Enforcement Actions and Orders: L

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Subject Order Issued Date Issued
LA-Finance LLC  Administrative Order 06/25/12
L. A. Capital Bank Administrative Action 05/12/10
L. A. Escrow Express, Inc. Administrative Action
See also FSD licensee listing # 963-1333
04/11/16
L. A. Financial Management & Services, L.A. Management & Services, Inc. Administrative Action 05/12/10
L. A. One Escrow Corporation Administrative Action 04/15/15
L & G MortgageBanc, Inc. Administrative Order 02/07/12
L & L Financial Holdings, Inc. Desist & Refrain Order 05/16/06
L & M Financial, Ltd. Desist & Refrain Order 12/16/10
L.H. Chaing Investment Counsel Desist & Refrain Order 01/24/05
L.Q. Distribution Desist & Refrain Order 05/23/05
L.Q. Distribution, Inc. Desist & Refrain Order 05/23/05
LA Capital Partners, LLC Administrative Action 06/23/10
LA Canasta Furnishings, Inc. Administrative Action 03/18/11
LA Charter School New Markets CDE, LLC Administrative Action 05/01/09
LA Entertainment Works, Inc. Desist & Refrain Order 03/20/08
LA Escrow Express, Inc. Order Revoking 08/31/16
La Fundacion Hispana De Credito Desist & Refrain Order;
See also Consent Order issued
12/16/02
La Hacienda Home Loans Administrative Action 12/08/10
La Honda Project, Incorporated Desist & Refrain Order 03/06/06
LA Investment Capital, LLC,
LA Investment Capital Alternative Investment Fund, LLC,
LA Investment Capital BioFuels Fund I. LLC
LA Investment Capital Capital Energy Fund I. LLC
LA Investment Capital Energy Fund I. LLC
LA Investment Capital Entertainment & Media Fund, LLC
LA Investment Capital Oil & Natural Gas Fund I. LLC
LA Investment Capital Real Estate Fund I. LLC
Desist & Refrain Order 08/25/10
La Luz, Mariana Desist & Refrain Order 07/27/11
LA Star Title Loans Administrative Order 5/2/2012
La Tiendona Desist & Refrain Order 03/18/13
La Voie, Shaine Desist & Refrain Order 09/13/06
Lacaza Capital, Inc. Administrative Action 11/01/05
LAD Management Company, LAD Management, Inc. Desist & Refrain Order 01/30/08
LaFaso, Edward S. Desist & Refrain Order Amended to
remove from Order issued on 09/28/06;
11/30/06
Laffoon, Ty Earl aka Laffoon, Jr., Earl Howard Administrative Order 06/05/13
Lageson, Bret Desist & Refrain Order 07/28/04
Lai, Kevin C. Administrative Action 06/09/10
Lakami Professional Services, Inc. Desist & Refrain Order 11/02/09
Lake Ridge Escrow, Inc. Administrative Order 01/19/11
Lakeview Investment Fund Desist & Refrain Order 03/30/98
Lam, Roy Desist & Refrain Order 10/28/11
Lal, David Kumar Desist & Refrain Order 11/20/13
Lamar, Brent Desist & Refrain Order 03/28/07
Lambert, Robert W. Desist & Refrain Order 12/24/02
Lambert, Tommaso Desist & Refrain Order 11/05/15
Lambros, Peter A. Administrative Action 09/18/14
Lampkin, Lauri (On Line Funding, dba) Desist & Refrain Order 08/01/11
Lamonex Financial, Inc. Desist & Refrain Order 08/26/04
Lancaster 160 Investments, LLC Desist & Refrain Order 08/12/10
Landeros, Robert Civil Action 05/07/07
Landeros, Robert Desist & Refrain Order 12/03/07
Landeros, Valeriano Administrative Action;
See also Office of Administrative Law Decision
09/24/04
Landers, William M. Desist & Refrain Order 12/24/02
Landmark Mortgage Administrative Action 11/07/06
Landmark Mortgage (LMTX LP) Administrative Order 12/01/06
Landon, Mark Aaron Administrative Action 05/01/09
Landrum, Sr. Michael Wayne dba Time Lenders Administrative Action
See also FSD licensee listing #603-A489
01/09/17
Landry, Ryan Francis Desist & Refrain Order 07/28/04
Land/Home Financial Services Administrative Action 03/18/11
Lands Alliance Information Services, Inc. Desist & Refrain Order and Consent 02/22/07
Landy, Robin Lee Administrative Order 10/24/12
Lane, James, Alan Desist & Refrain Order 06/27/13
Lane, Mark Stuart Desist & Refrain Order 01/16/13
Lane, Scott Desist & Refrain Order (First Take Productions) 05/24/12
Lane, Scott Edmund Desist & Refrain Order (ClearVision Productions) 05/05/09
Lang, Bob Administrative Order 08/29/13
Lang, Michael Desist & Refrain Order 11/09/11
Lange, Michael Desist & Refrain Order 02/24/03
Lango Kids Administrative Action (see also International Training and Exchange, Inc.) 03/02/10
Lanni, Saverio Civil, Administration Action & Desist & Refrain Order 06/29/05
Lans Capital & Investments, Inc. Desist & Refrain Order 07/27/11
Lanthan, Richard Desist & Refrain Order; See Order Withdrawing Desist & Refrain Order for Dicksey Battle and Vernon Battle 10/22/09
Larada Sciences, Inc. Administrative Action 08/03/17
Larkin, Stephen C. Administrative Action 10/10/16
Larry Gusto Consulting Company, Inc. Desist & Refrain Order 06/25/03
Larsen, Glenn H. Administrative Action 05/29/15
Larson, John Desist & Refrain Order and Consent 05/14/07
Las Americas Trading Group, Inc. Desist & Refrain Order 06/11/03
Lasisi, Lawrence Administrative Action 08/30/10
Lasseter, Robert Desist & Refrain Order 12/08/06
Last Chance Finance, Inc. Administrative Action 05/12/10
Latin Professional Escrow Desist & Refrain Order 02/11/13
Latitude Capital Management, Inc. Administrative Order 05/08/08
Laurel Hill Escrow Services, Inc. Administrative Action 08/17/10
Laverty, Charles Acheson Administrative Action 12/12/16
Lavit Check Cashing Administrative Action 12/06/07
Lavit, Nop Administrative Action 12/06/07
Law, Jean L. Desist & Refrain Order 07/14/05
Lawrence, Bill Desist & Refrain Order 10/24/07
Lawrence, Kevin L Desist & Refrain Order 12/06/02
Lawrence, Sr. Shara Desist & Refrain Order 11/09/11
Lawrence, Stephen J. Desist & Refrain Order 12/06/06
Lawson Campbell Financial Services Desist & Refrain Order 11/25/09
Lawson, Keith Desist & Refrain Order 08/06/08
Lazowick, Alan Desist & Refrain Order 10/29/07
LBA Express Desist & Refrain Order 01/16/13
LCM High Income Fund LLC, LCM Strategic Income Fund LLC Administrative Order 05/08/08
LCS, Inc. Desist & Refrain Order 09/12/08
LDI Capital Company Desist & Refrain Order 05/26/10
Le, Marie Desist & Refrain Order 10/31/14
Le, Viet H.  Administrative Action 05/12/10
LeBendig, Barry D. Desist & Refrain Order; Civil Action; see also Administrative Hearing 02/18/09
LEA Capital Advisors, Inc. Desist & Refrain Order 08/16/10
Leader Mortgage Company (The) Administrative Action 08/03/04
Leader-escrow.com Desist & Refrain Order *05/04/06
Leadpoint, Inc Desist & Refrain Order 05/30/13
Leading Edge Marketing, Inc. Desist & Refrain Order 06/23/14
League Company, Inc. (The) Desist & Refrain Order 12/26/06
Leatherman, Dennis A. Desist & Refrain Order;
See also Office of Administrative Law Decision.
10/28/04
Lebowitz, Mark Desist & Refrain Order 11/15/06
Ledda, Walter Desist & Refrain Order 04/14/04
Lee, Anderson Administrative Action
See also FSD licensee listing #963-2059
08/05/16
Lee, Cecilia Desist & Refrain Order 05/19/08
Lee, Daniel Desist & Refrain Order 05/19/09
Lee, Dickinson Desist & Refrain Order 05/16/06
Lee, Jason aka Lee, Myong Bok Desist & Refrain Order/Administrative Actions 07/30/12
Lee, John Desist & Refrain Order, See also Bu Young Lee Company, Inc and Omega Financial 02/14/08
Lee, John Chiyuan Desist & Refrain Order 03/14/06
Lee, Leopold Desist & Refrain Order 07/05/11
Lee, Mai Khoi Administrative Action 04/08/08
Lee, Peter Hyung Desist and Refrain Order; Order Voiding Transactions; and Citations 07/01/14
Lee, Richard Administrative order 12/10/15
Lee, Richard Joseph Desist & Refrain Order;
Partial Rescission of Desist and RefrainOrder
*04/15/05
Lee, Robyn Desist & Refrain Order 10/07/13
Lee, Yvonne aka Lee, Yvonne Huiyi; Lee, Yvonne C.; Chao, Yvonne; and Cao, Hiuyi Deisist & Refrain Order 12/26/07
Leedha, Inc. Administrative Action 06/16/04
Leedha, Inc. Civil Action 12/27/05
Leeville #1, LLP Desist & Refrain Order 07/09/13
Left Lane, LLC Desist & Refrain Order 07/11/07
Legacy International, Inc., Legacy International, Ltd Desist & Refrain Order 03/14/06
Legacy Financial Groupl Administrative Order 05/01/09
Legacy Group Lending, Inc. Administrative Order
See also FSD licensee listing #413-0752
07/17/15
Legacy Group Recovery, Inc. Desist & Refrain Order 01/13/12
Legacy Management Administrative Action 09/05/17
Legacy Wealth Management, LLC a.k.a. Legacy Management Administrative Action 09/05/17
Legend of Mary Worth (The) Desist & Refrain Order 01/04/06
Legomescrow.com Desist & Refrain Order 04/13/05
Lehenbauer, Steven Administrative Action 03/09/10
Lehman Ali, Inc. Administrative Action 05/01/09
Lekar, Joseph Administrative Action 12/05/07
Leland Energy, Inc. Administrative Action 02/09/11
Leland Kentucky Holdings, Inc. Administrative Action 02/09/11
Leland National Gold Exchange Desist & Refrain Order 08/28/12
Lemoine, Austin Administrative Action 03/29/06
Lemon, Daryl Richard Administrative Action 01/07/16
Lenahan, Gary Joseph Desist & Refrain Order 12/08/08
Lend-Mor Mortgage Bankers Corp Administrative Action 02/15/11
Lend America; Lending Key Administrative Action 01/11/10
Lendco Group Inc. Administrative Action 05/07/13
Lenders International Desist & Refrain Order; Order Voiding Transactions 09/20/11
Lending 1st Mortgage, LLC Administrative Order 07/23/07
Lending Capital, Inc. Administrative Order 07/05/07
Lending Center (The) Administrative Order 02/19/08
Lending Company (The) Administrative Order 11/17/10
Lending Connection (The) Administrative Order 10/10/08
LendingClub Corporation Administrative Order 12/04/15
Lending Experts, Inc. Desist & Refrain Order 10/24/13
Lending House Administrative Order 07/05/07
Lending Partners, LLC  Administrative Action 02/16/11
Lending Resources Group, Inc. Administrative Order 11/28/2012
Lending World, Inc. Desist & Refrain Order 10/25/13
LendUp Administrative Action
FSD #100-4393, #605-4610
09/27/16
LendXFinancial Administrative Order 05/03/10
Lenhart, Robert Desist & Refrain Order 08/04/14
Lenya California, Inc. Desist & Refrain Order 05/15/07
Lenya International Limited Desist & Refrain Order 05/15/07
Lenya International Ltd. Desist & Refrain Order 05/15/07
Leon, Rick Andrew Desist & Refrain Order;
Administrative Action; Civil Litigation
07/29/04
Leon's Discount Store Desist & Refrain Order 02/26/09
Leshin, Randall L. Desist & Refrain Order 07/15/08
Lester, Irene Desist & Refrain Order;
see also Rescission Order [5/16/05].
10/18/04
Letcavage, Randall Mark Adminstrative Order 10/14/15
Leuk, Ratha C. Desist & Refrain Order 06/27/08
Level One Escrow, Inc. Administrative Action 05/11/16
Levine, Ezra Desist & Refrain Order 11/10/10
Levine, Jeff Recision of Desist & Refrain Order and Desist & Refrain Order 09/24/07
Levy, Gregory David Desist & Refrain Order;
See also
Office of Administrative Law Decision.
05/28/02
Lewakowski, Paul Desist & Refrain Order 08/28/12
Lewis Financial - dba Lewisfin.com, LLC Administrative Order (See also Lic.Number 603-I817 ) 05/05/14
Lewis, Alex Desist & Refrain Order 04/15/09
Lewis, Brooks Ekholm Desist & Refrain Order; Administrative Action 07/31/14
Lewis, Daniel R. Desist & Refrain Order 12/24/02
Lewis, James P. Desist & Refrain Order 12/24/03
Lewis, Jr., James P. Desist & Refrain Order 12/24/03
Lewis, Shirley Administrative Action (See also Lic.Number 9630855 ) 09/25/13
Lewis, Troi Desist & Refrain Order 05/11/04
Lewis Hunt Enterprises, Inc. Administrative Action 01/31/11
Lexis Global Holdings USA, LLC Desist & Refrain Order;
see also Dolarian,et al. Desist & Refrain Order
04/26/07
Lexit Technology, Inc. Civil Action 09/09/08
Lexus Financial Group Desist & Refrain Order 02/24/03
LGM Escrow Services Administrative Action 07/07/10
L.G.M. Financial Services Corporation Desist & Refrain Order 11/20/08
Liang, Tsonien Lin   Administrative Order 11/17/10
Liberta, Inc. Desist & Refrain Order 02/07/03
Liberty Capital Group, Inc. Administrative Action 03/10/17
Liberty Financial Mortgage Group, Inc. Administrative Action 05/01/09
Liberty Home Lending Administrative Action 05/07/13
Liberty Metals Group, LLC. Administrative Action 07/17/15
Libertystreet Financial Group Administrative Action 03/18/11
Lichtig, Edwin Desist & Refrain Order 03/05/15
Lice Clinics of America Administrative Action 08/03/17
Lien, Rick B. Administrative Action
See also Boonrate, Inc; NMLS #1190080
12/17/14
Lifeline Imaging Systems, Inc Desist & Refrain Order 10/01/03
Lifeline Imaging, LLC Desist & Refrain Order 10/01/03
Life Mortgage Administrative Action
See also FSD licensee file # 413-0981
06/30/14
Life Partners, LLC Desist & Refrain Orders
See also Lana Helen Borbas, David Flores Valencia, Paul Flores Valencia, and Harry Jeffreys Wilson
08/23/13
Lifestyles Resorts, Inc. Desist & Refrain Order 12/15/05
Lifetime Financial Partners, Inc. Administrative Order 12/01/09
LifeWealth8 Limited Desist & Refrain Order 12/29/03
Lightning Mortgage  Administrative Action 03/18/11
Lighthouse Capital Partners VI, L.P.  Administrative Order 01/19/11
Lighthouse Capital Preservation Administrative Action 07/18/17
Lighthouse Real Estate Consulting, LLC Administrative Action 09/16/13
Lighthouse Resort and Marina, LLC, a California LLC Desist & Refrain Order 03/22/06
Like New, Inc. Desist & Refrain Order 12/01/06
Lillie, Dawn Desist & Refrain Order 10/09/02
Lim, Pyong Kie Administrative Action (Lim) 05/06/11
Lime Financial Services, LTD Administrative Action 01/26/09
Lincoln Capital Resources Administrative Action 03/18/11
Lincoln Funds International Desist & Refrain Order 05/29/08
Lincoln Multiservices Administrative Action 12/22/08
Lindas Escrow, Inc. Administrative Action
See also FSD licensee listing #963-2175
08/12/16
Linden, Thomas Howard, Jr. Administrative Action 05/01/09
Lindsay, Byron F. Desist & Refrain Order 08/19/03
Linderg, Herbert B. Desist & Refrain Order 01/28/08
Linenberg, Charles Desist & Refrain Order,
see also Kilpatrickand Hart
09/12/03
Link-1 Communications, Inc. Desist & Refrain Order 08/16/06
Lion Enterprises, Inc. Administrative Order 07/11/12
Lipschitz, Charles Administrative Actions 08/22/11
Lippincott, Peter Desist & Refrain Order 05/18/06
Lippincott, Peter. Administration Action 07/17/07
Lipson Family Limited Partnership Desist and Refrain Order 03/25/09
Lipson, Henry David Desist and Refrain Order 03/25/09
Lismar FInancial Services, LLC Desist & Refrain Order ; see also Loomis Wealth Solutions, Inc. 08/28/08
List For Kids Dublin, LLC Desist & Refrain Order 01/06/09
Lister, David B, Desist & Refrain Order 02/22/07
Lister, David B. Desist & Refrain Order 03/14/07
Litton Loan Servicing LP Administrative Action 08/31/12
Litzinger, James Anthony Civil Action 01/04/06
Liu, Zhi Desist & Refrain Order 01/08/14
Li'l MVPs, Inc. Desist & Refrain Order 02/04/08
Lloyd's Insurance Syndicate Desist & Refrain Order 04/27/07
Lloyd, Aaron Administrative Order
See also FSD Licensee Listing #963-2533
01/22/15
LMTX, LP Administrative Action 11/07/06
LNR California Partners, Inc.  Administrative Order 03/07/12
Loan Across America, Corp Administrative Order 12/08/08
Loan Assist, LLC  Administrative Order 01/10/12
Loan Center. Desist & Refrain Order 09/28/09
Loan Center (The) Desist & Refrain Order,
Citations & Order Voiding Deferred Deposit Transactions
06/29/07
Loan Country Administrative Action 05/12/10
LoanBright Administrative Action
See also FSD licesee listing #603-A634
07/07/15
loanDepot.com LLC Administrative Action
See also FSD Licensee Listing #413-1040
01/30/15
Loan Express Mortgage, LH  Administrative Order 01/10/12
Loan Hunter Group, Inc. (THE) Desist & Refrain Order 10/27/11
Loaning America Administrative Action
See Also FSD Licensee Listing #100-4481
11/24/15
Loan Leaf  Administrative Action 11/26/12
Loan Link Financial Services Administrative Action 09/23/08
Loan Management Services, Inc. Administrative Order 12/08/08
LoanMe, Inc. Administrative Order
See also FSD Licensee Listing #603-K061
02/18/15
LoanMart Administrative Action
See also FSD listing #603-8193, 603-J989, 603-K227
02/27/17
Loan Network Lending Administrative Order 01/19/11
LoanOn, Inc. Administrative Action
See also licensee listing FSD # 603-L139
10/18/16
Loan Point, USA. Desist & Refrain Order 08/31/09
Loan Pointe LLC Desist & Refrain Order 10/28/09
Loan R Us Administrative Action 05/01/09
Loan Republic Financial  Administrative Action 03/18/11
Loan Servicing Group, LLC d/b/a LSG Loan Center Administrative Action 07/06/16
Loan Shop Desist & Refrain Order 06/27/08
Loan Shop (The) Desist & Refrain Order 07/27/07
Loan Shop; Loan Shop Online; Loan Shop Online, LLC; Loan Shop Online (The) Desist & Refrain Order 10/28/09
Loanspring Financial, Inc. Administrative Action 05/07/13
Loan Village, Inc. Administrative Action 05/01/09
Loans For Less  Administrative Action 09/01/10
Loanshoponline.com Desist & Refrain Order 10/28/09
Loancity.com Administrative Action 09/12/06
Loanvalley.com Corporation Administrative Action 05/01/09
Loc, Susan Kheng Desist & Refrain Order 08/30/06
Local Value Magazine Desist & Refrain Order, Consent Order 04/19/07
Lockwood, Richard C., Jr Desist & Refrain Order 06/07/04
Logos Real Estate Holdings, LLC. Civil Action 09/09/15
Logos Lifetime Enterprises, LLC. Civil Action 09/09/15
Logos Management Group, LLC. Civil Action 09/09/15
Logos Wealth Advisors, Inc. Civil Action 09/09/15
Lodriguito, Ida Z. Desist & Refrain Order 03/17/06
Loeb Term Solutions LLC. Administrative Action
See also FSD licensee listing #’s 603J915 and 603K229
06/26/17
Lok, Susan Desist & Refrain Order 08/30/06
Lollicup USA, Inc. Desist & Refrain 04/16/08
Lomako, Lance Desist & Refrain Order 04/13/09
London Financial Group Desist & Refrain Order 04/14/04
Londono, Carlos Alberto Zea Administrative Action 10/27/16
Long Beach Car Title Loans Desist & Refrain Order 03/24/11
Long, James Wayne Desist & Refrain Order 08/19/05
Long, Randy Desist & Refrain Order 12/02/14
Longo, Matt Desist & Refrain Order 01/29/07
Longo, Matthew K. Desist & Refrain Order 01/29/07
Longoria, Noe Administrative Action 03/18/11
Loomis, Lee Desist & Refrain Order ; see also Naras Secured Fund, LLC 08/28/08
Loomis Wealth Solutions, Inc. Desist & Refrain Order ; see also Naras Secured Fund, LLC 08/28/08
Loop, Todd Lee Adminsitrative Action 11/14/14
Lopez, DiAndre Lamont Administrative Action
See also NMLS Licensee listing #421873
06/08/15
Lopez, Diana Administrative Action ; see also Lic. Number 963-2596 10/04/13
Lopez, Deborah Elaine Administrative Action 12/15/10
Lopez, Edwin Administrative Order 10/05/09
Lopez, Elvira Desist & Refrain Order 09/10/12
Lopez, Jose de Jesus Administrative Action 07/24/08
Lopez, Mike Desist & Refrain Order 07/20/05
Lopez, Mike Administrative Action 07/20/05
Lopez, Reginald H. Administrative Action 04/04/08
Lopez,, Steven Enrico, Sr. Desist & Refrain 03/21/11
Lor, Cha Desist & Refrain Order 01/27/09
Lor, Thomas Desist & Refrain Order 01/27/09
Loren R. Cook and Associates, Ltd. LLP Desist & Refrain Order; Order Voiding Transactions (Idealgelt) 01/16/13
Loren R. Cook and Associates, Ltd., LLP Desist & Refrain Order (Payday Services) 02/28/06
Loren R. Cook and Associates, Ltd., LLP Desist & Refrain Order (Payday Yes) 06/27/08
Loren R. Cook and Associates, Ltd., LLP Desist & Refrain Order (Web Payday) 08/27/08
Los Altos Liquor Store, Inc. dba Los Altos Liquor Store Administrative Action 05/16/06
Los Angeles LDC, Inc. Administrative Action 03/18/11
Losch, Scott Administrative Action 07/28/08
Love, Ron Desist & Refrain Order 10/23/12
Lovemed Corporation Administrative Action 05/01/09
Lovy, Eric Administrative Action 05/21/14
Lovy, Frank Desist & Refrain Order 08/06/02
Lowe, Philip A. Desist & Refrain Order 02/15/08
Lowrance, Jeff Desist & Refrain Order 09/13/06
Lowrey, Deena Madge Administrative Action 05/12/08
Loxley and Star, Inc. Administrative Action 06/06/06
Loyalty Funding, Inc. Administrative Action 10/01/07
LP Holdings, Inc. Desist & Refrain Order 04/07/08
LPL Financial LLC. Administrative Action 01/28/16
LPUDIRECT (LP Direct, LLC, dba) Administrative Action 05/01/09
LQDT Holdings LLC Administrative Action 07/15/16
LRP Capital Corp Administrative Action 06/02/10
LS Lending, Inc. Desist & Refrain Order 10/25/13
LSB Escrow Administrative Action 05/11/11
LTS Marketing Desist & Refrain Order 07/27/07
Lu, Kha Desist & Refrain Order 11/02/09
Lucas, Astrid (AAA Cash Advance, dba) Administrative Action 08/02/11
Lucas, Dean K. Desist & Refrain Order 04/19/05
Luce, Theodore D. Desist & Refrain Order 06/05/02
Lucero, Carlos. Desist & Refrain Order 03/18/13
Lucero, John Dennis Administrative Action 02/17/09
Luciano Development Partnership, LLC Desist & Refrain Order (see also Starlight Global Entertainment) 03/25/08
Luciano Screen Partners, LLC Desist & Refrain Order (see also Starlight Global Entertainment) 03/25/08
Lucid Lending (Lucid Logistics, Inc., dba) Administrative Action 05/01/09
Lucine Entertainment, Inc. Desist & Refrain Order 03/22/02
Lucky 360 Investments, LLC;
Lucky Diamond Land
Desist & Refrain Order 08/12/10
Lucky Lady Mining, LLC Desist & Refrain Order 09/28/12
Lucky Team Escrow

Administrative Action
See also FSD licensee listing #9632107

10/02/12
Lumen Solutions, Inc. Administrative Action 10/23/17
Lunden Investments, Inc. Desist & Refrain Order 05/12/09
Luminous Managment Desist & Refrain Order;
See also Aspen Grove Holding Desist & Refrain Order
09/07/06
Luminous Wealth Managment Desist & Refrain Order;
See also
Aspen Grove Holding Desist & Refrain Order
09/07/06
Luna IV, Crispin, aka Chris Luna Desist & Refrain Order 04/10/08
Luna, Gloria Administrative Action, see also Western Escrow Services 09/11/07
Lundie, Nicole Administrative Action 09/11/08
Luse, Archie John Administrative Action 10/11/17
Lusk, Gregory Desist & Refrain Order 08/06/08
Lustgarten, Jeffrey Desist & Refrain Order 07/03/06
Luzi, Anthony Civil Action 05/06/03
Luzi, Frank Anthony, Jr. Civil Action 05/06/03
LVM Franchising, Inc. Administrative Order 04/19/06
LVOG I-III LLC Administrative Action 05/04/17
LX Pictures Desist & Refrain Order 05/30/08
Lynstar Holdings, LLC. Desist & Refrain Order 06/02/03
Lynstar Homes of Texas, Ltd. Desist & Refrain Order 06/02/03
Lynstar Homes, LLC Desist & Refrain Order 06/02/03
Lynstar Westwood Homes, Ltd. Desist & Refrain Order 06/02/03
Lyon Financial Services  Administrative Order  10/20/10
Lyon, Richard Howard Administrative Order  10/20/10
Lyons, Mary Ellen Desist & Refrain Order 08/06/07
Lyons, Shawn Francis Desist & Refrain Order;
See also Stipulation to Entry of Desist and RefrainOrder [11/28/05]
03/16/05