number)

Notice to Individual - Use of Information

Form Number Form Title Revised Format
  Portal Filing Instructions for Franchise Registrations 2018 02-18
DBO-09 This Form has been replaced by form DBO-803.    
  Schedule of Non Affiliates for Management Certificate Form -- Excel
  Survey for Licensees Engaged in Business under the California Deferred Deposit Transaction Law -- Word
  Affidavit 06-13 PDF
HUD-GFE Good Faith Estimate Form (GFE). Available in the following languages
06-10 PDF
DBO-250.61 License and Certificates to Citizens and Aliens 05-17 PDF
DBO-260.105.33 and/or 34 Notice of Transaction Under Rule 260.105.33 and/or 260.105.34 Under the Corporate Securities Law of 1968 09-15 PDF
DBO-260.111 Application for Qualification by Coordination 09-15 PDF
DBO-260.112 Application for Qualification of Issuer Transactions by Notification 09-15 PDF
DBO-260.113 Instructions for Application by Permit 04-18 PDF
DBO-260.121 Application for Qualification of Recapitalizations and Reorganizations 09-15 PDF
DBO-260.165 Consent to Service of Process 10-17 PDF
DBO-260.211.1 Application by Notification Pursuant to Corporations Code Section 25211(b) for Broker-Dealer Certificate 10-17 PDF
DBO-260.237.2 Minimum Financial Requirement Worksheet 10-17 PDF
DBO-260.241.2B Verification Form Pursuant to California Code of Regulations Rule 260.241.2(B) 10-17 PDF
DBO-260.507 Application for Approval as to Form of an Offer to Repurchase a Security Under Subdivision (b) of Section 25507 of the Corporate Securities Law of 1968 10-02 PDF
DBO-310.100.4 Negotiated Sales Exempt Under 31109.1 of the Corporations Codes – Summary Description 3-17 PDF
DBO-310.111 Guidelines for Franchise Registration (UFDD) 11-15 PDF
DBO-310.122 Uniform Franchise Registration Renewal Statement 09-15 PDF
DBO-801 Consumer Complaint Form - Use for consumer complaints on a DBO licensee 12-17 PDF
DBO-801B Consumer Complaint Form – Spanish (Formulario para quejas del consumidor al DBO) 02-18 PDF
DBO-803 Citizen Comment or Complaint Form - Use for comments/complaints on the Department, not for complaints on a licensee. 05-17 PDF
DBO 1805.204 Application for Securities Depositories Certificate 11-13 PDF
2923.3 C2 Summary of Notice of Default
10-17 PDF
2923.3 D2 Summary of Notice of Sale
10-17 PDF
DBO-260.100.1 Request for Designation as an Exempt Organization 25100(k) 09-15 PDF
DBO-260.100.3 Request for Order of Exemption 25100 (l) 09-15 PDF
DBO-260.102.8(a) Notice of Issuance of Shares Pursuant to 25102f 09-15 PDF
DBO 260.102.14(c ) Notice of Transaction Pursuant to Corporations Code Section 25102(f) 03-18 PDF
DBO 260.102.14c Notice of Transaction Pursuant to Corporations Code Section 25102(f) - packet 09-15 PDF
DBO-260.102.16 1st Notice First Notice of Transaction Pursuant to Corporations Code Section 25102(n) 09-15 PDF
DBO-260.102.16 2nd Notice Second Notice of Transaction Pursuant to Corporations Code Section 25102(n) 09-15 PDF
DBO-260-102.19 Notice of Issuance of Securities pursuant to subdivision (o) of Section 25102 of the Corporations Code 02-18 PDF
DBO-1603 Notification to Commissioner of Business Oversight of Finder Registration 10-17 PDF
DBO-1606 Instructions for Completing the 20XX Annual Report for Licensees Participating in the Pilot Program for Increased Access to Responsible Small Dollar Loans 02-18 PDF
DBO-2666 Bona Fide Nonprofit Affordable Housing Organization Application for Registration 02-18 PDF
DBO 25206.1 Statement of Information for Finder 09-17 PDF
DBO-10 Application for Authority to Organize Bank 05-17 PDF
DBO-ADM 500.295 Instructions for Section 260.141.11 Restriction on Transfer 09-15 PDF
DBO-ADM 510 Index of Fees, Fines, and Penalties 02-18 PDF
ADV Uniform Application for Investment Adviser Registration Form ADV - Electronic Version   Online
ADV Part II Uniform Application for Investment Adviser Registration Form ADV Part II 01-08 PDF
DBO-CACL 280.151 Application for a License under the Capital Access Company Law 10-17 PDF
DBO-CACL 280.152 Consent to Service of Process 10-17 PDF
DBO-CACL 280.153 Notice of Officers, Directors, Partners, "Control" Persons, Managers, Members, Trustees and Employees of a Capital Access Company 10-17 PDF
DBO-CACL 280.200 Application for Requesting Approval to Surrender Capital Access Company Law License 10-17 PDF
DBO-CACL 280.250 Application for Approval to Acquire Control 10-17 PDF
DBO-CDDTL 2020 - Long Form Application for License Under the CDDTL - Long Form 05-17 PDF
DBO-CDDTL 2021 Short Form Application for a License Under CDDTL 10-17 PDF
DBO-CDDTL 2022 Application Information for a License - Deferred Deposit Transaction Law 10-17 PDF
DBO-CDDTL 2023 Notice of Fingerprint Processing Requirements under the California Deferred Deposit Transaction Law 10-17 PDF
DBO-CDDTL 2025 Notice Of Application Requirements Under the California Deferred Deposit Transaction Law 10-17 PDF
DBO-CDDTL BC-8018 Request for Live Scan Service - Applicant Submission 05-17 PDF
CFL 812A Instructions for Completing the 2017 Annual Report for Lenders and Brokers Licensed under the California Financing Law 01-18 PDF
DBO-CFL-1422 California Financing Law Long Form Application Package 02-18 PDF
DBO-CFL-1423 Short Form California Financing Law Short Form Application Package 1423 11-17 PDF
DBO-CFL 1550 Notice Of Fingerprint Processing Requirements Under the California Financing Law 11-17 PDF
DBO-CFL 1581 Application for Pilot Program for Affordable Credit-Building Opportunities For Lenders Licensed Under the California Finance Lenders Law 12-17 PDF
DBO-CFL 1582 Notification to Commissioner of Business Oversight of Finder Registration 01-18 PDF
DBO-CFL-1602 Application for the Pilot Program for Increased Access to Responsible Small Dollar Loans 11-17 PDF
DBO-CFL 22066(c)(4) Application For Exempt Nonprofit Organization Pursuant to Financial Code Section 22066(c)(4) 02-18 PDF
DBO-CFL 22066(c)(5) Annual Report for Exempt Nonprofit Organization Pursuant to Financial Code Section 22066(c)(5) 11-17 PDF
DBO-CFL 22066(d)(4) Notice of Partnering Organization Pursuant to Section 22066(d)(4) of the Financial Code 02-18 PDF
DBO-CFL 22153 California Financing Law Change of Address Form 12-17 PDF
DBO-CFL 8018 Request for Live Scan Service - Applicant Submission 02-18 PDF
DBO-CRMLA, BC-8018 Request for Live Scan Service - Applicant Submission 05-17 PDF
DBO-CSCL-104 Application for Business License 10-17 PDF
DBO-CSCL-105 Bond Of Check Seller 10-17 PDF
DBO-CSCL-109 Application For Deposit Of Security In Accordance with Section 12223 Of the Finance Code Of The State Of California 10-17 PDF
DBO-CSCL-110 Application For Withdrawal Of Security In Accordance with Section 12223 Of the Finance Code Of The State Of California 10-17 PDF
DBO-CSCL-118 Nonprofit Community Service Organization Notice And Written Consent 10-17 PDF
DBO-CSCL-119 Nonprofit Community Service Organization Audit Report And Declaration 12-17 PDF
DBO-CSCL-120 Notice of Dissolution or Termination of Engaging in the Activities of a Prorater 12-17 PDF
DBO-DOC-26 Certificate Of Search Request Form (English) 10-17 PDF
DBO-EL-301 Application For License Under The Escrow Law 05-17 PDF
DBO-EL 301 A General Information regarding the Application for Escrow Agents, Joint Control, and/or Internet Escrow Agents License 05-17 PDF
DBO-EL-302 Application For A License To Establish A Branch Office 05-17 PDF
DBO-EL-303 Bond of Escrow Licensee 05-17 PDF
DBO-EL 303-A Bond of Escrow Agent (For Fidelity Bond Deductible) 05-17 PDF
DBO-EL 314 Instructions for Establishing Records and Accounts Pursuant to the Escrow Law 10-17 PDF
DBO-EL 315 California Escrow Law Audit Report 10-17 PDF
DBO-EL-321 Assignment To Commissioner Of Business Oversight 05-17 PDF
DBO-EL-321A Instructions for Deposit of Cash in Lieu of Surety Bond 05-17 PDF
DBO-EL 323A Time Certificate or Certificate of Deposit 05-17 PDF
DBO-EL-326 Application For Authorization To Change Ownership 05-17 PDF
DBO-EL-330 Escrow Agent Manager Questionnaire 05-17 PDF
DBO-EL-336 Subordination Agreement 05-17 PDF
DBO-EL 338 General Information on the Licensing and Regulation of Independent Escrow Agents 10-17 PDF
DBO-EL 339 Revised Notice of Fingerprint Processing Requirements under the Escrow Law 10-17 PDF
DBO-512 SIQ Statement Of Identity & Questionnaire 05-17 PDF
DBO-EL-805 Consent To Service Of Process 05-17 PDF
DBO-EL, BC-8018 Request for Live Scan Service - Applicant Submission 05-17 PDF
DBO-EL-1726 Notice Of Officers, Directors, Trustees, Employees Or Other Persons Directly Or Indirectly Compensated By Escrow Agents 05-17 PDF
DBO-EL-17213 Request For Consent To Transfer An Interest In An Escrow Agents License 05-17 PDF
DBO-ENF 53 Citizen Complaint Against Peace Officer Form 10-17 PDF
DBO-ENF 53A Policy Governing Citizen Complaints Against Peace Officers 10-17 PDF
DBO-QR-500.261 Customer Authorization Of Disclosure Of Financial Records 10-17 PDF
DBO-LE-500.262 Customer Authorization of Disclosure of Financial Records 10-17 PDF
DBO-LF 596 Summary of Personnel 10-17 PDF
DBO-MBL 1950.122.2 Notice of Officers, Directors, Partners, "Control" Persons, Managers, Members, Trustees and Employees of a Residential Mortgage Lender, Residential Mortgage Lender and Servicer or Residential Mortgage Loan Servicer 05-17 PDF
DBO-MBL 1950.122C Notice of Fingerprint Processing Requirements under the California Residential Mortgage Lending Act 05-17 PDF
DBO-SB-978 Real Estate Related Information Required Pursuant To Corporations Code Section 25102.2 12-17 PDF
DBO-SCOR-260.113 Small Corporate Offering Registration Form 04-18 PDF
DBO-SRD 500.526 A Consumer's Guide to Small Business Investments 09-15 PDF
DBO-SRD QR 518 Look Before You Leap - Guide to Buying a Franchise 09-15 PDF
DBO- EL 17419 Statement of Identity and Employment Application 05-17 PDF
NF Notice of Issuance of Securities by An Investment Company Pursuant to Corporations Code Section 25100.1(b) -- PDF
SB 1137 Notice to Residence of Foreclosed Property 03-13 PDF
SEC 122 Uniform Request for Broker-Dealer Withdrawal 11-00 PDF
SEC 1490 Uniform Application for Broker-Dealer Registration 01-08 PDF
Supplemental Instructions for FDIC 3064 Department of Business Oversight Supplemental Instructions 05-17 PDF
U4 Uniform Application for Securities Industry Regulation or Transfer 10-05 PDF
U5 Uniform Termination Notice for Securities Industry Registration 10-05 PDF
U10 Uniform Examination Request for non-NASD Candidates -- Online