Case Number:

Date of Initial Action: 12/05/07

Defendants/Respondents: First Fidelity Asset Group, LLC; First Fidelity Group, LTD; Joseph Lekar; Simon Shaw; Stefan Misiraca

Documents:

• Desist and Refrain Order
• 1) Statement in Support of Order Levying Administrative Penalties Pursuant to Corporations Code Section 25252;
  2) Claim for Ancillary Relief Pursuant to Corporations Code Section 25254;
  3) Desist and Refrain Order
• Order Imposing Penalties and Ancillary Relief (12/08/11)
• Complaint for Permanent Injunction and Ancillary Relief (03/06/12)
• Judgment by Court After Default (Filed July 18, 2012)