The Department of Business Oversight (DBO) protects consumers and oversees financial service providers and products. The DBO supervises the operations of state-licensed financial institutions, including banks, credit unions and money transmitters. Additionally, the DBO licenses and regulates a variety of financial service providers, including securities brokers and dealers, investment advisers, payday lenders and other consumer finance lenders. For a complete list of the types of financial services providers and industries regulated by the DBO, go to http://www.dbo.ca.gov/Licensees/default.asp.

 

visit the DOCQNET Sel-Service PortalSelf-Service Portal – The Department of Business Oversight (DBO) Self-Service Portal offers convenient online services to consumers and businesses seeking licensing information from DBO. The Portal allows licensees to submit exemption notices and annual report information. Portal users can also search for licensees, applicants, notice filers, securities and franchise filings and more.

 

For Consumers

For Licensees

Financial Statistics and Industry Data

Highlighted Resources

NMLS Nationwide Multistate Licensing System and Registry (NMLS) - System of record for non-depository, financial services licensing or registration

 

NMLS Consumer AccessNMLS Consumer Access – A free service for consumers to confirm that the financial-services company or professional with whom they wish to conduct business is authorized to conduct business in their state

Mortgage Education and Outreach Mortgage Education and Outreach – Consumer education about homeownership, mortgage fraud and foreclosure prevention



Seniors Against Investment Fraud Seniors Against Investment Fraud – Provides California seniors with information and resources to make informed financial decisions as well as how to avoid fraud and scams

 


Protect Yourself From Fraud For Servicemembers and Veterans

Protect Yourself From Fraud For Servicemembers and Veterans – Information for military community to help them make smart financial decisions, avoid predatory lending and protect themselves from financial fraud and scams

 

DBO Online Financial Education DBO Online Financial Education – Online financial education tool. This short interactive learning experience will prepare you with the right skills to manage your financial future!

 

California Financial Literacy MonthCalifornia Financial Literacy Month – Provides information, news and resources to help Californians make informed financial decisions and achieve their financial goals

 

CA Senior GatewayCA Senior Gateway – One-stop website intended to provide seniors, their families, and caregivers with the information they need to connect to helpful services and resources, to find answers, and solve problems

 

Keep Your Home CaliforniaKeep Your Home California – Programs to help California homeowners retain their homes if they have suffered a financial hardship

 

CalHFACalHFA – Provides financing and programs that create safe, decent and affordable housing opportunities for low to moderate income Californians

 

CalBRE

CalDRE – The Department of Real Estate (CalDRE) licenses and regulates the real estate industry and some mortgage loan originators

 

Unclaimed Property Search

 

Unclaimed Property Search  - California State Controller's Office operates the State's Unclaimed Property program

 


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Consumer Alerts

Phony Nigerian Bank Website (01/09/2018)

The DBO has been notified of a fraudulent banking website registered in Nigeria, with the address bluegateindustrialbank.com and company names BlueGate Industrial Bank USA N.A. and Blue Gate Industrial Bank. This entity is not licensed by the DBO or the U.S. Office of the Comptroller of the Currency. Consumers should not confuse this entity with the State-chartered “Blue Gate Bank,” in Costa Mesa, CA, which is licensed by the DBO. Read more at the Consumer Alerts page.

Earned Income Tax Credit and Volunteer Income Tax Assistance

The California Earned Income Tax Credit (CalEITC) is now bigger and better! This cash-back credit is designed to put money in the pockets of low-income working families and individuals. Claiming this credit is easy. Eligible taxpayers just need to file a state tax return. The free Volunteer Income Tax Assistance (VITA) program assists low-income workers with filing federal tax returns. For more information, visit caleitc4me.org.

Entity fraudulently purporting to be DBO Licensee Impac Mortgage Corp (12/06/17)

The DBO has been notified of an entity purporting to be DBO licensee Impac Mortgage Corp. This entity sends unsolicited emails offering loans, using the name of Impac Chief Executive Officer Joseph R. Tomkinson and the email address impacmortgagecorp@gmail.com. The fraudulent loan documents sent via email might have Impac Mortgage iconography on them, and money is requested before the loan is given.  Read more at the Consumer Alerts page.

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Contact DBO

  • Toll-Free 1-866-275-2677 (English) or 916-327-7585
  • Please visit our Contact Us page

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