Enforcement Actions and Orders: S

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Subject Order Issued Date Issued
S3 Partners, LLC Desist & Refrain Order 05/11/09
S4 Group Desist & Refrain Order 06/24/09
S and B Financials, Inc. Administrative Action 05/10/06
S&D Cash Advance Payday Financial Management Administrative Action 09/10/08
S&D Financial Management Administrative Action 09/10/08
S.C. Pacific Resource Group, Inc. Administrative Order 5/2/2012
S.F. Capital and Associates, LLC Desist & Refrain Order 07/10/07
S.K.B. Trading Group, Inc Desist & Refrain Order 08/21/02
S.W.I. Financial Services, Inc. Administrative Order 10/12/10
Saad, Hali Accusation
See also FSD Licensee Listing # 963-2490
10/21/14
Saakar Corporation d.b.a. Anaheim Cash Co. Administrative Action 03/27/17
Sabatini, Daniella Desist & Refrain Order 05/24/04
Sabourin, Jeremy Desist & Refrain Order 03/06/07
Saccheri, James L. Desist & Refrain Order 11/23/09
Sacramento Juice Franchising Company Administrative Action 10/13/07
Sacramento Neighborhood Housing Services, Inc. Administrative Action 07/17/12
Sadek, Inc. Administrative Action 10/01/07
Sadek, Nazih Daniel Administrative Action 10/01/07
Saenz, Alex Desist & Refrain Order 06/06/08
Saenz Group, LLC Desist & Refrain Order 06/06/08
SAFE Administrative Order 11/16/10
Safe Harbor Mortgage Company, LLC Administrative Order 08/04/11
Safe Kids International Desist & Refrain Order; see Order Withdrawing Desist & Refrain Order for JRM & Associates (NV Corporation) 10/23/07
Safe Step Walk-In Tub Co. Desist & Refrain Order 10/12/12
Safe Trade Division Desist & Refrain Order 07/25/05
SafeCare of San Francisco Desist & Refrain Order 09/27/16
SafeCare Limited Trust Desist & Refrain Order 09/27/16
SafeCare Group Trust Desist & Refrain Order 09/27/16
SafeCare Global, Ltd Desist & Refrain Order 09/27/16
SafeCare Risk Company, Ltd. Desist & Refrain Order 09/27/16
SafeCare Enterprises, LLC Desist & Refrain Order 09/27/16
SafeCare Financial, LLC Desist & Refrain Order 09/27/16
SafeCare International, Ltd. Desist & Refrain Order 09/27/16
SafeCare Global Limited Desist & Refrain Order 09/27/16
Safeco Capital Services Administrative Action 05/01/09
Safeloan.com AKA Safeloan Administrative Order 05/08/14
Safely-trade.net Desist & Refrain Order 12/31/04
SafePay Escrow Services Desist & Refrain Order 04/14/11
Safetradedivision.com Desist & Refrain Order 07/25/05
Safevest, LLC Desist & Refrain Order 05/01/08
Safeweb-transactions.net Desist & Refrain Order 02/01/05
Sage Credit aka Sage Credit Company, Inc. Administrative Order 12/08/08
Sage Credit Escrow, Inc. Administrative Action 03/26/08
Sage Financial Group, LLC  Administrative Action 03/18/11
Sage Loan and Investment, Inc. Desist & Refrain Order 02/09/09
Saif, Inc. Administrative Action 05/01/09
Saint Ivan Foundation Desist & Refrain Order 03/26/07
Saint Ivan Partners LLC Desist & Refrain Order 03/26/07
Sakayan, Elie Mikael aka Sharkanian, aka Sakaran Stipulation. See also Desist & Refrain Order 08/22/12
Salad Creations Development Desist & Refrain Order 09/24/07
Salad Creations of America Desist & Refrain Order 09/24/07
Salad Kings, Inc. Desist & Refrain Order 08/06/08
Salamone, Robert Lane Desist & Refrain Order 09/27/02
Salas, Juan Administrative Action 12/27/10
Salazar, C. Mackey y Administrative Action 06/12/12
Salazar, Miguel Desist & Refrain Order 07/10/07
Sallie Mae Home Loans Administrative Action 10/17/08
Salomon Faisal Financial Corporation Desist & Refrain Order 10/22/07
Salomon Financial, Inc. Desist & Refrain Order 12/20/06
Salomon Financial, LLC Desist & Refrain Order 12/20/06
Salter, Judy Civil Action 04/02/07
Salud Financiera Administrative Action 10/29/07
Salvador Holdings International Corporation; Salvador Holdings International (Hong Kong) Desist & Refrain Order 07/21/09
Sam Croce Financial Management Desist & Refrain Order 10/26/11
Samson-Cabrera, Pamela Desist & Refrain Order 03/17/06
Samuel and Cohen Media, LLC. Civil Action 05/14/07
San Francisco Check Cashing Administrative Action
See also FSD Licensee Listing #100-0991
See also FSD Licensee Listing #100-0992
See also FSD Licensee Listing #100-0993
04/27/15
San Francisco Merchant Services L.L.C Desist & Refrain Order *05/30/03
San Francisco Sourdough Eatery, Inc. Desist & Refrain Order 08/04/14
San Marcos Check Cashing Administrative Action 09/21/06
San Pedro Payday Loans Administrative Action *12/28/07
Sanborn Capital, LLC. Administrative Action
See also FSD licensee listing # 603-D022
01/05/17
Sanchez, Cydney Desist & Refrain Order 08/11/08
Sanchez, Miguel, A Desist & Refrain Order 05/18/09
Sanchez, Rafael Ramon Administrative Action 12/12/12
Sanco Equipment Leasing & Business Financial Services Administrative Order 11/21/11
Sand Hill Finance, LLC  Administrative Action 04/18/12
Sano, Edwin Desist & Refrain Order 06/18/08
Sanchez, Miguel Gabriel Oleaga Administrative Action 05/27/16
Sandoval, Adam I. Desist & Refrain Order 12/19/02
Sandoval, Claudia Administrative Order 12/23/08
Sandoval, Raul Fierros Administrative Order
See also NMLS File #276361
12/16/14
SanFilippo, Vincent M. Administrative Action 10/10/16
Santa Rita Partners, Inc. Administrative Action; See also CanAm Capital Corp 02/11/09
Santarelli, Marco Desist & Refrain Order 06/13/12
Saraj, Jamshid Administrative Action 10/17/06
Sarna, Ken Desist & Refrain Order 02/03/10
Sarner, Marc Scott Administrative Action 12/16/15
Sarner, Marc Scott Administrative Action 06/30/16
Sarwari, Maryem Desist & Refrain Order 04/24/14
Sarwari, Masood Desist & Refrain Order 04/24/14
Saryan, Tony Desist & Refrain Order 02/26/09
Sassman, William A., II Desist & Refrain Order *02/21/06
Satterfield, Benjamin Shane Administrative Action 05/01/09
Savard, Andre Desist & Refrain Order 06/20/12
Save One Funding Mortgage Corporation Administrative Action 03/18/11
Save-A-Lot, Ltd Desist & Refrain Order 09/25/07
Saver's Choice Mortgage and Funding of Ohio, Inc. Administrative Action 06/02/10
Saving2Retire, LLC. Administrative Action 11/23/15
Saucedo Capital Group Inc. Administrative Order 11/17/10
Sauers, David E. Desist & Refrain Order 06/11/08
Saxbys Coffee, Inc. Desist & Refrain Order and Consent 05/14/07
Saxe-Coburg Insurance Solutions, LLC Civil Action 02/25/14
SBB Net, Inc. dba LoanBright Administrative Action
See also FSD licesee listing #603-A634
07/07/15
SB Tax Company Desist & Refrain Order 09/16/08
SBG Forever, Inc. Desist & Refrain Order and Consent 02/22/07
SC Escrow Services, Inc. Administrative Order 10/28/10
Scaccianonce, Robert Desist & Refrain Order (McCabe Ventures) 11/04/10
Scaccianoce, Robert Desist & Refrain Order 09/28/10
Scalone, Alan Desist & Refrain Order 07/05/16
Scarsdale Drilling Partners, II LP; Scarsdale Drilling Partners, III LP Desist & Refrain Order 06/19/13
Scarsdale Energy Partners, LLC Desist & Refrain Order 06/19/13
Scavenger Leasing Company Desist & Refrain Order 01/18/06
Schanna, Jasper Carl Desist & Refrain Order 02/27/14
Schantz, J.R. Amended Desist & Refrain Order and Desist & Refrain Order 06/18/08
Schantz, Suzy Amended Desist & Refrain Order and Desist & Refrain Order 06/18/08
Scheuer, Daniel Jay a.k.a. Scheuer, Dan a.k.a. Scheuer Danny Desist & Refrain Order 07/10/12
Schlarmann and Associates Desist & Refrain Order 03/30/98
Schlarmann Assoc., Inc. Desist & Refrain Order 03/30/98
Schlarmann Sharree Lee Desist & Refrain Order 03/30/98
Schlarmann, Larre Jaye Desist & Refrain Order 03/30/98
Scharringhausen, Robert M. Administrative Action 06/06/08
Schmidt, Ryan aka Ryan Schmidt-Weymans Desist & Refrain Order 10/14/14
Schneder, Claus Desist & Refrain Order 11/17/09
Schneider, Jim R. Desist & Refrain Order 12/24/02
Schoff, Tomas Desist & Refrain Order 12/10/08
Schroeder, Daniela M. Administrative Action 01/16/15
Schroeder, Scott D. Administrative Action 09/18/14
Schultz Investment Advisory Administrative Action
See also
Office of Administrative Law Decision
11/28/05
Schwartz, Anthony C. Desist & Refrain Order 10/10/06
Schwartz, Barry Desist & Refrain Order 11/14/14
Schwartz, Kenneth Jay

Accusation
See also NMLS licensee listing #1001095

03/18/16
Schwartz, Tony Desist & Refrain Order 10/10/06
Schyndel Investments, Inc. Administrative Action 03/18/11
SCI Espanol, LLC Desist & Refrain Order 04/15/11
Science Based Nutrition, Inc. Desist & Refrain Order 01/12/07
Schlegel, Christopher W Desist & Refrain Order 03/29/12
Sciuto, Anthony Desist & Refrain Order *12/07/07
Sciuto, Brett Desist & Refrain Order *12/07/07
SCME Mortgage Bankers Administrative Order 08/29/08
Scoggin, Lewis Stanley . Desist & Refrain Order 10/06/09
Scott, Bob Desist & Refrain Order 05/28/15
Scott, Kelly Desist & Refrain Order 12/01/08
Scott, Lauren (Applied Digital Technologies). Administrative Action 03/26/08
Scott Jr., Leonard C. Administrative Action 12/04/07
Scott, Natalia Desist & Refrain Order 04/21/05
Scott, Robert D. Desist & Refrain Order 04/21/05
Scott, Steven Arthur Civil Action; Administrative Action 06/16/06
Scott-Gross, Ian Desist & Refrain Order 06/01/07
Scott Financial Services Administrative Action 05/12/10
Scott Mortgage, Inc. Administrative Action 11/26/12
Scotty's Check Cashing Administrative Action 12/04/07
Screaming Eagle 1H Well Joint Venture Desist & Refrain Order 09/25/12
Screen Machine, The Amended Desist & Refrain Order and Desist & Refrain Order 06/18/08
Scripps Fund II, LLC Administrative Action 05/01/09
SCS Processing; SCS Processing, LLC Desist & Refrain Order 05/13/11
SDI Desist & Refrain Order 09/26/06
Seadream, Inc.  Administrative Order 01/19/11
Sea View Investments Administrative Action 10/28/08
Sea Wind Escrow Co. Administrative Action  
Seacliff Escrow, Inc. Administrative Action 12/18/15
Sealmaster Franchise Group, Inc. Citation; Desist & Refrain Order 02/28/07
Searle, Jonathan David Desist & Refrain Order 09/13/03
Sears, Wanda Pittman Administrative Action 12/29/10
Seaside Escrow, Inc. Administrative Action 10/09/12
Sebring Capital Partners, Limited Partnership Administrative Action 01/25/07
Seckel Capital, LLC  Administrative Action 11/02/11
Securecare, Inc. Administrative Action 05/12/10
Secure Account Service LLC Desist & Refrain Order 01/28/14
Secure Bargin Ltd. Desist & Refrain Order 05/24/04
Secure Escrow Services Administrative Order 06/09/10
Secure Escrow Services Desist & Refrain Order 12/03/02
Secure.myescrow.org Desist & Refrain Order 12/03/02
Secure-bargin.net Desist & Refrain Order 05/24/04
Securebuyonline.com Desist & Refrain Order 06/07/04
Secured Capital Investments, LLC. Civil Action 09/09/15
Secured Funding Corporation Administrative Order 06/25/07
Secured Marketing Concepts Corp Administrative Action 05/12/10
Secured Investors Mortgage Funds Desist & Refrain Order 03/30/98
Secured Residential Funding, Inc. Administrative Action 12/12/11
Secure-Escrow Desist & Refrain Order 03/22/02
Secure-Escrow.com Desist & Refrain Order 03/22/02
Securetradesonline.com Desist & Refrain Order 02/11/05
Security Alarm Financing Enterprises, L.P. Administrative Order 11/16/10
Security America Mortgage, Inc. Administrative Action 08/02/13
Security Financial, Inc. Administrative Order 08/31/11
Security Home Mortgage, LLC. Administrative Action
See also FSD licensee listing # 603-C554
12/16/16
Sedona Oil and Gas Desist & Refrain Order 03/30/07
Seibert, Robert Mark Desist & Refrain Order 12/19/08
Seibert, James Alexander Administrative Action
See also NMLS licensee listing # 220944
05/15/17
Segue Capital, Inc. Administrative Action 07/27/05
Segura, Jesse aka Segura, Jesus Desist & Refrain Order 02/23/11
Segura, Roger Desist & Refrain Order 04/3/06
Seldon, Robert P. Desist & Refrain Order *01/24/02
Select Escrow, Inc. Administrative Action 06/23/15
Select Jet General Partnership Desist & Refrain Order 04/19/05
Select Jet, Inc. Desist & Refrain Order 04/19/05
Selecto Tax, Inc. Administrative Action
See also FSD licensee listing #603-L357 and #603-L259
05/24/17
Sell More, LLC Civil Action 02/01/05
Selzer Property Loans, LLC Administrative Order 11/17/10
Semic Securities Group, Inc. Desist & Refrain Order 10/26/99
Semisub, Inc., Semisub, LLC Desist & Refrain Order 11/05/09
Sencan, Yaman Huseyin Administrative Action 12/16/14
Seneca One, LLC Desist & Refrain Order, see also FSD licensee file # 603-A173 06/24/14
Senior Adult Living, Inc. Civil Action 12/05/05
Senior Benefit Advisors, Inc. Administrative Action 04/01/08
Senior Benefits Desist & Refrain Order 05/24/04
Senior Citizens Financial Services Desist & Refrain Order 05/08/02
Senior Estate Services, Inc Desist & Refrain Order 03/27/00
Senior Freedom Corp Administrative Order 12/08/08
Senior Funding Corp Admnistrative Order 12/08/09
Senior Resources Asset Fund, LLC Desist & Refrain Order 08/17/05
Senior Retirement Specialists Civil Action 02/25/14
Senior Secured Loan Fund LLC Administrative Action 05/12/10
Senior's Choice, Inc. (The) Desist & Refrain Order, see also Adminisrative Hearing Action 11/30/06
Sentinel Loan Fund, LLC Administrative Order 11/21/11
Sequoia Financial Group, Inc. Desist & Refrain Order 12/24/02
Sequoia Fund Limited Desist & Refrain Order 03/05/06
Serimian, Brian Desist & Refrain Order 01/09/09
Serrano, Joshua Statement of Issues 04/11/17
Serrano, Hector P Desist & Refrain Order;
See Stipulated Settlement and Order
12/24/02
Serrano, Ramiro Administrative Action 05/15/08
Service Annex, LLC Desist & Refrain Order 06/10/08
Service Escrow Company Administrative Order 04/27/16
Service Team, Inc. Desist & Refrain Order 11/25/14
Services R Us Desist & Refrain Order 08/15/07
Settles, William Berg Administrative Action 11/04/10
Settlement Source Escrow, The Administrative Action 08/04/11
Severn, Todd R. Desist & Refrain Order 07/23/12
Sevier, Jeffrey A. Desist & Refrain Order 03/28/16
Seward, Michelle Kenen Civil Action 02/25/14
SFG Bancorp (Piggyback Home Loans) Administrative Order 09/24/08
SGC Investment Group, Inc Administrative Action 05/01/09
Shabazz Investments Desist & Refrain Order 05/03/10
Shabazz, Khalid A. Desist & Refrain Order 05/03/10
Shadow of the Storm Company (The) Desist & Refrain Order 01/04/06
Shadoworks, Corp. Inc. Desist & Refrain Order 01/04/06
Shadden, Jody R. Administrative Action 11/23/15
Shade, Ronald Paul aka Shade, Ron Desist & Refrain Order 09/10/08
Shah, Pravin T. Administrative Action 12/04/07
Shah, Rakesh Administrative Action 12/04/07
Shahi, Anupinder Administrative Action 09/13/10
Shahnazi, Hesam Administrative Action 03/18/11
Shakesheff, Will Desist & Refrain Order 08/31/16
Shamitoff Industries, Inc. Administrative Action 02/17/09
Shamitoff , Joel Barry Administrative Action 02/17/09
Shaner, William M. Desist & Refrain Order 09/25/07
Shannon, Steele Adminstrative Action 03/17/16
Shapiro, Steven Edward Desist & Refrain Order 01/04/06
Share Trade Income Desist & Refrain Order 12/20/13
Sharma, Neelam S. Desist & Refrain Order 05/05/08
Sharpe, Bruce Desist & Refrain Order; Administrative Action 04/12/05
Sharpe, Bruce Order Denying Effectiveness of Franchise Registration
Application & Revoking Current Registration
04/12/05
Sharpe Signa, LLC Administrative Action 08/05/16
Sharper & Granite Desist & Refrain Order 08/30/07
Shave, Kathleen Civil Action 07/28/08
Shaw, Simon Administrative Action 12/05/07
Shawzin, Mark Russell Administrative Action 05/11/16
Shea Silva, Inc. Desist & Refrain Order 01/31/06
Sheehan, Alesia H. Desist & Refrain Order 06/26/07
Sheehan, John Michael Desist & Refrain Order 06/26/07
Shekarchian, Alireza Desist & Refrain Order 01/23/14
Shekinah Escrow, Inc. Administrative Order 05/19/11
Shields, Rusty Desist & Refrain Order 05/11/09
Shepard Mortgage Co.  Administrative Action 03/18/11
Shepard, Leon Benwar  Administrative Action 03/18/11
Sherriff Family, LLC Desist & Refrain Order 01/12/10
Sherriff, John Desist & Refrain Order 01/12/10
Sherriff, Loraine Desist & Refrain Order 01/12/10
Sherman Oaks Check Cashing I, LP Administrative Order 07/23/08
Sherman Way Investments, Inc. Desist & Refrain Order 06/12/08
Shemano Capital Management Desist & Refrain Order;
See other orders issued.
See also Office of Administrative Law Decision
10/22/04
Shemano, Gary Desist & Refrain Order;
See other orders issued.
See also
Office of Administrative Law Decision
10/22/04
Sheran De Putt Sher, LLC. Administrative Action 04/10/13
Sheriff, Daniel F. Desist & Refrain Order 02/20/07
Sherman, Roger Desist & Refrain Order 12/01/04
Sherwood Escrow, Inc. Administrative Action
See also Licensee # 963-2286
06/26/13
Shields, Chastan Desist & Refrain Order 05/17/10
Shields, Melvin Russel aka Shields, Rusty Desist & Refrain Order 05/17/10
Shih, Tai Chung Desist & Refrain Order 09/16/10
Shim, Michael H. 
 - 603B692
 - 603B693
 - 603D131
 - 603G391
 - 603G694
 - 603A482
Administrative Action 11/26/12
Shipley, Robert Desist & Refrain Order;
See also order rescinding for Robert Shipley.
05/11/04
Shipping Franchise Holding Corporation Administrative Action 06/08/17
Shiraz Escrow, Inc. Administrative Action 10/17/06
Shire, Dan Desist & Refrain Order 07/10/12
Shorecrest Ventures, Inc. dba Western Pacific Lending Administrative Action 10/10/16
Shoreline Messenging Systems, Inc. Desist & Refrain Order 05/31/06
Shovi Films Desist & Refrain Order 01/04/06
Showalter, Heather Desist & Refrain Order 11/19/04
Shrem, Sam Desist & Refrain Order 01/10/11
Shuken, Jeffrey Civil Action 06/24/02
Shulman, Jerry Desist & Refrain Order 12/15/05
Shults, Craig M. Desist & Refrain Order 08/31/06
Shurnas, Jason Patrick Desist & Refrain Order 12/30/08
Sidher, Ashum Administrative Action 10/02/07
Sidher Jr, Chander Mohan Administrative Action 10/02/07
Sidhu, Amarjeet Administrative Order 05/01/07
Sierra, Lisa Desist & Refrain Order 08/24/07
Sigma-transactions.com Desist & Refrain Order 05/02/05
Silicon Capital, Inc. - 603G284
Silicon Capital, Inc. - 6054218
Administrative Action 05/27/10
Silicon Summit Technologies Desist & Refrain Order 06/25/03
Silicon Valley Community Ventures, Inc. Administrative Action 05/09/12
Silicon Valley Finance Company, dba Universal Lending Corporation Desist & Refrain Order 02/27/14
Silicon Valley Forex Group Desist & Refrain Order 11/02/09
Silva, Cain Rodriquez Citations, Desist & Refrain Order,
and Order Voiding Deferred Deposit Transactions
*05/15/07
Silva, Edward J. Desist & Refrain Order 03/25/05
Silva, Shea Christian Desist & Refrain Order 01/31/06
Silver Reel Entertainment Mezzanine Fund, L.P. Administrative Action 11/26/12
Silver Screen Productions Administrative Action 04/18/08
Silver Sierra Mortgage Incorporated Administrative Action 03/18/11
Silver, Stephen D. Desist & Refrain Order 06/02/03
Silverback Realty Desist & Refrain Order 10/11/11
Silverman, Paul H. Administrative Action 07/19/12
Simcho, David Desist & Refrain Order 12/24/02
Simmons, Tad Desist & Refrain Order 11/15/13
Simnowski, Gina Administrative Action 04/12/02
Sims, Michael Desist & Refrain Order 05/11/09
Simms, Verna Desist & Refrain Order 12/28/06
Simple As That Mortgage.Com, Inc. Administrative Order 04/20/10
Simply Escrow Administrative Action 03/24/08
Simonyan, Mikayel Desist & Refrain Order 09/28/09
Simonyan, Mikayel Desist & Refrain Order 02/07/11
Simpson, David Louis dbo Simpson Capital Management, Inc. Administrative Action 09/15/14
Simpson, Kim Elaine Admnistrative Order 05/13/11
Simpson, Richard W. Administrative Action 08/17/11
Simpson Capital Management, Inc. Administrative Action 09/15/14
Sims, Catherine Ad Desist & Refrain Order 02/20/08
Sims, Tessa M.A. Administrative Action 11/14/06
Sinay, Melinda Jeanne aka Sinay Mindy Administrative Action 10/09/08
Singh, Jasleen Desist & Refrain Order and Stipulation 06/03/13
Singh, Raman Administrative Action 07/15/08
Singh, Sheru Administrative Action 04/10/13
Singh, Surjit Desist & Refrain Order 05/22/08
Single Source Technology, Inc. Desist & Refrain Order 12/03/07
Sinkinson, Mark Desist & Refrain Order (S.K.B Trading Group, Inc.) 08/21/02
Sinkinson, Mark Desist & Refrain Order (MyOnly Catalog.com; Commerce Syndication Network, Inc) 08/21/02
Sinkinson, Mark Ian Administrative Action (Super Absorbent Company) 04/24/07
Sipe, Martha D. Desist & Refrain Order 02/06/06
Sirva Mortgage, Inc. Administrative Action
See also FSD Licensee Listing 413-0944
10/14/14
Sisk, Laurence Desist & Refrain Order 12/01/14
Sistar Mortgage Company Administrative Action 05/12/10
Sixunder7 FIlms Desist & Refrain Order 10/06/08
Sjoblom, Preston aka Sjoblom, Preston Leigh. Desist & Refrain Order 03/28/11
Skalic, Andreja Desist & Refrain Order 09/28/09
Skalland, Jeremy Lance Administrative Order 06/20/11
Skavery, Stanley Dr. Desist & Refrain Order 06/29/04
Skipper, Chris Desist & Refrain Order 05/28/02
Skizzim.com, Inc. doing business as Skizzim Financial Administrative Order 04/27/16
Sky Financial Corp Administrative Action 05/12/10
SkyLine Escrow, Inc. Administrative Action 12/10/07
Skyline Mortgage, LLC Administrative Action 07/07/11
Skyline Pictures, LLC Civil Action 02/25/14
Skyrme, Gerald Hoyt Desist & Refrain Order 03/13/06
SkyStar Escrow Ltd. Desist & Refrain Order 03/15/05
SkyStar Express Ltd. Desist & Refrain Order 03/15/05
Skyview Escrow, Inc. Administrative Order 11/05/07
Slaieh, Nabeel Desist & Refrain Order 01/03/07
Slanaker, Bart Desist & Refrain Order, see also Cinamour Entertainment, LLC and BDS Productions 03/24/09
Slanaker, Bart Douglas Desist & Refrain Order, see also Cinamour Entertainment, LLC and Red Water Film LLC
03/14/11
Slauson Cash Administrative Action 12/04/07
Slauson Gas and Market Administrative Action 12/04/07
Sleepwell Laboratories, Inc. Desist & Refrain Order 03/28/07
Slender Lady, Inc. Desist & Refrain Order; Administrative Action 04/12/05
Small Business Financial Assistant, LLC Administrative Order 11/21/11
Smart Choice Direct Lending Administrative Action 02/19/08
Smart Money Funding (Netmore America, Inc., Dba) Administrative Action 05/09/11
Smart Savings Mortgage  Administrative Order 01/26/11
Smartwear Technologies; Smartwear Technologies, Inc. Civil Action 09/09/08
SML Direct, LLC. Administrative Action 05/27/16
SMC Financial Administrative Order 11/09/09
Smiley Services Desist & Refrain Order 06/12/08
Smith, Andrea Desist & Refrain Order 09/24/15
Smith, Hylas Derrick Desist & Refrain Order , See also The Furlough Group 04/27/09
Smith, Dave Desist & Refrain Order 04/19/06
Smith, Gary Lowery Administrative Action 02/04/16
Smith, Judith Carolyn Administrative Action 04/22/08
Smith, Linda H. Administrative Action 05/03/07
Smith, Michael aka Smith, & Gas Desist & Refrain Order 05/30/08
Smith, Raymond A. aka Smith, Robert Desist & Refrain Order 04/10/08
Smith, Raymond A. a.k.a. Smith, Ray Administrative Action 10/24/12
Smith, Robert A. Desist & Refrain Order 04/19/05
Smith, Ron Desist & Refrain Order 11/07/07
Smith, Ted Desist & Refrain Order 06/11/03
Smyth, Grace Desist & Refrain Order 03/06/07
Smyth, Peter Administrative Action 07/01/08
Snellgrose, Hal Administrative Action 03/29/16
SNC Asset Management, Inc.; SNC Investments Inc. Desist & Refrain Order 05/18/11
Snow, Gary Desist & Refrain Order 07/10/07
snsp08@gmail.com Desist & Refrain Order 04/16/08
Snyder, Alexis Desist & Refrain Order and Consent 02/22/07
Snyder, Allan D. Administrative Action 02/22/07
Snyder, Jeffrey L Desist & Refrain Order 05/14/02
Snyder, Stan Desist & Refrain Order and Consent 02/22/07
Snyder, William L. Desist & Refrain Order 05/14/02
Snyder-Craft Company, Inc. Administrative Action 05/01/09
So Cal Realty Administrative Action 08/19/16
SO-CAL Escrow Center, Inc. Administrative Action 04/15/15
SoCal Development Fund, LLC Desist & Refrain Order 03/06/06
Socal First Funding Group, Socal First Funding Group FX Fund 1 Desist & Refrain Order 02/23/09
SoccerTots, Inc. Desist & Refrain Order 04/08/08
SOCM Enterprises Desist & Refrain Order *08/15/05
Sodhi, Janamjot Singh aka. Jimmy Sodhi Desist & Refrain Order 01/09/09
Sodhi-Gilbert, Kid Citation and Desist & Refrain Order 08/14/06
Sohn, Kyung T. Desist & Refrain Order 05/08/09
Solara360, LLC. Administrative Action 10/13/15
Solare Desist & Refrain Order 06/08/03
Solare Corporation Desist & Refrain Order 06/08/03
Solare MedSpa Desist & Refrain Order 06/08/03
Solare MedSpa Licensing Program, Inc. Desist & Refrain Order 06/08/03
Soleil, Jean-Claude Desist & Refrain Order; Administrative Law Decision 10/02/06
Solid Land MAS Corporation Desist & Refrain Order 04/19/10
Solid Solution Escrow Administrative Action 12/10/13
Solid Source Escrow Administrative Action 12/01/11
Soliz, Scedena Desist & Refrain Order 09/20/06
Sollenne, Peter Ronald Desist & Refrain Order
See Also Life Partners, LLC
09/04/14
Solomon Internet Funding, Inc. Desist & Refrain Order 03/16/11
Soltero, Robert III Administrative Action 03/17/06
Somerset Mortgage Lenders; Somerset Investors Corp Administrative Action 12/15/10
Somma, James G. Withdrawal of Desist & Refrain Order, see also International Energy and Resources 06/07/10
SOM Financial Services Desist & Refrain Order *01/21/03
Son, Peter C. Desist & Refrain Order 05/18/11
Sound Mortgage, Inc. Summary Revocation Order 01/01/14
Song, Ru Hua Desist & Refrain Order 07/17/07
SongBoy.com, Inc. Desist & Refrain Order 07/19/02
SongPro.com, Inc. Desist & Refrain Order 07/19/02
Sonic Payday, Limited Desist & Refrain Order 05/10/06
Sonic Payday, Ltd. Desist & Refrain Order, see also Desist and Refrain dated 03/06/07 05/10/06
Sonoma Financial Group Desist & Refrain Order 08/07/07
Sonoma Trade Exchange Desist & Refrain Order 05/06/02
Sonterra Retail Center, LLC Desist & Refrain Order 05/11/09
Soper, Michael Desist & Refrain Order 04/13/09
Soref, Dror Civil Action 02/25/14
Sorial, Magdy John Administrative Action 01/12/09
Sorrento Escrow, Inc. Administrative Action 03/14/08
Soto, Bianca Desist & Refrain Order 06/02/05
Source Capital Group, Inc. Administrative Action 10/10/16
Source Drilling Program I, LP;
Source Drilling Program II,
LP;Source Drilling Program III, LP
Desist & Refrain Order 08/20/07
Source Oil and Gas, Inc. Desist & Refrain Order 08/20/07
South Bay Escrow Co. Administrative Action
See also FSD Licensee Listing #963-0277
07/21/16
South Bay Funding, Inc.  Administrative Action 11/30/11
South China Investments, Inc. Civil Action 06/28/05
South County Realty & TD Investments Desist & Refrain Order 11/09/09
South Lake Mortgage Capital, Inc. Administrative Action 04/12/07
South Trust Fund, Inc. Administrative Action 05/01/09
Southstar Funding, LLC Administrative Action 09/16/08
Southern California Realty & Mortgage Administrative Action 08/19/16
Southern Cascades Finance Corporation Administrative Action 05/11/17
Southern Funding Alliance USA, LLC. Summary Revocation Order 01/01/14
Southern Pacific Capital, LLC Civil Action 05/15/02
Southern Pacific Equities, LLC Civil Action 05/15/02
Southern Pacific Group Civil Action 05/15/02
Southern Star Mortgage Administrative Action 09/18/07
Southmor Mortgage Corporation Administrative Action 07/15/04
SouthStar Funding, LLC Administrative Order 05/27/07
Southwest Development Fund,
Phase 1 (Series A) LLC
Desist & Refrain Order 03/06/06
Southwest Development Fund,
Phase 1 (Series B) LLC
Desist & Refrain Order 03/06/06
Southwest Development Fund,
Phase 1 (Series C) LLC
Desist & Refrain Order 03/06/06
Southwest Escrow Corporation Administrative Action 07/17/12
Southwestern and Pacific Specialty Finance, Inc. Desist and Refrain; Citation Order; Settlement Agreement 03/26/07
Sovereign Equity,LLC Desist & Refrain Order 06/03/08
Sovereign Strategic Mortgage Fund, LLC  Administrative Action 11/16/11
Soyodo Group Holdings, Inc. Desist & Refrain Order 07/17/07
Spanic, Igor Administrative Action 10/12/11
Spangler, Drew I. Desist & Refrain Order 08/31/06
SpanishFUN Desist & Refrain Order 12/08/06
Sparks, Foye W. Desist & Refrain Order; Situation to Desist and Refrain Order 10/06/09
Sparta Financial, LLC Administrative Action 05/01/09
Sparta Special Servicing LLC Administrative Order 06/23/10
SPD Financial Services, LLC Desist & Refrain Order 08/27/08
Special K Enterprises, Inc. Desist & Refrain Order 01/13/12
Special Value Bond Fund II, LLC Administrative Action 05/01/09
Specialized Lending (Pete Estrada, Jr.) Administrative Action 06/16/10
Specialty Mortgage Corporation Administrative Action *06/19/06
Spectrum Capital Group Administrative Order 11/17/10
Speed Check Cashing Administrative Action (CDDTL) 03/24/09
Speed Check Cashing Administrative Order (CFL) 05/01/09
Speedy Cash (Galt Ventures) Desist & Refrain Order, Settlement Agreement 10/30/08
Special Value Absolute Return Fund, LLC Administrative Action 05/12/10
Spectrum Financial Group Administrative Action 03/21/08
Speedy Payday Advance Desist & Refrain Order 07/21/08
Speedy Payday Loans Desist & Refrain Order 08/27/08
Spenser Capital Group, Inc. Administrative Order
See also licensee listing FSD #603-I060
10/13/15
Spherion Financial Corporation  Administrative Action 03/28/12
Spigno, Luca Silverio Administrative Action
See also NMLS licensee listing #1569753
06/09/17
Spiridon, Daniela M. aka Daniela M. Schroeder Administrative Action 01/16/15
Spirit of California Entertainment Group Inc. Desist & Refrain Order 01/26/15
Spero, Robin Desist & Refrain Order 05/24/12
Spoonemore, Thomas Desist & Refrain Order 12/30/02
Sports Dimensions,Inc. Desist & Refrain Order 09/26/06
Sports Investment Fund Desist & Refrain Order 08/17/07
Sportsman Escrow, Inc. Administrative Order 09/07/11
Spotya; Spotya.com Administrative Order 11/07/06
Spradlin, Zenaida C. Desist & Refrain Order 07/21/09
Spradley, Michael Desist & Refrain Order 07/23/07
Sprague, Mark L. Desist & Refrain Order 12/24/02
Sprankle, Jeffrey Christopher Administrative Order 08/20/13
Spray On Bedliners Development Corp., Spray-on Bedlineers, LLC Desist & Refrain Order 07/21/09
Spring Break '83; Spring Break '83 Distribution, LLC; Spring Break '83 Production, LLC Desist & Refrain Order 03/06/08
Sprint Funding Corporation Administrative Action *11/13/06
Spuck, Robert Recision of Desist & Refrain Order and Desist & Refrain Order 11/01/07
Spunky Girl Productions Desist & Refrain Order;
See also Office of Administrative Law Decision
01/04/06
Spyglass Equity Systems, Inc. Desist & Refrain Order 03/28/11
Squires, Mark D. Desist & Refrain Order 03/14/02
Srun, Londet, J. aka Srun L J aka Srun, Sr., John. Desist & Refrain Order 09/10/08
SSFC, LLC. Administrative Action 06/08/17
St. Andre, Eric Desist & Refrain Order 08/26/02
St. Andre's Automotive Accessories Desist & Refrain Order 08/26/02
St. Armands Group LLC aka St. Armands Services LLC Desist & Refrain Order 01/30/12
St. Clair, Gary Alan Administrative Action 05/12/10
St. Rose, Richard Patrick Anthony Administrative Action 08/23/16
Stahl, Christopher Desist & Refrain Order 09/08/11
Standard Investment Adviser; Standard Investment Chartered, Inc. Administrative Order 04/13/13
Standard Home Lending Inc.,  Administrative Order 11/21/11
Standpoint Capital, LLC. Desist & Refrain Order 06/17/15
Stanford Capital Partners, Inc. Administrative Order  10/20/10
Stange, John Jeffrey Administrative Action. Also see NMLS #389291 04/15/15
Stafford, Sam S. Desist & Refrain Order 05/11/09
Stagecoach Retail, LLC Desist & Refrain Order 05/11/09
Standefor, Janetta Desist & Refrain Order 05/14/08
Stanford Capital Partners High Yield Fund, LLC Administrative Action 08/11/10
Stanton Optical, LLC Desist & Refrain Order 11/04/10
Stanton Optical, LLC Desist & Refrain Order 11/04/10
Stanton, Robert Desist & Refrain Order 04/29/03
Star Cash Processing Desist & Refrain Order 04/29/10
Star, Daniel C. Desist & Refrain Order (CT Loans) 09/28/09
Star, Daniel C. Administrative Action (GC Loan Center) 10/12/11
Star Escrow Co., Inc. Administrative Action
See also FSD licensee listing #963-0288
04/01/09
Starke, George Desist & Refrain Order 06/02/05
Star Group, LLC Desist & Refrain Order 06/02/14
Starlight Film Partners, III, LLC, Starlight Global Entertainment Desist & Refrain Order (see also Lucian Development) 05/05/09
Starmax Entertainment Desist & Refrain Order 09/28/07
StartupHomeCare Administrative Action 10/22/13
State Bonding California Desist & Refrain Order 05/02/12
State Financial Services, LLC Administrative Action 05/12/10
Stauske, Laurel Desist & Refrain Order 04/14/05
Stead Financial, Inc. Administrative Action
See also FSD Licensee Listing #605-4163
02/18/15
Stealth Education Services Desist & Refrain Order 06/26/07
Stealth REI Club, LLC. Desist & Refrain Order 06/26/07
Stearns Lending, Inc. Administrative Action
See also licensee listing FSD #s : 413-0495, 603-G129, 603-G385, 603-G386, 603-G387, 603-H918, 603-H970, 603-H987,  and 603-I1119
01/04/16
Steele, Craig Desist & Refrain Order 05/19/08
Steele, Jr., Richard K. Desist & Refrain Order 11/22/11
Steger, Ronald R. Desist & Refrain Order 05/08/02
Stein, Ronald Adminisrative Action 07/26/07
Stein, Warren Marshall Adminisrative Action
See also NMLS licensee listing # 1509666
05/12/17
Steinberg, Ronald P. Desist & Refrain Order 05/13/11
Stellar Capital, Inc. Summary Revocation Order
Click here to search licensee details
12/11/15
Stellar Enterprise Associates, Inc. Desist & Refrain Order 07/11/12
Stengell, Steven S. aka Stengell, Stephen Scott Desist and Refain Order, OAH Decision 11/13/07
Stengell, Steve S. Administrative Action 05/23/17
Sterling Capital Mortgage Company Administrative Action 08/03/05
Sterling, Jose Desist & Refrain Order 10/20/04
Stereo Vision Entertainment, Inc. Desist & Refrain Order 08/26/14
Stern, Jeffrey A. Administrative Order 02/27/15

Stephens, Derrick

See also Stephens, Derrick D. Desist and Refrain Order

Administrative Action 06/22/16
Stephens, Derrick D. aka Stephens, Derek aka Rowe, Derrick Desist & Refrain Order 09/11/08
Steve Austin Productions, LLC Desist & Refrain Order 12/14/06
Stevenson, James Desist & Refrain Order 06/30/11
Stevenson, James Oliver Administrative Order 12/07/15
Stevenson, Michael E Administrative Action; Desist & Refrain Order;
See also
Administrative Law Decision
02/21/06
Steve's Pizza Administrative Action 04/10/13
Steve's Pizza Branding Compnay Administrative Action 04/10/13
Steve's Pizza Franchise Corporation Administrative Action 04/10/13
Steve's Place, Inc Administrative Action 04/10/13
Stewart, John D. Desist & Refrain Order; Administrative Action 07/06/07
Stewart, Michael J. Desist & Refrain Order 10/31/06
Stewart, Michael J. Desist & Refrain Order 05/28/02
Stewart, Paul J. Recission of Desist & Refrain Order 06/14/11
Sticking Together Athletes Retirement, LLC Administrative Action 06/25/09
Stifel, Nicolaus & Company, Incorporated Administrative Action 05/05/10
Stipek Financial Services, LLC Administrative Action; Desist & Refrain Order 06/29/06
Stipek Securities, LLC Administrative Action; Desist & Refrain Order 06/29/06
Stipek, Leslie Clark Administrative Action; Desist & Refrain Order 06/29/06
Stirling Capital Management Administrative Action; Desist & Refrain Order 04/01/14
Stock Advisors, Inc. Administrative Action 03/27/06
Stone, David M. Desist & Refrain Order 12/24/02
Stone, Erik Kees Desist & Refrain Order *02/02/07
Stone, Michael Desist & Refrain Order 07/11/05
Stonecreek Financial Corporation Administrative Action 08/08/07
Stoneridge Development Partners, LLC, Stoneridge Homes, LLC Desist & Refrain Order 04/26/10
Stoneridge Escrow Company Administrative Order 11/09/11
Stonell, Rick Administrative Action 04/05/06
Stop-N-Shop Desist & Refrain Order 05/22/08
Storage US, Storage USS II, Storage US, LLC Desist & Refrain Order 09/16/08
Story, Larry Desist & Refrain Order 05/04/04
Stoveact, Inc. Desist & Refrain Order 03/25/02
Stowell, Glenn Desist & Refrain Order 01/11/05
Stowell, Rick Administrative Action 04/05/06
Strange, Quintina aka Strange, Quintana aka Strange, Tina Desist & Refrain Order 05/25/11
Strata Productions, Inc. Desist & Refrain Order 06/08/05
Strata Productions, Inc. Desist & Refrain Order 03/18/02
Strategic Investment Services Administrative Action 01/03/06
Strategic Stock Intelligence, Inc. Desist & Refrain Order 05/28/02
Stratford, Stephen R. Desist & Refrain Order 01/28/14
Strathern, Jeffery Desist & Refrain Order 08/18/09
Stratton, Rhonda Desist & Refrain Order 07/25/05
Stratus Franchising, LLC. Adminstrative Order 09/29/15
Strauss, Steven Desist & Refrain Order (Stoveact, Inc.) 03/25/02
Strauss, Steven Order Withdrawing Notice of Intent 03/25/02
Strazzulla, Dominic F. Desist & Refrain Order 06/05/02
Streamline Division Administrative Action
See Also FSD Licensee Listing # 413-0924
06/05/15
Streeter, Bryon H. Desist & Refrain Order 12/24/02
Strickly's Inc. Administrative Action 08/03/10
Stroh, Bradford Administrative Action 05/29/08
Stroller Spa Franchising, LLC Adminitration Action 04/02/14
Stroller Strides, LLC Desist & Refrain Order 02/15/05
Strong's Capital Investment, Inc. Desist & Refrain Order 08/05/09
Stroupe, Anthony Desist & Refrain Order 12/19/02
Structured Investments, LLC Stipulation and Desist & Refrain Order 05/13/11
Structured Marketing, LLC Desist & Refrain Order 06/15/15
Stuart, Carolyn Tobiason Desist & Refrain Order & Administrative Order 12/04/14
Stuart, William Robinson Desist & Refrain Order & Administrative Order 12/04/14
Stuck, Richard Allen Desist & Refrain Order 01/24/05
Student-Fitzpatrick, Kristin Administrative Action 06/17/15
Studio Partners, LLC Desist & Refrain Order 01/29/07
Stutes, Dennis W. Desist & Refrain Order 03/25/08
SVB Financial Group  Administrative Order 10/12/10
SVC Financial and Management Group Administrative Action 12/21/07
Su Casa De Cambio Cesar Chavez, Inc. Desist & Refrain Order 07/16/08
Su, Susan Desist & Refrain Order 09/16/10
Success Investments, Inc. Administrative Action 03/18/11
Suite, Gerard (aka Gerard Sweet aka Raul Jerad Anthony aka R.J Anthony aka Rawle Gerard Suite aka Gerard S. Rawle aka Rawle Gerard Girard) Civil Action 07/25/06
Sullenger, Richard H. Administrative Action 12/02/13
Sullivan, Brian Desist & Refrain Order (U.S. Biofuels, Inc.) 11/04/10
Sullivan, Brian T Desist & Refrain Order 02/20/07
Sullivan, Colin Hayes Administrative Action 01/05/16
Sullivan, Colin Mark Administrative Action 01/05/16
Sullivan, Gabriella R Desist & Refrain Order 02/20/07
Sullivan-Heirs Development Phase II Desist & Refrain Order 09/08/08
Sumaria Global, LLC Desist & Refrain Order 05/21/12
Summerfield Ventures, Inc. Desist & Refrain Order 08/03/05
Summerfield, Paul Desist & Refrain Order 08/03/05
Summit Business Credit, Inc. Administrative Action 11/07/06
Summit Financial Resources, LP Administrative Action 11/13/12
Summit Lending of Hawaii (now known as Northstar Alliance Mortgage, Inc.) Administrative Action 10/30/09
Summit Mortgage Corporation Administrative Action
See also licensee listing FSD #413-0421
01/06/16
Summit Partners, Inc Administrative Order 11/07/06
Summit Point Escrow, Inc. Administrative Order 10/23/14
Sumpter, Mark E. (dba Abode Investment Inc.) Desist & Refrain Order 03/16/07
Sun Cash of SD, LLC Administrative Action
See also licensee listing FSD #100-0201, #100-0202, #100-0203
05/13/08
Sun Daisy Escrow, Inc. Administrative Order 03/26/10
Sun Valley Financial of Utah, Inc. - 603E448
Sun Valley Financial of Utah, Inc. - 603F584
Administrative Action 05/12/10
Sunbelt Financial Services aka Sunbelt Home Improvement Loans Administrative Action 05/12/10
Sunburst Holding Company Desist & Refrain Order 03/21/08
Suncoast Mortgage Servicing of Florida, Inc. Administrative Action 05/12/10
Sunnv, Olson Desist & Refrain Order 10/07/05
Sunnylife Global, Inc. Administrative Action 09/16/15
SunnyMTG.com866-768-CASH, LLC Administrative Action 06/02/10
Sunrise Capital Partners, LP, Sunrise Capital Partners LLC Desist & Refrain Order 05/17/07
Sunrise Escrow Corporation Administrative Action 06/19/09
Sunset Mortgage Company LP Desist & Refrain Order 05/17/08
Sunset One Escrow, Inc. Administrative Order
See also FSD Licensee Listing #963-2533
01/22/15
Sunshine Check Cashing Administrative Action 07/09/07
Sunshine Fresh Produce Desist & Refrain Order 07/28/03
Sunshine Liquor, Inc. Administrative Action 07/09/07
Sunshine Mortgage Company Administrative Action 04/13/09
Sunshine Real Estate Development Desist & Refrain Order 12/01/04
SunTrust Equipment Finance & Leasing Corp. Administrative Order
See also Licensee listing FSD #:603-E477
02/19/16
Suntrust Leasing Corporation Administrative Order
See also Licensee listing FSD #:603-E477
02/19/16
Suntrust Mortgage, Inc. Administrative Order
See also licensee listing FSD #413-0238
06/16/10
Super Absorbent Company Administrative Action; OAH Administrative Decision 04/24/07
SuperShuttle Los Angeles, Inc Desist & Refrain Order; Stipulation 05/09/13
Superior Escrow Solutions Desist & Refrain Order 11/18/14
Superior Traffic Controls, Inc Desist & Refrain Order
See also Superior Traffic Controls, LLC
08/22/14
Superior Traffic Controls, LLC Desist & Refrain Order
See also Superior Traffic Controls, Inc
03/30/11
Surefast Mortgage Corp - 603C048
Surefast Mortgage Corp - 603C049
Administrative Action 06/07/10
Surfview Entertainment Desist & Refrain Order 01/04/06
Superior Home Loans Administrative Action 05/12/10
Surety Financial Services Administrative Order 5/2/2012
Susana Oaks Postal Center Desist & Refrain Order 07/17/08
Swain, Theodore Desist & Refrain Order 03/06/06
Swannson Investment Group, Inc. Desist & Refrain Order 12/14/10
Sweeney, James Albert II Desist & Refrain Order 10/23/06
Sweeney, James Albert II Desist & Refrain Order, see also Office of Administrative Hearing Order 05/02/07
Sweethoney Dessert, Inc. Administrative Order 04/19/17
Sweesy, Jack Desist & Refrain Order 03/13/06
Sweesy, Ulric J. Desist & Refrain Order 03/13/06
Sweesy, Ulric Jack Desist & Refrain Order 03/13/06
Swell Records Desist & Refrain Order *03/19/03
Swim Cool Systems Civil Litigation 11/16/07
Swiss Escrow-Service Corp. Desist & Refrain Order 05/05/08
SwissGuard International Stipulation to Desist & Refrain Order and Desist & Refrain Order 01/19/10
SWOL, Inc. Desist & Refrain Order *03/19/03
SWOL, LLC Desist & Refrain Order *03/19/03
Sy, Bernandette Alabanza Desist & Refrain Order 07/24/04
Sy, Byron Desist & Refrain Order 07/24/04
Synchronized Fudning, LLC Administrative Action 04/24/07
Syler, Helen Desist & Refrain Order; see also Szutor, Laszio
Desist & Refrain Order;
See also Rescission
05/04/06
Synergy Financial Management Corporation Administrative Order 07/07/08
Synergy Funding Administrative Order (CFL) 05/01/09
Synergy Oil, LLC Civil Action 06/24/14
System4 - National Markets Desist & Refrain Order 06/24/09
Sziklai, Anthony D. Desist & Refrain Order and Stipulation 03/14/11
Szutor, Laszlo Desist & Refrain Order; See also Recission of Desist & Refrain for Laszlo Szutor (06/05/06) *05/04/06