DOC Forms - Master List (by number)

Notice to Individual - Use of Information

Form Number Form Title Revised Format
  Portal Filing Instructions for Franchise Registrations 2018 02-18
DBO-09 This Form has been replaced by form DBO-803.    
  Schedule of Non Affiliates for Management Certificate Form -- Excel
  Survey for Licensees Engaged in Business under the California Deferred Deposit Transaction Law -- Word
  Affidavit 06-13 PDF
HUD-GFE Good Faith Estimate Form (GFE). Available in the following languages
06-10 PDF
DBO-250.61 License and Certificates to Citizens and Aliens 05-17 PDF
DBO-260.105.33 and/or 34 Notice of Transaction Under Rule 260.105.33 and/or 260.105.34 Under the Corporate Securities Law of 1968 09-15 PDF
DBO-260.111 Application for Qualification by Coordination 09-15 PDF
DBO-260.112 Application for Qualification of Issuer Transactions by Notification 09-15 PDF
DBO-260.113 Instructions for Application by Permit 04-18 PDF
DBO-260.121 Application for Qualification of Recapitalizations and Reorganizations 09-15 PDF
DBO-260.165 Consent to Service of Process 10-17 PDF
DBO-260.211.1 Application by Notification Pursuant to Corporations Code Section 25211(b) for Broker-Dealer Certificate 10-17 PDF
DBO-260.237.2 Minimum Financial Requirement Worksheet 10-17 PDF
DBO-260.241.2B Verification Form Pursuant to California Code of Regulations Rule 260.241.2(B) 10-17 PDF
DBO-260.507 Application for Approval as to Form of an Offer to Repurchase a Security Under Subdivision (b) of Section 25507 of the Corporate Securities Law of 1968 10-02 PDF
DBO-310.100.4 Negotiated Sales Exempt Under 31109.1 of the Corporations Codes – Summary Description 3-17 PDF
DBO-310.111 Guidelines for Franchise Registration (UFDD) 11-15 PDF
DBO-310.122 Uniform Franchise Registration Renewal Statement 09-15 PDF
DBO-801 Consumer Complaint Form - Use for consumer complaints on a DBO licensee 12-17 PDF
DBO-801B Consumer Complaint Form – Spanish (Formulario para quejas del consumidor al DBO) 02-18 PDF
DBO-803 Citizen Comment or Complaint Form - Use for comments/complaints on the Department, not for complaints on a licensee. 05-17 PDF
DBO 1805.204 Application for Securities Depositories Certificate 11-13 PDF
DBO-2030 Annual Report for Licensees Engaged in Business under the California Deferred Deposit Transaction Law for the Year Ended December 31, 2012, including Instructions -- Word | PDF
2923.3 C2 Summary of Notice of Default
12-12 Word / PDF
2923.3 D2 Summary of Notice of Sale
03-13 Word / PDF
DBO-260.100.1 Request for Designation as an Exempt Organization 25100(k) 09-15 PDF
DBO-260.100.3 Request for Order of Exemption 25100 (l) 09-15 PDF
DBO-260.102.8(a) Notice of Issuance of Shares Pursuant to 25102f 09-15 PDF
DBO 260.102.14(c ) Notice of Transaction Pursuant to Corporations Code Section 25102(f) 03-18 PDF
DBO 260.102.14c Notice of Transaction Pursuant to Corporations Code Section 25102(f) - packet 09-15 PDF
DBO-260.102.16 1st Notice First Notice of Transaction Pursuant to Corporations Code Section 25102(n) 09-15 PDF
DBO-260.102.16 2nd Notice Second Notice of Transaction Pursuant to Corporations Code Section 25102(n) 09-15 PDF
DBO-260-102.19 Notice of Issuance of Securities pursuant to subdivision (o) of Section 25102 of the Corporations Code 02-18 PDF
DBO-1606 Instructions for Completing the 20XX Annual Report for Licensees Participating in the Pilot Program for Increased Access to Responsible Small Dollar Loans 02-18 PDF
DBO-2666 Bona Fide Nonprofit Affordable Housing Organization Application for Registration 02-18 PDF
DBO 25206.1 Statement of Information for Finder 09-17 PDF
DBO-10 Application for Authority to Organize Bank 05-17 PDF
DBO-ADM 500.295 Instructions for Section 260.141.11 Restriction on Transfer 09-15 PDF
DBO-ADM 510 Index of Fees, Fines, and Penalties 02-18 PDF
ADV Uniform Application for Investment Adviser Registration Form ADV - Electronic Version   Online
ADV Part II Uniform Application for Investment Adviser Registration Form ADV Part II 01-08 PDF
DBO-CACL 280.151 Application for a License under the Capital Access Company Law 08-13 PDF
DBO-CACL 280.152 Consent to Service of Process 08-13 PDF
DBO-CACL 280.153 Notice of Officers, Directors, Partners, "Control" Persons, Managers, Members, Trustees and Employees of a Capital Access Company 08-13 PDF
DBO-CACL 280.200 Application for Requesting Approval to Surrender Capital Access Company License 08-13  
CACL 280.250 Application for Approval to Acquire Control, Merger with or Purchase or Sell all or substantially all of the Business of Another Person, or to Sell all or substantially all of the Licensee's Business or of the Business of any of the Licensee's Offices to another Licensee -- PDF
DBO-CDDTL 2020 - Long Form Application for License Under the CDDTL - Long Form 05-17 PDF
DBO-CDDTL 2021 Short Form Application for a License Under CDDTL 10-17 PDF
DBO-CDDTL 2022 Application Information for a License - Deferred Deposit Transaction Law 10-17 PDF
DBO-CDDTL 2023 Notice of Fingerprint Processing Requirements under the California Deferred Deposit Transaction Law 10-17 PDF
DBO-CDDTL 2025 Notice Of Application Requirements Under the California Deferred Deposit Transaction Law 10-17 PDF
DBO-CDDTL 2030 Annual Report For Licensees Engaged In Business Under The California Deferred Deposit Transaction Law 06-13 PDF
DBO-CDDTL BC-8018 Request for Live Scan Service - Applicant Submission 05-17 PDF
CFL 812A Instructions for Completing the 2017 Annual Report for Lenders and Brokers Licensed under the California Financing Law 01-18 PDF
DBO-CFL-1422 California Financing Law Long Form Application Package 02-18 PDF
DBO-CFL-1423 Short Form California Financing Law Short Form Application Package 1423 11-17 PDF
DBO-CFL 1550 Notice Of Fingerprint Processing Requirements Under the California Financing Law 11-17 PDF
DBO-CFL 1581 Application for Pilot Program for Affordable Credit-Building Opportunities For Lenders Licensed Under the California Finance Lenders Law 12-17 PDF
DBO-CFL 1582 Notification to Commissioner of Business Oversight of Finder Registration 01-18 PDF
DBO-CFL-1602 Application for the Pilot Program for Increased Access to Responsible Small Dollar Loans 11-17 PDF
DBO-CFL 22066(c)(4) Application For Exempt Nonprofit Organization Pursuant to Financial Code Section 22066(c)(4) 02-18 PDF
DBO-CFL 22066(c)(5) Annual Report for Exempt Nonprofit Organization Pursuant to Financial Code Section 22066(c)(5) 11-17 PDF
DBO-CFL 22066(d)(4) Notice of Partnering Organization Pursuant to Section 22066(d)(4) of the Financial Code 02-18 PDF
DBO-CFL 22153 California Financing Law Change of Address Form 12-17 PDF
DBO-CFL 8018 Request for Live Scan Service - Applicant Submission 02-18 PDF
DBO-CRMLA, BC-8018 Request for Live Scan Service - Applicant Submission 05-17 PDF
DBO-CSCL-105 Bond Of Check Seller 10-17 PDF
DBO-CSCL-109 Application For Deposit Of Security In Accordance with Section 12223 Of the Finance Code Of The State Of California 10-17 PDF
DBO-CSCL-110 Application For Withdrawal Of Security In Accordance with Section 12223 Of the Finance Code Of The State Of California 10-17 PDF
DBO-CSCL-118 Nonprofit Community Service Organization Notice And Written Consent 10-17 PDF
DBO-CSCL-119 Nonprofit Community Service Organization Audit Report And Declaration 12-17 PDF
DBO-CSCL-120 Notice of Dissolution or Termination of Engaging in the Activities of a Prorater 12-17 PDF
DBO-DOC-26 Certificate Of Search Request Form (English) 10-17 PDF
DBO-EL-301 Application For License Under The Escrow Law 05-17 PDF
DBO-EL 301 A General Information regarding the Application for Escrow Agents, Joint Control, and/or Internet Escrow Agents License 05-17 PDF
DBO-EL-302 Application For A License To Establish A Branch Office 05-17 PDF
DBO-EL-303 Bond of Escrow Licensee 05-17 PDF
DBO-EL 303-A Bond of Escrow Agent (For Fidelity Bond Deductible) 05-17 PDF
DBO-EL 314 Instructions for Establishing Records and Accounts Pursuant to the Escrow Law 08-13 PDF
DBO-EL 315 California Escrow Law Audit Report 10-17 PDF
DBO-EL-321 Assignment To Commissioner Of Business Oversight 05-17 PDF
DBO-EL-321A Instructions for Deposit of Cash in Lieu of Surety Bond 05-17 PDF
DBO-EL 323A Time Certificate or Certificate of Deposit 05-17 PDF
DBO-EL-326 Application For Authorization To Change Ownership 05-17 PDF
DBO-EL-330 Escrow Agent Manager Questionnaire 05-17 PDF
DBO-EL-336 Subordination Agreement 05-17 PDF
DBO-EL 338 General Information on the Licensing and Regulation of Independent Escrow Agents 08-13 PDF
DBO-EL 339 Revised Notice of Fingerprint Processing Requirements under the Escrow Law 10-17 PDF
DBO-512 SIQ Statement Of Identity & Questionnaire 05-17 PDF
DBO-EL-805 Consent To Service Of Process 05-17 PDF
DBO-EL, BC-8018 Request for Live Scan Service - Applicant Submission 05-17 PDF
DBO-EL-1726 Notice Of Officers, Directors, Trustees, Employees Or Other Persons Directly Or Indirectly Compensated By Escrow Agents 05-17 PDF
DBO-EL-17213 Request For Consent To Transfer An Interest In An Escrow Agents License 05-17 PDF
DBO-ENF 53 Citizen Complaint Against Peace Officer Form 10-17 PDF
DBO-ENF 53A Policy Governing Citizen Complaints Against Peace Officers 10-17 PDF
DBO-QR-500.261 Customer Authorization Of Disclosure Of Financial Records 10-17 PDF
DBO-LE-500.262 Customer Authorization of Disclosure of Financial Records 10-17 PDF
DBO-LF 596 Summary of Personnel 10-17 PDF
DBO-MBL 1950.122.2 Notice of Officers, Directors, Partners, "Control" Persons, Managers, Members, Trustees and Employees of a Residential Mortgage Lender, Residential Mortgage Lender and Servicer or Residential Mortgage Loan Servicer 05-17 PDF
DBO-MBL 1950.122C Notice of Fingerprint Processing Requirements under the California Residential Mortgage Lending Act 05-17 PDF
DBO-SB-978 Real Estate Related Information Required Pursuant To Corporations Code Section 25102.2 12-17 PDF
DBO-SCOR-260.113 Small Corporate Offering Registration Form 04-18 PDF
DBO-SRD 500.526 A Consumer's Guide to Small Business Investments 09-15 PDF
DBO-SRD QR 518 Look Before You Leap - Guide to Buying a Franchise 09-15 PDF
DBO- EL 17419 Statement of Identity and Employment Application 05-17 PDF
NF Notice of Issuance of Securities by An Investment Company Pursuant to Corporations Code Section 25100.1(b) -- PDF
SB 1137 Notice to Residence of Foreclosed Property 03-13 PDF
SEC 122 Uniform Request for Broker-Dealer Withdrawal 11-00 PDF
SEC 1490 Uniform Application for Broker-Dealer Registration 01-08 PDF
Supplemental Instructions for FDIC 3064 Department of Business Oversight Supplemental Instructions 05-17 PDF
U4 Uniform Application for Securities Industry Regulation or Transfer 10-05 PDF
U5 Uniform Termination Notice for Securities Industry Registration 10-05 PDF
U10 Uniform Examination Request for non-NASD Candidates -- Online