Enforcement Actions and Orders: K

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Subject Order Issued Date Issued
K.M. & Associates LLC Desist & Refrain Order 05/28/14
K & W Check Cashing Desist & Refrain Order 06/02/05
K and K Associates Desist & Refrain Order 05/03/10
K-Designers Administrative Action 05/07/13
K.I.S. Financial Services, Inc Administrative Action 05/01/09
K Platinum Associates, Inc. Desist & Refrain Order 06/01/07
K Platinum Group, Inc. Desist & Refrain Order 06/01/07
K Platinum International Associates Desist & Refrain Order 06/01/07
K, Mike Desist & Refrain Order 05/21/07
Kabajouzian, Anto Desist & Refrain Order 12/08/10
Kaiku Money California, LLC Administrative Order 12/06/11
Kalaco Scientific, Inc. Desist & Refrain Order 09/28/10
Kalapuracan, Jose A. aka Kalapuracan, Joe Desist & Refrain Order 06/19/12
Kalu Corporation Administrative Action 12/11/07
Kalwant, Sandhu S. Desist & Refrain Order 04/16/03
Kam, Chung Administrative Action 03/09/06
Kanar Enterprises Desist & Refrain Order 01/11/05
Kane, Pat Desist & Refrain Order 12/31/04
Kane, Walter Desist & Refrain Order 12/31/04
Kar Globe Escrow Services Desist & Refrain Order 03/02/07
Karcagi, Joseph Desist & Refrain Order 07/03/07
Karcy, Darlene Desist & Refrain Order 04/01/09
Karda, Carolyn M. Desist & Refrain Order 05/28/02
Kardos, Paul Desist & Refrain Order 04/14/04
Karglobe.com Desist & Refrain Order 03/02/07
Karis Brokerage, Inc. Desist & Refrain Order 04/15/09
Karfarski, Conradl Desist & Refrain Order 01/13/12
Karkeh, Mike Desist & Refrain Order 05/21/07
Karkehabadi, Mahmoud Desist & Refrain Order 05/21/07
Karkehabadi, Mike Desist & Refrain Order 05/21/07
Karlis, Craig Anthony Desist & Refrain Order 03/01/11
Kase Engineering and Finacial Services Inc. Administrative Action 05/02/07
Kastlepoint Mortgage, Inc. Administrative Action *04/03/06
Kats, Leo Desist & Refrain Order 06/24/15
Katsnelson, Yakov Desist & Refrain Order 09/28/10
Katzka, Danny M. Desist & Refrain Order 08/04/14
Kaufman, David Desist & Refrain Order 11/10/10
Kaufman, Neil (Alpine PIctures) Civil Action 04/15/11
Kaufman, Neil Administrative Action (see also Family Film Fund, LLC) 11/23/09
Kaup, David Desist & Refrain Order 05/12/09
Kavoosi, Kourosh aka Kavoosi, Christopher Administrative Order
See also licensee listing NMLS #32381
02/02/16
Kawaguchi, Toshiaki Desist & Refrain Order 06/14/06
Kay, Steven Desist & Refrain Order 02/25/11
Kayatta, David Francis Civil Action 09/09/15
Kaye, David. Desist & Refrain Order 03/28/07
Kaye, Jeff Desist & Refrain Order 08/3011
Kazi, Hakim Desist & Refrain Order 07/20/07
KC Investments Administrative Order 11/25/07
KDO Capital; KDO Management Corp. Administrative Action 11/16/11
Keada Capital Investment Fund I, LLC Administrative Order 12/27/11
Kenealy, Michael Administrative Action 12/01/14
Keate, Melanie Desist & Refrain Order 10/11/11
Keate, Scott Desist & Refrain Order 10/11/11
Keating II, Dennis Lee Desist & Refrain Order 05/05/10
Keast, Chawee Administrative Action 11/30/07
Keb La Financial Corp. Administrative Order 03/07/12
Keegan, Kenneth W. Desist & Refrain Order, Administrative Law Decision, Civil Action 01/19/06
Keller, Laura A. Desist & Refrain Order 06/23/11
Kellum, Linda C. Administrative Action 10/07/08
Kelly, Bob Desist & Refrain Order 12/19/08
Kelly, Dwight Administrative Action 09/25/06
Kelly, Jane Desist & Refrain Order 12/9/04
Kelly, Paul Lance aka, Kelly, Lance Desist & Refrain Order 12/08/10
Kelly, Richard Desist & Refrain Order 07/07/03
Kelly, Stephen P. Administrative Action 08/23/16
Kelly, Susan Administrative Action 09/25/06
Kelly, Thomas J. Desist & Refrain Order 01/05/10
Kelly, Tom Desist & Refrain Order 03/24/05
Kelly, Tom Civil Action 03/24/05
Kempf, Charles Perlitz Administrative Action 03/02/17
Kemplen, Donald T. III Civil Action 03/24/05
Kensington Resources, Inc. Administrative Action 10/10/16
Kent, Laura Jean Administrative Action 11/29/12
Kentucky Limited Partnership Administrative Order 10/24/07
Kentucky Mountain View Petroleum Company Desist & Refrain Order 11/07/07
Kephart, Christopher Holmes Administrative Action 05/19/10
Kessel, Roy Desist & Refrain Order 05/17/10
Kerman Cash Administrative Action 05/05/06
Kerr, Joseph Desist & Refrain Order 08/22/14
Key Capital Solution, Inc.  Administrative Action 08/04/10
Key Place LLC Desist & Refrain Order 12/26/06
Keystone Escrow Administrative Order 06/05/09
KFisher Consulting Group Desist & Refrain Order 10/12/15
KFP Capital, LLC Administrative Order 10/10/2012
KH Financial, LP Administrative Order 03/07/08
KHF Lending, LLC Administrative Action 07/06/16
Khanna, Inc. (RMCFinancial.com) Administrative Action 05/01/09
khanna, Mohit A Civil Action 08/17/09
Khattat, Masen Desist & Refrain Order 06/02/05
Kheng-Loc, Susan Desist & Refrain Order 08/30/06
Khouri, Fadi aka Khouri Fredv Desist & Refrain Order (Green House) 05/03/10
Khouri, Fadi Administrative Action (Money Palace) 07/09/07
Khouri, Maha Desist & Refrain Order (Green House) 05/03/10
Khoury, Natalie Desist & Refrain Order 10/16/14
Khurana Holdings Corporation Administrative Order 12/16/08
Kilgore, Randall Morgan Desist & Refrain Order 05/28/04
Killer Industries, Inc. Desist & Refrain Order 05/28/08
Killion Enterprises, Incorporated Administrative Action 05/01/09
Kilpatrick & Hart, Ltd Desist & Refrain Order;
See also Remington Financial Group
05/18/03
Kim, Do Kyun Adminstrative Action 05/12/16
Kim, Taek Min "David" Desist & Refrain Order 04/22/16
Kirkpatrick, Leah, M. Administrative Action 12/06/07
Kilroy, Michael J. Desist & Refrain Order and Administrative Hearing Decision 07/31/03
Kim, Chang Soo Desist & Refrain Order 09/04/02
Kim, David D. Desist & Refrain Order 09/19/12
Kim, Jhon S. Desist & Refrain Order 09/04/02
Kim, Jin Sung Desist & Refrain Order 07/21/09
Kim, Jin Yong Administrative Action 12/14/15
Kim, John S. Desist & Refrain Order 09/04/02
Kim, Jong Hag Desist & Refrain Order 09/13/06
Kim, Jong Ki Desist & Refrain Order 09/13/06
Kim, Julia Eugene Administrative Action 12/14/15
Kim, Kwang Tae Administrative Action 04/21/04
Kim, Nancy Administrative Action 01/20/16
Kim, Sangyun Desist & Refrain Order;
see also Dolarian,et al. Desist & Refrain Order
04/26/07
Kimball, John Desist & Refrain Order 05/03/06
King Capital Funding Administrative Order 01/05/12
King Cash Advance Desist & Refrain Order 05/13/08
King Royalty Corporation Desist & Refrain Order 09/14/07
King, Richard Desist & Refrain Order 03/02/07
King, Richard E. Jr. Desist & Refrain Order 08/07/06
King, Ted Desist & Refrain Order 06/11/03
KingCapital Funding  Administrative Action 11/26/12
Kingsfield, Brian Desist & Refrain Order 06/07/10
Kintner, Darien Administrative Action 11/05/14
Kirkland, Patrick B. Desist & Refrain Order; Civil Action 11/19/04
Kiro Company (The) Administrative Action 03/18/11
Kish, William Desist & Refrain Order 12/15/06
Kitchell, Jonathan Administrative Action 12/13/06
Kitchell, Laura Administrative Action 12/13/06
Kitchens, Todd Desist & Refrain Order 01/25/08
Kittler, Dennis, R. Desist & Refrain Order 12/02/14
Kittler, Lisa A. Desist & Refrain Order 12/02/14
Kittler, Sharon Norsch Desist & Refrain Order 12/02/14
Klayman, Robert Desist & Refrain Order 04/15/11
Klick, Douglas H. Desist & Refrain Order 12/24/02
Kline, Kevin Desist & Refrain Order 11/10/10
Kline, Sally Desist & Refrain Order 04/28/06
Klose, Kennethy aka Klose, Ken. Desist & Refrain Order 03/21/11
Knox Drilling Fund, LLP Administrative Action 02/09/11
Knox Drilling Fund II, LLP Administrative Action 02/09/11
Kobay Financial Corp. Accusation; Order Revoking;
See also administrative action
03/08/05
Koetting, Daniel Desist & Refrain Order 05/08/06
Koetting, Mark J. Desist & Refrain Order 05/08/06
Koffler Investor Group (The) Desist & Refrain Order 01/31/12
Koffler, Steven C. Desist & Refrain Order 01/31/12
Kohn, Adolf Desist & Refrain Order 06/05/07
Kohn, Scott A. Desist & Refrain Order 03/03/15
Kolker, Len Desist & Refrain Order 12/08/08
Kondaur Capital Corporation. Adminstrative Order
See also licensee listing FSD #413-0930
09/15/15
Konzelman, Kelly R. Desist & Refrain Order 08/17/05
Kool-Pets, Inc. Desist & Refrain Order 12/16/14
Kordos, Richard S. Desist & Refrain Order 06/08/05
Kordos, Richard S. Desist & Refrain Order 03/18/02
Korneevets, Olena AKA Korneevets, Lola Administrative Action 06/22/16
Kostomaj, Marjan. Desist & Refrain Order 09/28/09
Kotlar, Erminio Desist & Refrain Order 12/29/03
Kracksmith, Inc. Administrative Order 03/26/12
Kracksmith, Inc. Administrative Active
See also FSD licensee listing #603-B449
06/05/17
Kramer (Cameron-Kramer), Chris Desist & Refrain Order 12/24/02
Kramer, Fritz Amended Desist & Refrain Order 09/09/16
Kramer, Stanley Desist & Refrain Order 12/24/02
Krauth, Charles Administrative Action 03/29/16
Krech, Jack J Desist & Refrain Order
See also FSD listing #603-2051
04/16/15
Krechko, Tibor Desist & Refrain Order 05/06/02
Kreidenweis. Harry Administrative Action 05/12/10
Krupela, Paul Alexander Administrative Action 12/01/10
KSADATA II, Inc Desist & Refrain Order 04/15/05
KSADATA III, Inc Desist & Refrain Order 04/15/05
KSADATA IV, Inc Desist & Refrain Order 04/15/05
KSADATA, Inc Desist & Refrain Order 04/15/05
Kulman, Inc Administrative Action 12/08/08
Kumar, Akshay Desist & Refrain Order *02/02/07
Kuivenhoven, Dirk Johannas  Administrative Action 5/12/2010
Kuntz, Damon Leroy Administrative Action
See also FSD Licensee Listing #963-0108
06/24/14
Kurland, Harry Administrative Action 12/28/07
Kurth, Thomas E. Desist & Refrain Order 05/13/09
Kurzet, Steven Desist & Refrain Order 11/08/07
Kutzner, Damian Robert Administrative Action 12/11/06
Kwangyoecksi, Daegu Desist & Refrain Order 12/08/08
Kwick Kerb Edgemaster, Inc. Desist & Refrain Order 12/16/05
Kwick Kerb USA, Inc. Desist & Refrain Order 12/16/05
Kwong, Lindy Desist & Refrain Order 04/02/08
KWM Investments Desist & Refrain Order 07/13/07
Kyes, Kevin J. Desist & Refrain Order 12/24/02
Kyle Christian Corporation Administrative Action 05/01/09