Enforcement Actions and Orders: U

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Subject Order Issued Date Issued
UBS Financial Services, Inc. Administrative Action 10/04/13
UBS Real Estate Investments, Inc. Administrative Action 05/01/09
UBS Securities, LLC Administrative Action 04/23/10
UFGI Funding, Inc. - 6038099
UFGI Funding, Inc. - 603C885
Administrative Order 05/12/10
UFS Desist & Refrain Order 06/30/08
U.S. Biofuels, Inc Desist & Refrain Order 11/04/10
U.S. Cash Exchange, Inc. Desist & Refrain Order 05/24/04
U.S. Deposit Brokers Group Desist & Refrain Order 05/28/15
U.S. Energy Production Income and Growth Fund Desist & Refrain Order 01/31/06
U.S. Financial Management, U.S. Financial Management, Inc Civil Action 10/18/07
U.S. Financial Mortgage Corporation Administrative Order 12/08/08
U.S. First American Mortgage Banker Corporation Administrative Action 12/01/06
US Home Mortgage, Inc. Administrative Action 05/01/09
U.S. Mail, Inc. Administrative Action 06/06/08
U S Media Capital  Administrative Order 11/21/11
U.S. Metals Group Desist & Refrain Order 11/10/10
U.S. Military Lending Corp Desist & Refrain Order 05/05/09
U.S. Mortgage Administrative Action 12/01/04
U.S. Mortgage Corp Administrative Action 10/21/09
U. S. Nationwide Mortgage, Inc. Administrative Action 05/12/10
U.S. Pension Funding Desist & Refrain Order 03/05/15
U.S. Railway Research Institute, Ltd. Desist & Refrain Order 06/14/06
U.S. West LLC Desist & Refrain Order 04/13/09
USDB Desist & Refrain Order 05/28/15
ubinvest.com Desist & Refrain Order and Recission of Desist & Refrain Order and Amended Desist & Refrain Order (07/27/07)
see Recission of Desist and Refrain for Shmuel Manne only
*07/20/07
UCA Escrow, Inc. Administrative Action
See also FSD Licensee Listing #963-2673
02/18/15
Uktripledeal.net Desist & Refrain Order 02/11/05
Ukworldtripledeal.com Desist & Refrain Order 01/19/05
Ulberg, Cheryl L. Desist & Refrain Order 12/24/02

ULM, Inc.
- 603A100
-
603A429
- 603A510

Administrative Order 11/07/06
Ulric Taylor Desist & Refrain Order 03/13/06
Ulric, Jack Desist & Refrain Order 03/13/06
Ultra Escrow Administrative Action 03/26/08
UMC Mortgage Company Administrative Action
See also FSD licensee listing #413-0571
05/04/16
Uncle Warbucks Administrative Action 06/02/14
Under Water, LLC Desist & Refrain Order, see also Cinamour Entertainment, LLC 03/24/09
Underwood, Richard P. Desist & Refrain Order, OAH Decision 11/13/07
Unibank Capital Administrative Order 05/12/10
Unicredit USA, Inc. Administrative Action 05/12/10
Unigroup Funding Solutions, Inc. Desist & Refrain Order 02/25/08
Union Capital Investments, Inc. Administrative Order 11/14/2012
Union Home Mortgage Corporation Administrative Action 07/24/15
United American Companies, Inc. Desist & Refrain Order 04/07/05
United Business and Estate Planning Desist & Refrain Order 07/07/03
United Business Invest Desist & Refrain Order;
see Recission of Desist and Refrain from Shmuel Manne, only.
07/20/07
United California Systems International, Inc. Administrative Action 10/21/08
United Capital Lenders LLC Administrative Action 05/12/10
United Cash Loans Civil Action 06/30/07
United Check Cashing Administrative Action 12/22/06
United Credit Co. Administrative Order 01/10/12
United Consumer Financial Services, Inc. Citation and Desist and Refrain Order 05/19/14
United Escrow Co. Administrative Order
See also FSD Licensee Listing #963-1752;
Christine Chung
 
United Financial, LLC Administrative Order 11/07/06
United Financial Mortgage Corporation Administrative Order 02/01/08
United Home Mortgage Corporation  Administrative Order (CFL) 10/12/10
United Home Mortgage Corporation Administrative Order (CRMLA) 12/15/10
United International Mortgage and Investment Co. Administrative Action 10/21/08
United Mortgage & Loan Investment, LLC Administrative Order 07/20/10
United Mortgage Corp. Administrative Action
See also FSD licensee listing #413-0571
05/04/16
United Mortgage Brokerage, Inc.  Administrative Order 01/05/11
United Pacific Funding Services Co., Inc. Administrative Order 01/10/12
United Plus Escrow Desist & Refrain Order 01/11/05
United Recovery, Inc. Desist & Refrain Order 07/29/02
United Security Financial Administrative Action 04/29/09
United Shore Financial Services, LLC

Administrative Action
See also FSD licensee listing #413-0995, 603-G994.
See also NMLS licensee listing #3038

04/10/17
United Southland Financial, Inc. Administrative Action
See Also FSD Licensee Listing #100-4481
11/24/15
unitedbusinessinvest.us Desist & Refrain Order and Recission of Desist & Refrain Order and Amended Desist & Refrain Order (07/27/07)
see Recission of Desist and Refrain for Shmuel Manne only
07/20/07
UnitedCashLoans.com Desist & Refrain Order 08/22/06
Unity Card, Inc., UnityPay, Inc. Desist & Refrain Order 10/18/07
Universal Alliance, Inc. Desist & Refrain Order 11/25/02
Universal Consumer Marketing, Inc. Administrative Action 09/10/09
Universal Debt Reduction Desist & Refrain Order; Administrative Action; Civil Action;
See also Office of Administrative Law Decision.
12/05/05
Universal Financial Solutions Desist & Refrain Order 06/30/08
Universal Interactive, LLC aka Universal Interactive Licensing LLC Administrative Action 02/17/09
Universal Lending Corporation Desist & Refrain Order 02/27/14
Universal Money Traders Desist & Refrain Order 11/29/05
Universal Money Traders, Inc. Desist & Refrain Order 11/29/05
Universal Money Traders, LLC Desist & Refrain Order 11/29/05
Universal Nationwide, LLC Desist & Refrain Order; Administrative Action; Civil Action;
See also Office of Administrative Law Decision.
12/05/05
University Islamic Financial Corporation. Administrative Action
See also FSD licensee listing #’s 603I396, 603J460 and 603J972
05/23/17
Univest Capital Management, Ltd. Desist & Refrain Order 03/03/06
Unlimited Escrow, Inc. Administrative Order 03/19/08
Unlimited Loan Resources Administrative Order 07/10/07
Unomas Corporation Administrative Action 05/12/10
Untouchable Films, LLC Administrative Action 11/27/17
UNUS Capital Management, Inc. Desist & Refrain Order 08/25/05
Unwin, Richard Desist & Refrain Order 05/13/08
Upton, David M. Desist & Refrain Order 02/26/04
Urban Financial of America, LLC Administrative Order
See also licnesee listing FSD #413-0941
09/15/15
Urgent Healthcare America Desist & Refrain Order;
See also Luminous Wealth Management Desist and RefrainOrder
09/22/06
Urgent Money Administrative Action 05/05/06
Urner, Tracey Desist & Refrain Order 12/24/02
US America, Inc. Desist & Refrain Order;
See also Reiswig, Ronald E and Reiswig, Janet Sue;
09/26/07
US Cash Advance Desist & Refrain Order 07/13/11
US CD Services Corporation Civil Action 01/27/04
US Dinar Bank, US DinarEX Desist & Refrain Order 06/10/11
US Fast Cash Civil Action 06/30/07
US Lease Equipment Financing Administrative Action 03/18/11
US Lease Financing, Inc. Administrative Action 03/18/11
US National Home Loan Corporation Administrative Action 05/12/10
USA Ladycare Lifetime Civil Action 10/23/06
USA One Funding Group Desist & Refrain Order 11/13/13
USAR, Inc Desist & Refrain Order 06/27/06
USAR, Inc. Desist & Refrain Order 06/27/06
USAuctions.com, Inc. Desist & Refrain Order 12/30/02
USFastCash.com Desist & Refrain Order 08/22/06
USFIA, Inc Desist & Refrain Order 10/01/15
Ussery Jr., Michael R. aka Michael White Desist & Refrain Order 02/20/08
Utah Financial, Inc. Administrative Order 06/09/09
Utopia Lending, Inc Administrative Action 08/04/10
UVEST Financial Services Group, Inc. Administrative Action 06/13/12