Enforcement Actions and Orders: T

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Subject Order Issued Date Issued
T3 CBM Development Desist & Refrain Order, OAH Decision 11/13/07
T & T Financial Services Administrative Action 12/13/06
T.D. Associates Desist & Refrain Order 07/23/07
T.I.A. Escrow, Inc. Administrative Action 11/09/11
Tabb, Gary I. Desist & Refrain Order 06/05/02
Tabb, Harvey P. Desist & Refrain Order 06/05/02
TAK Consulting LLC Administrative Action 05/15/14
Takaishi, Yuki Desist & Refrain Order 12/09/04
Talia, Robin Administrative Action
See also NMLS licensee listing # 156125
03/09/17
Talin, Michael Jeffrey Administrative Action 04/24/16
Talsania, Jinesh Administrative Action
Also See FSD #100-3162
07/15/15
Talsania, Jinesh
See also Talsania, Jinesh d.b.a. Money Mall Pomona
Administrative Action
See also FSD licensee listing #603-H128 and #603-I623
05/23/17
Talos Special Opportunities LLC Administrative Action 03/18/11
Tamalpa Investment Company Desist & Refrain Order 03/08/05
Tanaka, Teddy or Ted aka Chinen, Theodore T. Desist & Refrain Order 07/27/07
Tandem Investment Group, LLC Desist & Refrain Order 02/17/11
TAP Management, Inc. Desist & Refrain Order 08/22/14
Tapia, Vicente aka Tapia, Vincent Administrative Action 10/02/17
Targa Escrow Desist & Refrain Order 10/14/08
Target Oil & Gas Desist & Refrain Order 05/30/08
Tate. Christopher A. Desist & Refrain Order 04/26/10
Tatz, Cory Desist & Refrain Order 04/01/09
Taunton, Georgianne Desist & Refrain Order 03/13/06
Tavdi, Alex Desist & Refrain Order 04/15/11
Tawasha, Ziyad N. Desist & Refrain Order 11/02/06
Taylor, Bean & Whitaker Mortgage Corporation Administrative Action 09/30/10
Taylor, Brandon Desist & Refrain Order;
Administrative Law Decision
; Civil Action
01/19/06
Taylor, Bryan Desist & Refrain Order 02/19/14
Taylor, Hoyt Desist & Refrain Order 03/13/06
Taylor, Jack Desist & Refrain Order 03/13/06
Taylor, John Desist & Refrain Order 01/28/11
Taylor, Julianne L. Desist & Refrain Order 08/13/13
TBI Mortgage Company Administrative Orders 06/18/08
TBTI, Inc. Administrative Action 02/11/16
TC Enterprises, LLC Desist & Refrain Order 07/28/04
TC Rebate Services, Inc. Desist & Refrain Order 01/03/07
TCA Stock Club Civil Action 03/26/03
TCM DV IX Silver-Discover Portfolio Desist & Refrain Order 07/25/06
Tchorzewski, Ronald J. Administrative Action 09/06/17
TD Ameritrade, Inc. Administrative Action 12/08/09
TD Financial Group LLC  Administrative Action 03/18/11
Teacher Retirement Specialists Civil Action 02/25/14
Team Ministry Group Desist & Refrain Order; See Order Withdrawing Desist & Refrain Order for Dicksey Battle and Vernon Battle 10/22/09
Teamstar, Inc. Administrative Action 05/01/09
TechHarvest Group, LLC Desist & Refrain Order 09/11/02
Technology Communications Management, LLC Desist & Refrain Order 07/25/06
TechnoVision Management, LLC. Administrative Action 10/26/17
Teddy Tanaka Associates, Inc. Desist & Refrain Order 07/27/07
Teffeteller, Randall Desist & Refrain Order 08/29/07
Tehrani, Marziyeh Shirin Desist & Refrain Order 04/16/03
Tejeda, Francisco Administrative Order 04/15/09
Tejeda, Valentina Administrative Order 04/15/09
Tehrani, Marziyeh Vaez Desist & Refrain Order 04/16/03
Telecom Action Entertainment Desist & Refrain Order 04/16/03
Telecom Entertainment Desist & Refrain Order 04/16/03
TelexFree, Inc. Desist & Refrain Order 08/06/15
TEM (Texas Energy Mutual, LLC) Desist & Refrain 08/31/16
Tempest Financial Services, Inc. Administrative Order 1/16/2013
Tennenbaum, Adam Desist & Refrain Order 05/24/12
Terceman, Margrit Desist & Refrain Order 03/29/10
Terlaak, Michael Desist & Refrain Order 06/14/02
Terlizzi, Socorro Desist & Refrain Order 08/05/09
Terra Vista Financial Planners Administrative Action 04/19/07
Terrell, Stacy Desist & Refrain Order 05/05/06
Tessier, James E. Desist & Refrain Order 01/04/06
Texas Allied Petroleum, Inc. Desist & Refrain Order 08/22/14
Texas Energy Mutual, LLC (TEM) Desist & Refrain 08/31/16
Thalheimer, Edward S. Desist & Refrain Order 06/28/02
The Appalachian Drilling Fund II, LLP Administrative Action and Desist and Refrain Order 02/09/11
The Barclay & Nodingham Company; The Barclay & Nodingham Company, Inc.; Barclay & Nodingham, Inc. Desist & Refrain Order , See also The Furlough Group 04/27/09
The Cash Line, LLC. dba www.onlineadvance.com and Online Advance See also 247 Green Street Administrative Action 03/22/13
The Cafe Administrative Order 04/21/16
The Closing Company - Escrow Service Administrative Action 04/15/15
The Crossfire Financial Network, Inc. Administrative Action 12/13/12
The Dratel Group, Inc. Administrative Action 05/18/15
The Edge Desist & Refrain Order 10/29/14
The Edge Financial Group, LLC Desist & Refrain Order 10/29/14
The Equity Network.com DBA Admiral Lending, LLC Administrative Action 05/01/09
The Escrow Cheque Corp Administrative Action
See also FSD licensee listing #9631100
07/27/17
The Escrow Company Administrative Order 02/10/09
The Escrow Forum Administrative Action
See also FSD Licensee Listing #963-1110
12/18/14
The Escrow People Administrative Action 07/08/09
The Financial Catcher, LLC. Administrative Action 10/12/16
The Franchise Builders Desist & Refrain Order 08/31/16
The Good Health Group, LLC Desist & Refrain Order 03/19/14
The Jesschex Corporation Citation and Desist & Refrain Order 05/23/06
The League Inc, a Nevada corporation Civil Action 12/26/06
The League Company Inc, a Nevada corporation Civil Action 12/26/06
The League Company Inc, a California corporation Civil Action 12/26/06
The Legacy Fund, LLC. Civil Action 07/28/08
The Lending Center Administrative Order 02/19/08
The Lending Connection Administrative Order 10/10/08
The Lending Company, Inc. Administrative Order 01/06/16
The Lending Partners, LLC. dba Greenpath Lending, LLC. Administrative Action
See also FSD licensee listing #4131010
10/23/17
The Medwell Group, Inc. Desist & Refrain Order 06/16/08
The Mercer Group, Inc. Desist & Refrain Order 10/07/08
The Money Company Administrative Action
See also FSD Licensee Listing #607-3336
05/01/09
The Money Store Administrative Action
See also FSD licensee listing #413-0715
06/03/16
The New York Network, Inc. Desist & Refrain Order 07/21/08
The REST Group Desist & Refrain Order 08/06/08
The Senior’s Choice, Inc. Administrative Action 11/30/06
The Settlement Source Escrow Administrative Action 08/04/11
The Social Equity Group, Inc. Administrative Order 10/03/14
The Story of Charlie "Lucky" Luciano Desist & Refrain Order 03/25/08
The Tyburn Group, Inc. Desist & Refrain Order 09/28/15
The VIP Loan Shop Administrative Order 07/12/13
There For Hope, LLC Desist & Refrain Order, see also Cinamour Entertainment, LLC and Red Water Film LLC
03/14/11
Theron Jackson, Inc. Administrative Order 02/02/11
Thirteen Thirty-Two, Inc. Desist & Refrain Order 12/10/08
Thomas Pike Investment Corporation Desist & Refrain Order 04/07/08
Thomas, Barbara Desist and Refrain Order 11/06/15
Thomas, David Meade

Administrative Action
See also NMLS licensee listing #287488

12/01/10
Thomas, Douglas J. Desist & Refrain Order 10/21/08
Thomas, Les Desist & Refrain Order 02/06/02
Thomas, Michael Desist & Refrain Order 06/03/08
Thomas, Patrick A. Desist & Refrain Order 12/24/02
Thomas Spaeth/Richard Fisher Desist & Refrain Order 07/11/08
Thomas, Stacey Desist & Refrain Order 02/06/02
Thomas, Wallace E. aka Thomas, Wally Civil Action 01/04/06
Thompson, Brett Antonio Desist & Refrain Order 11/05/15
Thompson, David Desist & Refrain Order 05/28/15
Thompson, Deborah J. Administrative Order
See also FSD Licensee Listing #963-2347
02/09/15
Thompson, Bob Desist & Refrain Order 03/13/06
Thompson, Heather Lynn Administrative Action 09/01/17
Thompson, Michael Irwin Administrative Action 09/01/17
Thompson, Stephen M. Administrative Action and Desist 02/09/11
Thompson, Stephen Desist & Refrain Order 08/28/12
Thompson, Steven G. Desist & Refrain Order; see also Administrative Hearing 02/18/09
Thornburg Mortgage Home Loans, Inc. Administrative Action 09/05/11
Thornhill, James Desist & Refrain Order 04/03/06
Thornton Capital Advisors, Inc. Administrative Action 07/27/05
Thornton & Co. Real Estate Brokerage Desist & Refrain Order 10/19/07
Thorpe, Catherine Desist & Refrain Order;
See rescinding order for Catherine Thorpe
05/20/04
Three Arch Capital, Inc. Administrative Order 04/27/16
Thurber, Michael G. Desist & Refrain Order 11/28/07
Threshhold Corporation Desist & Refrain Order 12/29/10
Thrifty Check Cashing Administrative Action 09/24/08
Tidewater Finance Company Administrative Action
See also FSD licnesee listing #6073542
07/14/17
Tierney, Christopher Heed Desist & Refrain Order 05/14/07
TIGS Enterprises, LLC Administrative Action; See Office of Administrative Hearing Action 02/19/09
Tikotin, Barry Administrative Action 05/14/12
Tim Carter Services, Inc. Administrative Action 05/12/10
Timario, Dennis Desist & Refrain Order 08/20/07
Time Lenders Administrative Action
See also FSD licensee listing #603-A489
01/09/17
Timpe, Dennis Desist & Refrain Order 07/23/07
TIOR Capital, LLC Civil Action 01/17/14
Tip Top Cash; tiptopcash.net; Desist & Refrain Order 09/16/09
Titan Commercial Lending, L.L.C. Administrative Action 05/12/10
Titan Financial  Administrative Order 11/21/11
Titan Home Loans (CSW Financial, Inc, dba) Administrative Action 05/09/11
Titan Securities, LLC Desist & Refrain Order 03/27/03
Titan Spark Plug Co., Inc. Desist & Refrain Order 06/20/06
Titan Spark Plug Company Desist & Refrain Order 06/20/06
Titan Spark Plug Company, Inc. Desist & Refrain Order 06/01/06
Title 11 Funding of California, Inc. Administrative Action 05/07/13
Title Loan Warehouse, Inc. Administrative Action 05/12/10
Tkalec, Helen Civil Action 02/01/05
TLC Desist & Refrain Order,
Citations, & Order Voiding Deferred Deposit Transactions
06/27/07
TM Murphy Investment Management, Inc. Administrative Action 01/08/04
TMC of Colorado Mortgage, Inc. Administrative Action 01/01/14
TMGB, Inc. Administrative Action 12/13/12
TNT Escrow, Inc. Administrative Action 05/22/09
To The Point, Inc. Administrative Action 10/10/16
Tobin, James Todd Desist & Refrain Order 07/18/14
Tochtermann, Michel Desist & Refrain Order 06/07/04
Tomera, Vincent Desist & Refrain Order (Corp. Code) 05/27/11
Tom N Toms Franchise, LLC. Adminstrative Action 05/12/16
TOFTT Equity Group, LLC. Administrative Action 03/29/16
Tomera, Vincent Desist & Refrain Order (Fin. Code) 05/27/11
Tomii Franchising, Inc. Administrative Action 06/17/15
Toney, Kenola Administrative Action 07/28/09
Toomey, David E. Administrative Action 09/06/17
Top Escrow, Inc. Administrative Action 09/12/07
Top Flite Financial, Inc. Administrative Action
See also FSD licensee listing #4131104
09/08/17
Top Global Capital, Inc. Desist & Refrain Order 04/16/14
Topline Escrow Services Administrative Action 05/16/08
Topanga Check Cashing Administrative Action 11/30/07
Tops Industry Administrative Action 12/04/07
Tops Super Foods Administrative Action 12/04/07
Topsail Escrow, LLC Administrative Action 10/17/11
Topz Franchising, Inc. Administrative Action 10/28/08
Tornstrom, Todd W. Desist & Refrain Order 04/26/05
Torrance, Brian Desist & Refrain Order 04/12/10
Torregrossa, Ronnie Desist & Refrain Order 05/24/04
Torres, Christian Administrative Action 12/22/08
Torres, Edwin John Desist & Refrain Order 09/01//06
Torres, Renee (Alpine PIctures) Civil Action 04/15/11
Torrez, Robert Desist & Refrain Order;
see also NationalFoundation of America
08/20/07
TossAcross Desist & Refrain Order 08/06/08
Total Escrow Services, Inc. Administrative Order 04/15/15
Total Financial Solutions Desist & Refrain Order 03/17/11
Total Mortgage Services, LLC Administrative Action
See also FSD licensee listing #4131076 and 6038205
10/04/17
Tow, Marc R. Desist & Refrain Order 04/30/12
Towe, Jason W. Desist & Refrain Order 07/09/13
Town & Country Lendare, LLC. Administrative Action 08/11/16
Town and Country Credit Corporation Civil Action 03/21/06
Town and Country Credit Corporation Administrative Action 01/16/07
Town Bancorp Funding Administrative Action 04/21/04
Towns, Carthel James aka Towns, Carthel J., Sr. Desist & Refrain Order 06/01/09
Towns Consolidated Enterprises, Inc, Towns Financial Group Desist & Refrain Order 06/01/09
Townsend, Greg Lee Administrative Action 12/02/10
Tower, Dennis Desist & Refrain Order 05/29/08
tmdcasting.com Desist & Refrain Order 08/03/10
Tracyoursales.net Escrow Incorporated Administrative Action 08/14/06
Trade House (USA) Desist & Refrain Order 02/09/09
Trade Tech Institute (The) Civil Action 03/15/11
Trader Tech University Desist & Refrain Order 05/05/03
Trader Tech, Inc. Desist & Refrain Order 05/05/03
TraderOnlineEscrow.com Desist & Refrain Order 05/20/04
Tradex, Ltd. Desist & Refrain Order 08/30/06
Tradewinds Escrow, Inc. Administrative Action
See also FSD licensee listing #9631364
06/20/17
Traditional Home Mortgage Administrative Order 09/21/11
Traffic Alert Systems, Inc. Desist & Refrain Order 12/28/06
Trago International, Inc. Desist & Refrain Order 01/23/17
Tran, John H. Civil Action 10/18/07
Tran, Nancy

Administrative Action
See also FSD licensee listing #9632107

10/02/12
Tran, Nga Administrative Action 02/14/11
Tran's Escrow Corporation Administrative Action 02/14/11
Trans AMN Net Desist & Refrain Order 03/10/05
Trans Pacific Mortgage Company Administrative Action 09/16/08
Trans Union Escrow Solutions of California, Inc. (aka MDA Escrow Solutions of California, Inc.) Administrative Action 06/06/08
Trans World Financial Group, Inc., Administrative Action 05/01/09
Trans World Financial Group, Inc. Administrative Order 05/01/09
Transaction Card - Because You are Busier than Ever Administrative Action 09/07/07
Transaction Funding, Inc.  Administrative Order 01/12/11
Transamerican Escrow Company Administrative Action,
See also 963-2636
04/28/14
TransCoastal Partners Administrative Action 11/29/07
Transglobal Funding, Inc. Desist & Refrain Order 06/22/05
Transpacific Currency Services Desist & Refrain Order; S
ee also Settlement Agreement
08/17/05
Transpacific Currency Services, Inc. Desist & Refrain Order;
See also Settlement Agreement
08/17/05
Treasure Hunt Entertainment II, LLC Civil Action 06/24/02
Trebor Company, Trebor Investment Company Desist & Refrain Order 04/16/08
Treehouse Productions LLC Desist & Refrain Order 12/08/06
Trefflich, Richard Desist & Refrain Order 08/05/10
Tremont Financial, LLC Desist & Refrain Order 06/29/10
Tresvant, Kevin Tavie Desist & Refrain Order 06/18/13
Triad Leasing & Financial 
603B013
603B501
Administrative Order 01/12/11
Triad Systems Financial Corporation Administrative Action 11/07/06
Tri-Crescent Energy Corporation Desist & Refrain Order 12/03/07
Tri-Crescent Noble #5 Joint Venture Desist & Refrain Order 12/03/07
Trident Leasing Corporation Administrative Order 08/31/11
Trigen Leasing LLC. Administrative Action 10/12/16
Trinh, Hiep aka Trinh, Alex Civil Action 04/10/09
Trinh, Mayling Chang Desist & Refrain Order 02/03/10
Trinity Financial Desist & Refrain Order *02/02/07
Trinity-escrow.com Desist & Refrain Order 11/01/05
Trinity Group Desist & Refrain Order;
See also
Office of Administrative Law Decision.
05/01/03
Trinity Investment Group Desist & Refrain Order; See also Office of Administrative Law Decision. 05/01/03
Trinity National, LLC Desist & Refrain Order 07/27/07
Triple Crown Enterprises, LLC Desist & Refrain Order 07/28/04
Tristar Capital, LLC Administrative Action 05/01/09
Tristar Lending Group Administrative Order 03/03/08
Tri-Tech Communications, LLC Desist & Refrain Order 07/07/03
Trit Enterprises Administrative Action 05/12/10
Triton Group, LLC Desist & Refrain Order 03/29/10
Tropical Village, Inc. Desist & Refrain Order; Civil Action;
See also
Default Decision
11/19/04
Trooperking, Inc. Administrative Action 12/07/10
Troy, William Desist & Refrain Order 01/23/04
Tru Mortgage Administrative Action
See Also FSD Licensee Listing #413-1017
06/30/14
Tru-Light Corporation Desist & Refrain Order *01/23/03
True Compass Lending Corporation Administrative Action 05/26/10
True Compass Lending Corporation Administrative Action 05/26/10
True Compass Lending Corporation Administrative Action 05/26/10
True Compass Lending Corporation Administrative Action 05/26/10
Tru-Light Corporation Civil Action 05/26/11
True Blue Funding, Inc. Administrative Action 09/02/2016
Trueblue Strategies, LLC Administrative Action 01/26/11
Truong, David Desist & Refrain Order 02/25/09
Trust Deed Managers, Inc. Administrative Action 05/12/10
Trust Deeds To Gold, Inc. Administrative Action 12/14/11
Trust One Financial, Trust One Leasing dba Trust One Mortgage Corporation Administrative Order 03/14/12
Trust LTD Desist & Refrain Order 01/30/07
Trust-ltd.co.uk Desist & Refrain Order 01/30/07
Trustmark-e.org Desist & Refrain Order 05/12/05
Truth In Gold Desist & Refrain Order 06/11/03
truthingold.com Desist & Refrain Order 06/11/03
Trycera Financial, Inc. Administrative Action 10/24/12
Tsakonas, Lisa Desist & Refrain Order 11/08/06
Tse, Raymond Civil Action 06/28/05
Tse, Wei M. Civil Action 06/28/05
TSN Network, Inc. Desist & Refrain Order 01/29/03
TSX Venture Fund, LLC Civil Action 02/11/09
TTG Services Administrative Action 02/29/12
Tuan, Aven Desist & Refrain Order 09/30/09
Tulving, Hannes Jr. Administrative Action 02/17/16
Turan Petroleum, Inc. Civil Action 04/10/09
Turner, Jared Administrative Action 06/21/16
Turner, Jack Desist & Refrain Order (see also Shannon K. Rodriquez) 10/23/07
Turner, Joanne Desist & Refrain Order,
see also Desist & Refrain Order dated 03/06/07
05/10/06
Turner, Joseph M. Administrative Action 05/23/17
Turner, Kirk Desist & Refrain Order 11/07/07
Turner, Robert L Administrative Action
See also NMLS licensee listing #292068
04/17/17
Tustin Check Cashing Administrative Action 11/30/07
Tutoring Center (The) Desist & Refrain Order 06/28/02
Twenty Four Seven Green Street See also 247 Green Street Administrative Action 03/22/13
TWG Capital, Inc. Administrative Action 03/11/18
Twin Bluffs Financial LLC aka Twin Bluffs Financial Desist & Refrain Order 06/13/13
Twin Capital Mortgage Administrative Order 10/02/08
Twin Cities Mortgage, Inc. Adminstrative Action 12/01/06
Two Families Credit Company, LLC Desist & Refrain Order 09/17/08
Two Lakes Capital Advisors, LLC Administrative Action 04/05/17
Two-Step Productions, Inc. Desist & Refrain Order 03/30/98
Tycoon Energy, Inc. Administrative Order 06/25/15
Tycoon Energy and Operating Company, Inc. Administrative Order 06/25/15
Tyler, Bidwel. Desist & Refrain Order 10/05/11