e California Department of Business Oversight

Enforcement Actions and Orders: G

A - B - C - D - E - F - G - H - I - J - K - L - M - N - O - P - Q - R - S - T - U - V - W - X- Y - Z - Num - Chron

The Lending Partners
Subject Order Issued Date Issued
G4i Capital Partners, Inc.; G4i Government Contract Funding Civil Action 09/08/11
G & R Financial Services  Administrative Order 11/21/11
G&M Group, LLC Desist & Refrain Order 09/08/15
G&V Investments International Desist & Refrain Order 03/08/05
Gabran, David Albert Administrative Order 01/05/12
Gabriel Investment Group, LLC. Administrative Action 05/27/16
Gabriel, Miguel Administrative Action 05/27/16
Gadea, Jose Francisco Pinell Desist & Refrain Order;
see also Rescission Order (08/21/07)
03/05/07
Gagne, Robert Desist & Refrain Order 05/17/07
Galaxy Escrow Administrative Order 10/15/14
Galaxy Resources/00, LLC Desist & Refrain Order *08/07/06
Gale, Frank Desist & Refrain Order 10/09/02
Gallagher, Donald J. Desist & Refrain Order *05/30/03
Gallant Group, Ltd (The) Desist & Refrain Order 05/12/10
Gallardo, Victor Melgoza Administrative Order 01/05/11
Galli Financial & Insurance Services Desist & Refrain Order 04/12/10
Galli, Derek Desist & Refrain Order 04/12/10
Gallo, Augustine M. Desist & Refrain Order 08/31/06
Galt Ventures (dba Speedy Cash) Desist & Refrain Order, Settlement Agreement 10/30/08
Galveston Bay Drilling Program, LP. Administrative Action 10/10/16
Gamble, James D. Administrative Action 05/01/09
Gamble, Yvonne, E. Desist & Refrain Order 05/21/08
Gamboa & Company Civil Action 08/31/09
Gamboa, Michael P. Civil Action 08/31/09
Gamel, Dan Administrative Action 05/01/09
Game Plan, GamePlan, Game Plan JHH, GamePlanJHH Desist & Refrain Order 10/01/07
Gamez, Cristhian Desist & Refrain Order; see also Office of Administrative Hearings Decision 11/29/07
Gamm Tech, Inc. Desist & Refrain Order 11/07/07
Ganesh, Steven Stipulation to Desist & Refrain Order and Desist &Refrain Order 01/05/10
Ganjoo, Ravi Administrative Action 01/20/17
Gano, James Stephen Administrative Order 06/05/13
Garcia, David A.  Administrative Action 05/07/13
Garcia, John Desist & Refrain Order 09/17/09
Garcia, Steve Desist & Refrain Order 08/16/06
Gardner, Karen Administrative Action, see also First National Escrow 09/27/10
Gardner, Matt Administrative Action 10/12/16
Gardner, Nathaniel David Administrative Action 12/16/15
Garg, Luis Desist & Refrain Order 09/08/11
Garibaldi Mortgage Administrative Acttion 05/13/08
Garibaldi, Barbara Jean Administrative Acttion 05/13/08
Garlic Jim's Franchise International, Inc. Administrative Action 12/30/10
Garin, Luzviminda Desist & Refrain Order 01/13/11
Garls, Jon Desist & Refrain Order 03/11/08
Garmon, Brianl Desist & Refrain Order 01/13/12
Garnier, Steve Desist & Refrain Order 03/06/12
Garrison Credit Holdings LLC Administrative Order 12/22/10
Garrison, Eric Vaughn Administrative Action 10/13/07
Gate Paid Inc Desist & Refrain Order 03/23/06
Gateway Capital Partners, LLC Desist & Refrain Order 12/01/16
Gateway Holdings Group, LLC Desist & Refrain Order and Order Voiding Transactions 08/11/11
Gateway Funding Diversified Mortgage Services Administrative Order 06/11/13
Gaucho Partners, LLC Administrative Action 05/01/09
Gautreaux, Wesley Ray  Administrative Action 09/01/10
Gay Home Loans, Inc. Administrative Action 05/01/09
Gaxiola, Tirso Arturo Administrative Action 04/23/15
GBR Funding West, Inc. Administrative Order 03/06/12
GC Loan Center, Inc Administrative Action 10/12/11
GCFI Group Civil Action 09/08/11
GDP Investments, Inc. Administrative Order 04/27/17
GE Commercial Finance Business Property Corporation
 - 6051885
 - 6032493
 - 603A339
Administrative Action 05/07/13
Geis, James W., aka Geis, Jim Desist & Refrain Order 11/08/07
Gem Financial Services Administrative Action 06/16/10
GEM Funding, Inc Desist & Refrain Order 11/18/09
Gemelli Group, LLC Administrative Action 05/12/10
Gemini Escrow Services Administrative Action 11/09/11
Gemzo Enterprises, Inc. dba Quick Cash Administrative Action
See also FSD licensee listing #1003470
07/28/17
Gencor Mortgage, Inc. Revocation Order
Click here to search licensee details
12/16/14
General Equity Services Desist & Refrain Order 12/08/08
Genessee Capital, Inc. Desist & Refrain Order 06/15/06
Geneva Investment Fund, LLC Administrative Action 06/09/10
Geneva Real Estate Investment, Inc. Administrative Action 05/12/10
Geneva Roth Capital, Geneva Roth Ventures; Geneva Roth Holdings, Inc. Desist & Refrain Order 08/31/09
Genisys Financial Corp. Administrative Action 12/01/06
Genomics Institute of America Desist & Refrain Order 07/19/07
Genpact Mortgage Services, Inc. Administrative Order 06/09/10
Gentry Group Desist & Refrain Order 07/20/04
George, Damon Desist & Refrain Order 04/03/03
George, Douglas Bennett Desist & Refrain Order 04/06/09
George's Check Cashing Administrative Action 04/19/06
GEPF, Inc. Administrative Order 03/23/12
Gerber Finance Inc. Administrative Action
See also FSD licensee listing # 603-A073
11/21/11
Gerber, Howard Mark Administrative Action 12/04/14
Gerber, Howard Mark Administrative Action
Also see NMLS #694065
04/29/15
German, Bueno Desist & Refrain Order 05/13/05
Gerova Asset Backed Holdings LP Administrative Order 11/21/11
Gesinc Estate and Insurance Desist & Refrain Order 12/08/08
Gest, Joanna M. . Administrative Action; See also Sticking Together Atheletes Retirement, LLC 06/30/10
Gest, Michael S. Administrative Action; See also Sticking Together Atheletes Retirement, LLC 06/30/10
Get and Go Express, Inc. Desist & Refrain Order 11/18/05
GeteCash Desist & Refrain Order 10/28/09
Getz, Caroline Joan Desist & Refrain Order 10/07/14
Getz, George Gordon Desist & Refrain Order 10/07/14
Gevorkian, Vaagn Administrative Action 12/28/07
Geyen, Michael Gerome Administrative Action
See also FSD licensee file # 963-0802
07/30/14
GF Mortgage, Inc. Administrative Order 12/06/07
GFS Capital Holdings Administrative Order
See also FSD licensee file # 413-0488
08/26/16
Gfex Escrow Desist & Refrain Order 04/13/05
GFMN Financial & Realty Services dba GFMN Mortgage, Inc. Administrative Action 03/18/11
Ghuman, Imardeep S. Administrative Action 10/02/07
Gibbs Financial Services, Inc. Desist & Refrain Order 10/02/02
Gibbs, Brian D. Desist & Refrain Order 10/02/02
Gibson & Wile Financial Services Desist & Refrain ORder 08/11/08
Gibson, Chandra J. Desist & Refrain Order 10/31/06
Gibson, Gabriela Desist & Refrain Order 02/03/10
Gibson, Isaac Desist & Refrain Order 12/10/02
Gigapix Studios, Inc. Desist & Refrain Order 04/08/09
Gilabert, Keith Desist & Refrain Order 07/11/05
Gilbert, Benjamin Citation and Desist & Refrain Order 08/14/06
Gillespie, Neil Desist & Refrain Order 05/24/05
Gillis, Paul W., Jr. Desist & Refrain Order 12/24/02
Gillum, Patricia Desist & Refrain Order and Stipulation to Desist and Refrain Order 10/26/10
Ginnaty, Natasha Desist & Refrain Order 10/31/06
Ginnie Mac Mortgage Corporation Administrative Action 05/12/10
Giovinezza Cosmetics Corporation Desist & Refrain Order 06/10/08
Gitnick, Neil D. Administrative Action 03/18/08
Gitnick, Neil D. Administrative Action
See also FSD licensee listing #603-8908
06/06/17
GJB Enterprises, Inc. Sesist & Refrain Order 08/02/11
GK Capital Solutions, Inc. Administrative Action 05/27/10
Glace Franchising, LLC. Administrative Action 08/07/17
Glace Cryotherapy, LLC. Administrative Action 08/07/17
Glacier Financial (Saide, Inc., dba) Administrative Action 05/01/09
Gleason Group, Inc (The) Desist & Refrain Order 01/08/03
Gleason, Henriertta Desist & Refrain Order 05/08/02
Gleason, Juliette S. Desist & Refrain Order 01/08/03
Gleeson, Patrick Gerald Administrative Action 04/28/15
Glennie, Williams S Administrative Action 04/10/13
Glick Morganstern Capital Group, LLC Administrative Action 03/18/11
Glickman, Larry Desist & Refrain Order;
See also Luminous Wealth Management
Desist and RefrainOrder
09/28/06
Glickman, Lawrence A. Desist & Refrain Order;
See also Luminous Wealth Management
Desist and RefrainOrder
09/28/06
Glisson, Robert Ross Desist & Refrain Order 06/11/08
Glitter Girl LLC Desist & Refrain Order 02/16/11
Global Alliance Energy Production Fund, L.P. Desist & Refrain Order 01/31/06
Global Asset Management, Inc. Desist & Refrain Order 11/10/10
Global Bullion Exchange, LLC. Desist & Refrain Order 01/09/09
Global Business Marketing,Inc. Desist & Refrain Order 07/18/14
Global Capital Desist & Refrain Order 03/05/06
Global Client Solutions, LLC Desist & Refrain Order;
Administrative Action;
See also Office of Administrative Law Decision.
See also Acu-Shield Financial Inc
12/05/05
Global Command, Inc. Administrative Action 03/23/17
Global Crossroads, Inc. Administrative Action 08/23/16
Global Encryption Imaging Corporation Civil Action 11/29/11
Global Energy Internataional, LLC. Desist & Refrain Order 07/16/12
Global Enterprises, Inc. Desist & Refrain Order 12/19/02
Global Equity Lending, Inc. Administrative Order 08/06/08
Global Escrow Service, Inc. Administrative Order 04/12/10
Global Expense Management, Inc. Desist & Refrain Order 11/22/02
Global Funding Services Corp. Administrative Action
See also Lincensee file # 413-1218 .
02/28/14
Global General Technologies, Inc. Civil Action 09/09/08
Global Group Holdings, LLC Desist & Refrain Order 12/13/11
Global Home Loans and Finance, Inc. Administrative Order 07/19/06
Global Investment Trust aka Global Investment Trust, LLC Desist & Refrain Order 10/07/13
Global Marketing & Research, Inc. Administrative Order 12/22/10
Global Mortgage Financial Funding Group Administrative Action 05/12/10
Global Mortgage Resources, Inc. Administrative Action 07/28/08
Global Network Providers (Grenada) Inc. Desist & Refrain Order 06/15/06
Global Network Providers Grenada Desist & Refrain Order 06/15/06
Global Network Providers Inc. Desist & Refrain Order 06/15/06
Global Payday Loan, LLC Desist & Refrain Order 11/16/10
Global Reserves, BT aka Global Reserves, BT and Global Reserve Trust Desist & Refrain Order,
See also Reiswig,Ronald E and Reiswig, Janet Sue
09/26/07
Global Security One Desist & Refrain Order 10/18/04
Global Swift Funding LLC 
603G336
603G912
Administrative Order 01/12/11
Global Trio Funding, Inc. Administrative Action 05/01/09
Global Venture Group Desist & Refrain Order,
See also Office of Administrative Hearing Decision
04/11/03
Global Victory Capital Investment Group, a.k.a. Global Victory Capital Group Administrative Action 12/03/15
GlobalEncryptionImaging.com Desist & Refrain Order 11/29/11
Globe Protect, Incorporated Administrative Action 07/03/17
Glokovich, Gerald Desist & Refrain Order 08/03/05
Glory Land, LLC Desist & Refrain Order 08/12/10
Glover-Akpey, Ananda Desist & Refrain Order 05/24/11
GM & R Lending Group  Administrative Order 12/22/10
GMA Mortgage and Realty  Administrative Order  10/27/10
GMAC Mortgage LLC Administrative Action 06/07/07
GMAC Mortgage LLCl National Mortgage Settlement, See also National Mortgage Settlement website for more information 02/09/11
GMAC Mortgage, LLC. Administrative Action
See also NMLS licensee listing #1045
08/10/16
GMH Mortgage Services LLC dba BESTRATEUSA Administrative Action
See also FSD licensee listing #413-1180
11/14/16
Go, Angelica a.k.a. Go, Fray Angelica Administrative Action 12/03/15
Go Apply LLC  Administrative Order 06/25/12
Go Telecare Administrative Action 05/10/17
Goltiao, Ephraim Giron Administrative Action
See also NMLS licensee listing #1524493
06/28/17
Gobel, Larry D. Desist & Refrain Order 12/11/06
Goda, Alan F. Civil Litigation 11/16/07
Godbole, Neil Administrative Action 01/26/11
Godfrey, Carl LaRue Desist & Refrain Order 08/15/07
Goff, Clinton Desist & Refrain Order 05/05/06
Goff, Clinton C. Desist & Refrain Order 11/28/07
Goff, Ollie Desist & Refrain Order 09/16/08
Gold Coast Group Desist & Refrain Order 05/06/02
Gold, Edward Kent Desist & Refrain Order 04/08/08
Gold Exchange III, Inc Desist & Refrain Order 09/16/08
Golden Rate Services LLC Administrative Action
See also FSD licensee listing #607-3557
05/15/17
Gold Reverse, Inc. Administrative Order 01/09/09
Gold Water Mining LLC Administrative Action 01/16/13
Golden Bridge Coffee, Inc. Desist & Refrain Order 11/03/06
Golden Crest Affiliate Services, LLC; Golden Crest Wealth Management, LLC Desist & Refrain Order 05/11/09
Golden Empire Escrow, LLC Administrative Action 01/05/11
Golden Empire Mortgage, Inc. Administrative Action
See also FSD licesee listing #413-0360
05/29/14
Golden Equity Mortgage Corp.  Administrative Order 01/05/11
Golden Gate Escrow Desist & Refrain Order 12/29/11
Golden Gate Mortgage Administrative Action 06/22/16
Golden Key Escrow Desist & Refrain Order 05/19/14
Golden Key Escrow Company Administrative Action 08/25/11

Golden Jupiter Land, LLC;
Golden Pluto Land, LLC

Desist & Refrain Order 08/12/10
Golden Nuggest Invest aka GoldenNuggestInvest Desist & Refran Order 10/05/11
Gold Options Hotline, Inc. Desist & Refrain Order 07/21/16
Golden Pacific Real Estate Desist & Refrain Order 05/23/12
Golden Ribbon Financial Desist & Refrain Order 09/02/09
Golden Spoon, Inc Administrative Action 11/05/07
Golden Star, Inc. Administrative Action
See also NMLS licensee listing #1437002
08/31/17
Golden West Funding, Inc. Administrative Action 11/05/07
Goldman, Oscar Desist & Refrain Order 05/05/03
Goldman, Sachs & Company Administrative Action 04/27/10
Gold-trademan.com Desist & Refrain Order 05/16/05
Golembesky, Michael A. Order Withdrawing Desist & Refrain Order 04/15/08
Gomax Lending  Administrative Order 9/25/2012
Gomez, Julio Angel Civil Action 01/10/13
Gomez, Kashia Administrative Action 01/31/07
Gomez, Maria. Administrative Action
See also FSD licensee listing #963-0288
04/01/09
GoNow Securities Administrative Action 06/20/11
Gontang, Peter Anthony Administrative Action 02/24/15
Gonzalez, Alfredo Rescission of Desist & Refrain Order, also see Capitol Group One Desist & Refrain Order; and Office of Administrative Hearings Decision 11/29/07
Gonzales, Ben Desist & Refrain Order 03/18/02
Gonzales, Raul Desist & Refrain Order (Solid Land MAS Corporation) 04/19/10
Gonzales, Raul Desist & Refrain Order 09/13/06
Gonzalez, Esperanza Desist & Refrain Order, see also Office of Administrative Hearings Decision 11/29/07
Gonzalez, Jasmin Administrative Action 05/12/10
Gonzalez, Magda S. Administrative Action 02/11/04
Gonzalez, Noe F. Administrative Action 10/14/14
Gonzalez, Ricardo A., dba Cybertek Studios, Inc. Desist & Refrain Order 02/26/14
Goodrich, Charlene Marie Desist & Refrain Order 04/05/11
Goodrich, Mark  Administrative Order 06/13/12
Goodrich, Richard Lee Desist & Refrain Order 05/14/07
Goodrich, Rick Desist & Refrain Order 05/14/07
Google, Inc Consent Order 01/13/05
Gooler, Judith aka Gooler, Judy Administrative Action 09/27/10
Gordon, Rick Desist & Refrain Order 01/05/10
Gorla, John D. Desist & Refrain Order 12/24/02
Gorte, Fred Administrative Action 05/12/10
GotMortgage.com Administrative Action
See also FSD Licensee Listing # 603-A922
05/12/15
Gould, Douglas James Desist & Refrain Order 03/25/09
Govender, Parmanathan George Desist & Refrain Order 08/26/04
Government Contract Funding Civil Action 09/08/11
Government Employees Credit Center, Inc. Desist & Refrain Order 01/07/09
Gowani, Saleem Karim Administrative Action - Revocation;
Order Setting Aside
*06/28/06
Gowlikar, Raj Narsing Desist & Refrain Order 12/31/15
Grace Capital Management, LLC. Administrative Action 03/02/16
Grace, Eric M. Administrative Action 03/02/16
Grace, Kevin D. Desist & Refrain Order 01/28/08
Graceland Escrow Services Corporation Administrative Action 11/10/04
Grachen, George Gerard Administrative Action 01/26/15
Grager, Steven Paul Administrative Action 08/26/13
Graham, Victor Desist & Refrain Order 02/26/04
Graham, Victor Desist & Refrain Order 04/30/04
Graigo, Roy Administrative Action 03/02/17
Grameen America, Inc. Administrative Order 05/17/16
Grand Capital Finance, Inc. Administrative Order 11/21/11
Grand Castle, Inc. Administrative Action 09/12/17
Grand Castle, Inc. Administrative Action
See also FSD Licensee Listing #603-I063
11/09/11
Grand Pay Day Advance Desist & Refrain Order 06/10/08
Grand Peak Mortgage & Financial Services, LLC Administrative Action 03/19/13
Grand Trine LLC Desist & Refrain Order 07/14/10
Grande Homes, Inc. Administrative Active
See also licensee listing FSD #603-G343 and #603-L043
05/25/17
Grandmark Mortgage LLC  Administrative Action 07/14/10
Grandpoint Community Builders, Inc. Desist & Refrain Order 04/24/14
Granger Mortgage Corporation Administrative Action 05/01/09
Grant Construction, Inc. Administrative Action
See also FSD License Listing #603-A229
05/12/10
Grantis, Donald C. Desist & Refrain Order 09/11/02
Gray 1 CPB, LLC Administrative Action 05/12/10
Gray 1 Portfolio, LLC Administrative Action 05/12/10
Graybar Electric Company, Inc Consent Order 10/24/06
Graziano, Erick C. Administrative Action 10/10/16
Great Khan, Inc. Desist & Refrain Order 04/22/16
Great Mortgage Corporation, dba CLO Funding Corporation Order to Discontinue 04/12/12
Graystone Solutions, Inc. Administrative Order 12/08/08
Great Atlantic Capital Corporation Administrative Action 05/07/13
Greater Orange County Escrow Corporation Administrative Action
See also FSD licensee listing #9631258
07/28/17
Great Performance Escrow, Inc. Administrative Order
See also FSD Licensee Listing 963-2526
04/01/11
Great Plains Financial, LLC Desist & Refrain Order 02/05/08
Great Western Bancorp Administrative Order 05/01/07
Greater Acceptance Mortgage Corporation Administrative Action 09/07/07
Greater Sacramento Urban League Administrative Order 5/2/2012
Greater-trader.com Desist & Refrain Order 05/24/05
Greater-trader.org Desist & Refrain Order 05/24/05
Green Bash, LLC Desist & Refrain Order 10/03/14
Green Central Holdings, Inc. Adminstrative Order 10/14/15
Green County Energy Fund, LLP Administrative Action and Desist and Refrain Order 02/09/11
Green Earth Strategies, Inc. Civil Action 06/04/12
Green Earth Strategies, Inc. Desist & Refrain Order 06/06/12
Green House Desist & Refrain Order 05/03/10
Greenleaf Escrow, Inc. Administrative Action
See also FSD Licensee Listing 963-2285
06/24/15
Green Lifestyles Marketplace, Inc. Desist & Refrain Order 09/30/08
Green Medica Holding Corp., Green Medica LLC Desist & Refrain Order 08/31/11
Green, Marilyn Kay Desist & Refrain Order 01/29/03
Green on Blue, Inc. Citation and Desist & Refrain Order 01/07/10
Green Screen Partners Civil Action 06/24/02
Green Warrior, LLC and Green Warrior, Inc. Desist & Refrain Order and Stipulation to Desist & Refrain Order 03/07/12
Green, Harold Nicholas Desist & Refrain Order and Stipulation to Desist & Refrain Order 03/07/12
Green, Jean Desist & Refrain Order 12/09/04
Green, Terry A. Desist & Refrain Order 06/08/05
Green, Terry A. Desist & Refrain Order 03/18/02
Greenberg, Bernard M.  Administrative Action 09/01/10
Greenberg, Robert Desist & Refrain Order 12/01/06
Greenberry Financial Services, Inc.  Administrative Action 07/21/10
Greeney, Jeffrey Desist & Refrain Order 03/30/11
Green Lane Partners, LLC Administrative Action, Desist & Refrain Order 08/27/13
Greenlight Financial Services Administrative Action 01/05/11
Greenlight Funding Group, LLC Desist & Refrain Order 01/07/09
Greenline Capital Corporation Administrative Action 03/18/11
Greenpath Lending, LLC. Administrative Action
See also FSD licensee listing #4131010
10/23/17
GreenSource Corporation Desist & Refrain Order 11/15/13
Greentree Lending Administrative Order 06/25/07
Greenwald, Leesanne Lane Desist & Refrain Order 05/05/09
Greenwald, Mitchell Desist & Refrain Order 05/05/09
Greenzap Desist & Refrain Order 06/29/07
Gregoris, Chris Administrative Order 07/16/15
Greenzap, Inc. Desist & Refrain Order 06/29/07
Greiner, Austin Desist & Refrain Order 05/28/04
Grewal, Paul Desist & Refrain Order; Civil Action;
See also
Office of Administrative Law Decision.
07/29/04
Grey Wolf Exploration, Inc. Desist & Refrain ORder 11/08/07
Greystone Equipment Finance Corporation  Administrative Order  10/27/10
Greystone Financial Group Administrative Order 09/28/09
Greystone Financial, Maxar Administrative Order 12/06/07
Griffiths, W. Scott, aka Scott Griffiths Desist & Refrain Order 10/23/12
Grimes County #4 Administrative Action 05/23/17
Griswold, David R. Desist & Refrain Order 12/24/02
Grochowski, Jared Desist & Refrain Order 10/05/11
Groover, Todd Desist & Refrain Order 08/16/06
Gross, Anita Desist & Refrain Order 03/29/10
Gross, Raymond Charles Desist & Refrain Order 06/01/07
Group Financial Services Administrative Order
See also licensee listing FSD #603-I060
10/13/15
Grover, Todd Desist & Refrain Order 08/16/06
Groves Mobile Home Real Estate, Inc. Desist & Refrain Order;
See also Office of Administrative Law Decision.
04/04/05
Growth Resource Group, Inc. Accusation;
See also
Office of Administrative Law Decision.
05/10/05
Grupo Pacifico GPAC, SA08-13 Administrative Action 10/04/16
GSA Investors Desist & Refrain Order 02/06/06
GSB Mortgage, Inc. Administrative Action - Order Revoking License 12/02/13
GT Shippers, Inc. Desist & Refrain Order 08/08/12
GT Management Group, Inc. Administrative Order 06/29/12
GTS Research, Inc. Desist & Refrain Order 08/15/07
Guarantee Federal Title Administrative Order 04/27/17
Guaranteed Home Mortgage Company, Inc. Revocation Order
Click here to search licensee details
12/16/14
Guaranteed Rate, Inc. Adminstrative Action
See also FSD licensee listing #FSD 413-0699
01/03/17
Guardhill Financial Corp. Administrative Order
See also Licensee Listing FSD #413-0338
09/15/15
Guardian Capital Management Desist & Refrain Order;
Administrative Law Decision
; Civil Action
01/19/06
Guerra, Oscar Anibal Cruz Desist & Refrain Order 08/04/14
Guevara, Chasity A. Desist & Refrain Order 12/31/04
Guglani, Inderpal S. Desist & Refrain Order 04/14/11
Guinan, Joseph P.
See also Guinam, Joseph - Desist and Refrain Order
Administrative Action 05/23/17
Guinan, Joseph Desist & Refrain Order 04/23/12
Guidance Residential LLC Administrative Action
See also FSD Licensee Listing #413-0427
08/12/13
Guidance Financial Corporation, Guidance Home Loan Desist & Refrain Order 04/02/08
Guiffre, Anthony J. Administrative Action 03/29/10
Guillien, Diego Rivera Desist & Refrain Order 03/26/08
Guindi, Guindi N. Desist & Refrain Order *12/24/02
Gula, J. Brian Administrative Order 12/22/08
Gunderson Capital Management, Inc. Administrative Action 02/18/14
Gurfinkiel, Dennise Administrative Action
See also NMLS licensee listing # 327471
02/06/17
Guru.com Desist & Refrain Order 04/14/11
Gusher Corporation Desist & Refrain Order 12/24/02
Gussin, Morris Alexander Desist & Refrain Order 07/14/10
Gusto, Larry Desist & Refrain Order 06/25/03
Guth, Karen Administrative Action 04/28/08
Guthmiller, Ginger L. Desist & Refrain Order 01/18/05
Gutman, Ann Desist & Refrain Order 01/23/04
Gutman, Brandon Desist & Refrain Order 01/23/04
Guyot, Caesar III Desist & Refrain Order 10/25/05
GVG Financial Services, Inc. Citations, Desist & Refrain Order, and
Order Voiding Deferred Deposit Transactions;
Settlement Agreement
*05/15/07
GWA/Beverly Hills Banking System Desist & Refrain Order 03/08/05
GWV Investments International Desist & Refrain Order 03/08/05
GW Mortgage Administrative Action
See Also FSD Licensee Listing # 413-0924
06/05/15