Case Number:

Date of Initial Action:

Defendants/Respondents: Palisades Investment Advisors, Inc.

Documents:

  • Order to Discontinue Violations Pursuant to Corporations Code section 25249
  • Statement in Support of Order Levying Administrative Penalties Pursuant to Corporations Code section 25252
  • Statement in Support of Order to Discontinue Violations Pursuant to Corporations Code section 25249 and Commissioner's Intention to Make Order Final