Case Number: Orange Case #: 06CC07158

Date of Initial Action: 06/16/06

Defendants/Respondents: Scott, Steven Arthur; Benchmark Financial Services

Adminstrative Action Respondents:

  • Scott, Steven Arthur; Benchmark Financial Services; Benchmark Financial Services, Inc.
  • 08/03/06 Accusation

Documents:

  • Decision by Settlement
  • Stipulation to Entry of an Order issuing an Amended Preliminary Injunction, Civil Penalties, Denial land Bar by Defendants
  • First Amended Complaint for Injuctive Relief; Civil Penalties; and Ancillary Relief; Violation of California Corporations Code Section 25230 (Unlicensed Investment Adviser); Violation of California Corporations Code Section 25235 (Fraud by an Investment Adviser).
  • Stipulation to Entry of an Order Issuing a Preliminary Injunction between Plaintiff and Defendants.
  • Complaint for Injunctive Relief; Civil Penalties; and Ancillary Relief; Violation of Corporations Code Section 25230 (Unlicensed Investment Adviser); Violation of California Corporations Code section 25235 (Fraud by an Investment Adviser;
  • Memorandum of Points & Authorities in Support of Notice of Ex Parte Application and Application for Temporary Restraining Order; and Request for Order to Show Cause re: Preliminary Injunction
  • Notice of Ex Parte Application and Application for Temporary Restraining Order; and Request for Order to Show Cause re: Preliminary Injunction
  • Temporary Restraining Order and Order to Show Cause re: Preliminary Injunction