Enforcement Actions and Orders: H

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Subject Order Issued Date Issued
H.M.W. and J.K. Enterprises Inc. Administrative Action 04/18/12
Haas, Jeff E. Desist & Refrain Order 05/11/09
Habib, Richard Thomas Desist & Refrain Order 07/30/07
Hackenberg, Kevin R. Desist & Refrain Order 12/28/06
Hackim, Ibrahim Administrative Action 03/03/06
Haddad, Nadia Desist & Refrain Order 06/02/05
Hagarty, Caroline. Desist & Refrain Order 02/17/11
Hagener, John H. Desist & Refrain Order ; see also Loomis Wealth Solutions, Inc. 08/28/08
Haghi, Kam Administrative Action 12/13/06
Haider, Nicholas Lee Administrative Action 05/16/11
Haigh, Christopher Desist & Refrain Order 09/28/15
Haining, Mark Desist & Refrain Order;
See also
Office of Administrative Hearing Decision
06/18/04
Hair Loss Control Clinic Desist & Refrain Order 11/13/07
Hair Tech, Inc., dba Hair Tech International Desist & Refrain Order 01/17/08
Hagler, Stuart G. Desist & Refrain Order 11/29/07
Halaby, Arif Desist & Refrain Order 03/17/11
Hales, Samuel Lee Desist & Refrain Order 10/11/11
Halliburton, Cole Desist & Refrain Order, OAH Decision 11/13/07
Haliburton, Charles Jeffrey Administrative Action 06/06/17
Hallmark Venture Group, Inc. Desist & Refrain Order 11/25/14
Hallums, Burgess Nathaniel Administrative Action 07/27/05
Halstead, James R Desist & Refrain Order 10/01/07
Halweg, Donald J Desist & Refrain Order 08/06/07
Hamberg, Stephen Desist & Refrain Order 05/13/05
Hamie, Mohammed Ali Administrative Action 05/01/09
Hammond Securities Company, LLC Administrative Action 04/28/10
Hammond, Shawn Michael Desist & Refrain Order 12/01/16
Hampden Investment and Loans Desist & Refrain Order 02/16/10
Han, Andrew Huy Civil Action 08/04/09
Han, Andy Desist & Refrain Order 10/26/99
Hanagan, Michael Civil Action 05/06/03
Hanagan, Thomas W. Civil Action 05/06/03
Hanaro Financial, Inc. Administrative Action 05/12/10
Hance, Roger D. Desist & Refrain Order, see also Escrow Technologies 11/29/11
Hance, Roger D. Administrative Action, see also Raptor Consulting 11/29/11
Hancock, Don Desist & Refrain Order 06/27/06
Handleson, Athena Desist & Refrain ORder 11/28/07
Hangzhou Newsynergy Development Corporation Desist & Refrain Order 09/30/09
Hanley, Paul M. Administrative Action 07/24/17
Hanley, Robert Desist & Refrain Order 05/18/12
Hansen, Erick H. Civil Action 05/05/08
Hansen Ltd. Desist & Refrain Order 12/24/02
Hanson, Douglas R. Desist & Refrain Order; Civil Action; see also Administrative Hearing 02/18/09
Hanson, Robert Desist & Refrain Order 06/08/07
Hansen, Helaman Desist & Refrain Order 03/28/16
Hansen, Robert Wayne, Jr., aka Hansen, Bob Desist & Refrain Order (Professional Business Strategies) 12/10/10
Hanson, Robert Wayne Jr. Civil Action (Visionary Group) 08/11/08
Hanson, Robert Wayne Jr. Desist & Refrain Order (Benchmark) 06/08/07
Happy Diamond Land, LLC Desist & Refrain Order 08/12/10
Happy Hour Magazine Desist & Refrain Order 07/18/11
Hassen, Ola Robert Civil Action 11/06/07
Hara, Kyle Administrative Action 06/09/09
Harbor Island Wealth Management Administrative Action 10/11/17
Harbor Lending Administrative Action 12/12/11
Harbour Credit Counseling Services, Inc. Desist & Refrain Order 11/22/02
Harbour Credit Management Desist & Refrain Order 11/22/02
Harbourton Mortgage Investment Corporation Administrative Action 03/16/07
Harboyan, Vic Administrative Action
See also NMLS licsensee listing #255961
07/05/16
Hardeman, Dackery Desist & Refrain Order 02/04/08
Hardfort Escrow, Inc Desist & Refrain Order 03/22/02
Hare, Paul A. Desist & Refrain Order 03/14/03
Hariri, Saeid Reza  Administrative Order 10/12/10
Harkless, Julie D Desist & Refrain Order 09/26/03
Harkless, Richard M. Desist & Refrain Order 09/26/03
Harline, Steven Desist & Refrain Order;
Consent Order
03/19/07
Haroutunian, Anthony Desist & Refrain Order;
See also Luminous Wealth Management Desist and RefrainOrder
09/28/06
Haroutunian, Anthony D. Desist & Refrain Order;
See also Luminous Wealth Management Desist and RefrainOrder
09/28/06
Haroutunian, Antoine D. Desist & Refrain Order;
See also Aspen Grove Holding Desist & Refrain Order
09/07/06
Haroutunian, Antoine D. Desist & Refrain Order;
See also Luminous Wealth Management Desist and RefrainOrder
09/28/06
Harper, Arnold Randal Administrative Action
See also NMLS licensee listing #1575188
06/13/17
Harrell, Christin aka Chrissy Harrell Desist & Refrain Order 11/18/14
Harrer, Victoria Alice aka Harrer, Vicki Desist & Refrain Order 09/30/08
Harriman, Janet Desist & Refrain Order 11/04/10
Harrington, Eric Desist & RefrainOrder 11/16/07
Harris Franchise Group, LLC Administrative Action 06/22/11
Harris, Evan Desist & Refrain Order 01/29/07
Harris, James E. Civil Action 12/26/06
Harris, John; aka Harris, Johnnie Desist & Refrain Order 08/04/14
Harris, Karl Wayne, aka Harris, Carl; Harris, Wayne; Harris, Dwayne Desist & Refrain Order (Children Family Films) 04/01/09
Harris, Karl Wayne, aka Harris, Carl; Harris, Wayne; Harris, Dwayne Desist & Refrain Order (Cinetech Films) 04/02/09
Harris, Kathy Administrative Action 05/15/14
Harris, Keith Desist & Refrain Order 01/29/07
Harris, Marc Desist & Refrain Order 03/30/98
Harris, Scott A. Administrative Action 05/23/17
Harris, Scott A. Desist & Refrain Order, OAH Decision 11/13/07
Harrison Asset Recovery, Inc Desist & Refrain Order 07/29/02
Harry Mortgage Co Administrative Action 12/06/07
Hart Luminous, Inc. Desist & Refrain Order;
See also Aspen Grove Holding Desist & Refrain Order
09/07/06
Hart, Anthony Desist & Refrain Order;
See also Aspen Grove Holding Desist & Refrain Order
09/07/06
Hart, Anthony Desist & Refrain Order;
See also
Luminous Wealth Management Desist and RefrainOrder
09/22/06
Hart, Anthony D. Desist & Refrain Order;
See also Aspen Grove Holding Desist & Refrain Order
09/07/06
Hart, Anthony D. Desist & Refrain Order;
See also Luminous Wealth Management Desist and RefrainOrder
09/22/06
Hart, Tom Desist & Refrain Order;
See also Remington Financial Group
05/28/04
Hartford Financial Group, LLC  Administrative Action 04/18/12
Hartford Funding, Inc Administrative Action 06/23/10
Hartford, Glen Administrative Action; see also Desist & Refrain Order 03/24/09
Hartley, David Alvin Desist & Refrain Order 04/16/12
Hartman, Jason Desist & Refrain Order 05/16/07
Hartman, Kent Administrative Action 05/01/09
Harvest Capital Solution  Administrative Action 11/26/12
Harvest Airprime, LLC Desist & Refrain Order 09/11/02
Harvest Income, LLC Desist & Refrain Order 10/01/07
Harvey, Michael R. Desist & Refrain Order;
See also Luminous Wealth Management Desist and RefrainOrder
09/28/06
Harvey, Robert Thomas Desist & Refrain Order 09/11/02
Hashimoto, Christiano Desist & Refrain Order 01/03/05
Hasnain, Jawad aka Hasnain, Joe Desist & Refrain Order (see also Dickstein, Matt) 01/04/10
Hauser, Michael Desist & Refrain Order 06/20/08
Hauze, Mark Todd Desist & Refrain Order 11/29/05
Haven Escrow Administrative Order 06/05/09
Havens, Charles H. Desist & Refrain Order 09/18/14
Havens, Judith Helen Desist & Refrain Order 05/07/03
Havenor, Fei Mu Administrative Order 01/07/16
Havens, Judy Desist & Refrain Order 05/07/03
Hawatmeh, George Administrative Action 05/27/16
Hawkins, Lacy Desist & Refrain Order 07/11/12
Hawks, TD Desist & Refrain Order 07/23/07
Hawley, James Desist & Refrain Order 01/29/03
Hawn, Michael Desist & Refrain Order 02/27/04
Haworth, Anthony J. Administrativve Action 11/07/07
Hawthorne Capital Corp Administrative Action 09/01/10
Hayashi Asset Management, Hayashi Syndication Holdings Stipulation to Desist & Refrain Order and Desist & Refrain Order 11/10/10
Hayashi, Kenneth Stipulation to Desist & Refrain Order and Desist & Refrain Order 11/10/10
Hayden Capital Management Administrative Action 03/21/06
Hayes and Associates Accountacy Corporation Administrative Action 06/17/13
Hayes, Sullivan Colin Administrative Action 01/05/16
HCCS, Inc. Desist & Refrain Order 11/22/02
HCI West, Inc Admnistrative Order 07/26/07
HD Funding Administrative Action 05/07/13
Health Care Reit Administrative Order 05/16/12
Health Maintenance Centers, Inc. Desist & Refrain Order 12/06/02
Health Perfect Imaging Unit Investment Trust Desist & Refrain Order *08/06/02
Health Perfect Imaging, Inc. Desist & Refrain Order *08/06/02
Healthy Life Diagnostic, Inc. Administrative Order 11/21/11
HealthWest, Inc. Desist & Refrain Order 07/16/04
HealthWest, Inc. Order Denying Effectiveness of Franchise Registration
Application and Statement in Support of Order Denying
Effectiveness of Franchise Registration Application;
See also Office of Administrative Law Decision
02/07/05
Hearn and Associates Mortgage Company, RHL Home Loans Administrative Action 09/21/10
Heart Link Biomedical, Inc. Administrative Action 09/16/15
Heart Scan, LLC Civil Action 11/15/05
Heath and Associates, Inc. Desist & Refrain Order 03/30/98
Heath Partners Desist & Refrain Order 03/30/98
Heath, Daniel W. Desist & Refrain Order 03/30/98
Heaton, Jared Desist & Refrain Order 02/16/10
Heaven Investments; Heaven Investment Corporation; Heaven Investment Holding Corp; Desist & Refrain Order 02/03/10
Heaven's Fall, LLC Desist & Refrain Order 06/08/05
Heidemann, Deborah Desist & Refrain Order 11/15/10
Hello Kitty Partners, LLC. Adminstrative Action 03/17/16
Helie, David F. Desist & Refrain Order, see also Cinamour Entertainment, LLC 03/24/09
Helsing, Mark Alan Administrative Action 10/28/08
Hemet Alert Systems, Inc. Desist & Refrain Order 12/28/06
Hemetescrowcompany.com Desist & Refrain Order 05/03/06
Hemetescrowinc.net Desist & Refrain Order 05/03/06
Henderson, Arthur AKA Art Henderson Desist & Refrain Order 08/04/14
Henningsen, James Burdette Desist & Refrain Order 05/25/05
Henrie, Gary R. Desist & Refrain Order 06/27/08
Hensen, Bill Administrative Order 05/12/10
Her, Kou Administrative Action 07/17/15
Heraty, Steve Bowling Civil Action (See CanAm Capital Corp) 02/11/09
Herbrand, Robert (Bob) Henry Desist & Refrain Order 09/18/03
Hercules Technology II, LP Administrative Action 03/24/11
HereUare, Inc. Desist & Refrain Order; see also Order Dismissing for ECity, Inc. 02/16/11
heritageb.com Desist & Refrain Order 11/28/11
Heritage Deposit Brokers Desist & Refrain Order 11/28/11
Heritage Financial Group Desist & Refrain Order 09/11/02
Heritage Funding Group, Inc. Desist & Refrain Order 06/05/07
Heritage Wealth Group Administrative Action 06/16/09
Herman, Jennifer Administrative Action 12/04/07
Herman, Susan A. Desist & Refrain Order 01/07/10
Hernandez, Carter Desist & Refrain Order 11/13/13
Hernandez, Elizabeth Desist & Refrain Order 08/24/07
Hernandez, Erlinda Administrative Action 07/09/12
Hernandez, Martha Administrative Action 07/06/11
Hernandez, Mercedes Desist & Refrain Order 02/11/13
Hernandez, Ronald Dean Desist & Refrain Order 11/02/05
Hermansen, John Desist & Refrain Order 09/15/17
Herred, William Norris Desist & Refrain Order 05/31/06
Herred, William Norris Administrative Action 11/13/15
Hewitt, Karen Desist & Refrain Order 07/12/05
HFA Management, LLC Administrative Action 06/13/05
HGS Financial Group, Inc. dba HGS Funding Administrative Action
See also FSD licensee listing #603-G133
09/22/16
Hi-Tech Energy, Inc. Desist & Refrain Order 08/23/13
Hickey, Richard Desist & Refrain Order 10/23/06
Hickey, Richard Desist & Refrain Order 05/02/07
Hickman, Terrell Ornett Administrative Action 05/03/10
Higgins and Arthur Escrow Company Administrative Order 05/16/08
Higgins, Daniel I. Desist & Refrain Order 12/24/02
Higgins, Doug Desist & Refrain Order 09/08/08
High Desert Desist & Refrain Order 01/04/06
High Maintenance Desist & Refrain Order;
See also
Office of Administrative Law Decision
01/04/06
High Performance Investment, LLC Desist & Refrain Order 05/12/10
High Rise Properties, Inc. Desist & Refrain Order 08/06/08
High Speed Cash Administrative Action 12/13/06
Highland Capital Group, Inc. Desist & Refrain Order; Administrative Action 12/16/13
HighTechLending Inc. Administrative Action
See also FSD licensee listing #413-0937
05/16/17
Hiland, Joseph Lewis Desist & Refrain Order 09/18/03
Hiland, Tyson Joseph Desist & Refrain Order 09/18/03
Hill, Barry Bauer Administrative Action 12/21/10
Hill, Rayna Administrative Action 11/14/06
Hill, William J. Desist & Refrain Order 12/03/07
Hillbilly Oil #1, LLP Desist & Refrain Order 11/28/07
Hillman, Martin Desist & Refrain Order 04/30/08
Hills Bancorporation Administrative Action 03/07/17
Hilltop Financial Mortgage Administrative Action 02/27/08
Hinds, Charlie Administrative Action 01/21/09
Hindsco, Inc. Administrative Action 01/21/09
Hinton, Glenn F. Administrative Action, see also Acevedo, Dawn 04/16/12
Hing, Lavonne D Desist & Refrain Order 05/26/04
Hinson III, Thomas Administrative Action
See Also FSD Licensee Listing #963-1894
08/28/14
Hiralal, Yogesh Desist & Refrain Order 06/02/05
Hirokawa, Mark Civil Action 10/18/07
Hitchcock, Paul Gerard Administrative Action 08/14/14
HL Leasing, Inc. Desist & Refrain Order 06/18/09
HMI Inc. Desist & Refrain Order 03/30/98
HMI Income Fund L.P. Desist & Refrain Order 03/30/98
Ho, Stanley Kwok Desist & Refrain Order 12/26/07
HOA Credit Corporation Administrative Action 06/08/17
Hockenbery, Sandra aka Sandy Desist & Refrain Order 10/25/13
Hodge, Larry Administrative Order 05/01/07
Hodlin, Matthew Administrative Active
See also NMLS licesee listing #339382
10/19/16
Hofelter, Rex Desist & Refrain Order 03/05/15
Hoffman Investments Incorporated  Administrative Action 09/21/10
Hofreiter, Adrienne Desist & Refrain Order 03/10/10
Hofreiter Escrow Desist & Refrain Order 03/10/10
Hofreiter, Larry Desist & Refrain Order 03/10/10
Hogarty, William Richard Administrative Action 04/07/17
Holdridge, Garrett Civil Action 04/16/08
Holdyourcar.com Desist & Refrain Order 01/05/06
Holiday Rx, Inc. Administrative Order 01/26/16
Holland, Steve Desist & Refrain Order 01/28/08
Hollander Financial Holding, Inc. Administrative Order 11/21/11
Hollins, Leonard Leandrew Desist & Refrain Order 10/07/13
Holliday, Terrance T. Administrative Order 01/26/16
Hollowell, Ken. M. Desist & Refrain Order 03/20/08
Hollywood Check Cashing Desist & Refrain Order
See also FSD Licensee Listing #100-4613
06/05/15
Holquin, Nick Desist & Refrain Order 02/03/09
Holt, Anna aka Holt, Anna M. Desist & Refrain Order 08/09/16
Holt, Michael G. Administrative Order 10/28/14
Hom, Peter Administrative Action 08/05/16
Home 101 On Line Desist &Refrain Order 02/20/08
HomeBridge Administrative Action
FSD #413 0749, #603-I908
07/09/13
HomeBridge Financial Services, Inc. Administrative Action
FSD #413 0749, #603-I908
07/09/13
Home Buyer Funding Administrative Action 02/19/08
Home Escrow Company, Inc. Administrative Action 07/20/10
Home In One  Administrative Action 11/03/10
Home Loans Capital Holdings, LLC Administrative Action 12/06/07
Home Loan Funding Administrative Order 12/08/08
Home Loans America (North Horn Financial, Inc., dba) Administrative Action 05/01/09
Home Loans, Etc Administrative Action 12/06/07
Home Mortgage Center (Home Lenders Mortgage Inc., dba) Administrative Action 05/01/09
Home Mortgage Services Administrative Action 08/18/10
Home Quest Financial Administrative Action 05/12/10
Home Savings Mortgage Administrative Action 08/02/07
Home Security Mortgage Corporation Administrative Order 12/01/06
Home Star Mortgage Administrative Action 05/27/10
Home Title of America Administration Action 04/24/15
Home Video Franchise Corporation dba Home Video Studio Desist & Refrain Order 05/18/12
Home123 Corporation Administrative Action; see also New Century Mortgage Corporation 03/16/07
Homebridge Mortgage Bankers Corp Administrative Order 12/08/08
Homefield Financial, Inc. Administrative Order 09/24/07
HomeLoan Advisors.com Administrative Order 09/30/08
Homeowners Club, Corp Administrative Action 05/12/10
Hometown Lending Administrative Action 12/13/12
Homeward Solutions Administrative Action 09/09/03
Honey Mae, Inc Administrative Order 12/06/07
Hong, Jo Yoon. Adminstrative Action 05/12/16
Honour, John H. aka Jack Honour Desist & Refrain Order 08/26/14
Homies Cinnamon Rolls, Inc., Homies Cinnamon Rolls Place Desist & Refrain Order 10/12/04
Hopping, Ronald Administrative Action 11/13/15
Hoptar, Davidl Administrative Action 07/27/05
Horizon Companies, LLC aka Horizon Financial LLC Desist & Refrain Order 12/30/08
Horizon Financial Services, Inc. Desist & Refrain Order 03/24/09
Horizon Opportunities LLC Administrative Action 07/29/14
Horizon Property Holdings, LLC Desist & Refrain Order 08/11/08
Horler, Kristen Desist & Refrain Order 06/02/05
Horler, Mark Desist & Refrain Order 06/02/05
Hormell, Rod Scott Administrative Action 04/23/14
Hornbacher, Darrell Desist & Refrain Order 11/05/15
Horwitz, Bruce Desist & Refrain Order 08/11/11
Hosta, Geoffrey M., M.D. Desist & Refrain Order 01/24/06
Hostia, Edward J., dba Universal Lending Corporation Desist & Refrain Order 02/27/14
Hot Lava Flow, Inc. Desist & Refrain Order 05/16/08
Hotel Management, Inc. Desist & Refrain Order 03/30/98
Houghton, Richard Civil Action 06/24/02
Hound Mounds, Inc. Administrative Action 06/25/12
Household Commercial of California, Inc Administrative Action 05/01/09
Housser, Andrew Administrative Action 05/29/08
Howard, David E., Aka, Howard, David, aka Howard, Dave Desist & Refrain Order 03/28/11
Howard II, William S.  Administrative Action 09/13/10
Hoyt, Martin B. Desist & Refrain Order; Citations; Order Voiding Deferred Deposit Transactions 10/31/07
HPS International, Inc Desist & Refrain Order 12/30/02
Hsu, Norman Desist & Refrain Order 10/03/07
http://directgreeninvestments.com Desist & Refrain Order; Situation to Desist and Refrain Order 10/06/09
http://airwavz.net Desist & Refrain Order 12/08/06
http://myportal.oiloptionshotline.com Desist & Refrain Order 07/21/16
http://myportal.goldoptionshotline.com Desist & Refrain Order 07/21/16
http://norstarcash.com Desist & Refrain Order 02/27/09
http://voyager-financial.com Desist & Refrain Order 11/17/14
http://www.itscorp.us Desist & Refrain Order; Situation to Desist and Refrain Order 10/06/09
https://Biggest-cash.com Desist & Refrain Order 03/03/09
Hu, Grace Administrative Action 08/07/02
Hubbard, Joseph Barnett Administrative Action 12/28/07
Hubbard, Marc Desist & Refrain Order 09/26/06
Hutchison, Lewis Robert "Kip" Desist & Refrain Order 05/03/11
Hudson Golland Corporation Desist & Refrain Order 08/06/07
Hudson, Kevin Desist & Refrain Order 12/20/12
Huffman, David Desist & Refrain Order 05/09/11
Hughes, Clyde Desist & Refrain Order 05/25/05
Hughes, DeAndre Dewayne Adminsitrative Action 10/22/14
Hughes, Gwendolyn Desist & Refrain Order 03/08/05
Hull, Jerry S. Desist & Refrain Order 02/17/15
Hull, Mark Harold Administrative Action 07/28/05
Humak, Robert J. Desist & Refrain Order 07/03/07
Hundley, Timothy Clarence Desist & Refrain Order 09/25/12
Hunt, Tom Desist & Refrain Order 03/15/05
Hunter, F.G. Desist & Refrain Order 07/10/12
Hunter Financial Group, LLC Administrative Order 12/08/08
Hurlbut, Timothy Administrative Action
See also NMLS Licensee Listing #801846
10/24/14
Hurley, David G Desist & Refrain Order *05/30/03
Hurley, Jr. Robert R Administrative Action
Also see NMLS #343476
04/24/15
Hurtado, Jake Desist & Refrain Order 09/01/11
Huskhawk Marketing Group Desist & Refrain Order 06/27/08
Hurst Financial Corporation Administrative Action 07/18/08
Hutchens, Randall Craig Desist & Refrain Order 08/06/14
Hutchison, Bruce aka Hutchinson, Bruce Desist & Refrain Order 05/05/09
Huyser, Randall Steven dba Full Compass Investment Advisors Administrative Action 09/07/17
Hwang, Guy Hong Administrative Action
See also FSD licensee listing #1003843
05/04/17
HYC, Inc. Desist & Refrain Order 01/05/06
Hydrocarb X3, LLC Desist & Refrain Order 07/09/13