Enforcement Actions and Orders: S
A - B - C - D - E - F - G - H - I - J - K - L - M - N - O - P - Q - R - S - T - U - V - W - X- Y - Z - Num - Chron

Subject | Order Issued | Date Issued | |
---|---|---|---|
S Brown and Associates, LLC | Administrative Action | 06/12/18 | |
S3 Partners, LLC | Desist & Refrain Order | 05/11/09 | |
S4 Group | Desist & Refrain Order | 06/24/09 | |
S and B Financials, Inc. | Administrative Action | 05/10/06 | |
S&D Cash Advance Payday Financial Management | Administrative Action | 09/10/08 | |
S&D Financial Management | Administrative Action | 09/10/08 | |
S.C. Pacific Resource Group, Inc. | Administrative Order | 5/2/2012 | |
S.F. Capital and Associates, LLC | Desist & Refrain Order | 07/10/07 | |
S.K.B. Trading Group, Inc | Desist & Refrain Order | 08/21/02 | |
S.W.I. Financial Services, Inc. | Administrative Order | 10/12/10 | |
Saad, Hali | Accusation See also FSD Licensee Listing # 963-2490 |
10/21/14 | |
Saakar Corporation d.b.a. Anaheim Cash Co. | Administrative Action | 03/27/17 | |
Sabatini, Daniella | Desist & Refrain Order | 05/24/04 | |
Sabourin, Jeremy | Desist & Refrain Order | 03/06/07 | |
Saccheri, James L. | Desist & Refrain Order | 11/23/09 | |
Sacramento Juice Franchising Company | Administrative Action | 10/13/07 | |
Sacramento Natural Foods Cooperative, Inc. | Administrative Action | 02/20/19 | |
Sacramento Neighborhood Housing Services, Inc. | Administrative Action | 07/17/12 | |
Saddleback Resolution Group, LLC. | Administrative Action | 10/09/17 | |
Sadek, Inc. | Administrative Action See also Office of Administrative Law Decision |
10/01/07 | |
Sadek, Nazih Daniel | Administrative Action See also Office of Administrative Law Decision |
10/01/07 | |
Sadnara Corporation | Administrative Action | 01/29/19 | |
Saenz, Alex | Desist & Refrain Order | 06/06/08 | |
Saenz Group, LLC | Desist & Refrain Order | 06/06/08 | |
SAFE | Administrative Order | 11/16/10 | |
Safe Harbor Mortgage Company, LLC | Administrative Order | 08/04/11 | |
Safe Kids International | Desist & Refrain Order; see Order Withdrawing Desist & Refrain Order for JRM & Associates (NV Corporation) | 10/23/07 | |
Safe Step Walk-In Tub Co. | Desist & Refrain Order | 10/12/12 | |
Safe Trade Division | Desist & Refrain Order | 07/25/05 | |
SafeCare of San Francisco | Desist & Refrain Order | 09/27/16 | |
SafeCare Limited Trust | Desist & Refrain Order | 09/27/16 | |
SafeCare Group Trust | Desist & Refrain Order | 09/27/16 | |
SafeCare Global, Ltd | Desist & Refrain Order | 09/27/16 | |
SafeCare Risk Company, Ltd. | Desist & Refrain Order | 09/27/16 | |
SafeCare Enterprises, LLC | Desist & Refrain Order | 09/27/16 | |
SafeCare Financial, LLC | Desist & Refrain Order | 09/27/16 | |
SafeCare International, Ltd. | Desist & Refrain Order | 09/27/16 | |
SafeCare Global Limited | Desist & Refrain Order | 09/27/16 | |
Safeco Capital Services | Administrative Action | 05/01/09 | |
Safe-loan | Administrative Action | 05/08/14 | |
Safeloan | Administrative Action | 05/08/14 | |
Safeloan.com AKA Safeloan | Administrative Action | 05/08/14 | |
Safely-trade.net | Desist & Refrain Order | 12/31/04 | |
SafePay Escrow Services | Desist & Refrain Order | 04/14/11 | |
Safetradedivision.com | Desist & Refrain Order | 07/25/05 | |
Safevest, LLC | Desist & Refrain Order | 05/01/08 | |
Safeweb-transactions.net | Desist & Refrain Order | 02/01/05 | |
Sage Credit aka Sage Credit Company, Inc. | Administrative Order | 12/08/08 | |
Sage Credit Escrow, Inc. | Administrative Action | 03/26/08 | |
Sage Financial Group, LLC | Administrative Action | 03/18/11 | |
Sage Loan and Investment, Inc. | Desist & Refrain Order | 02/09/09 | |
Saif, Inc. | Administrative Action | 05/01/09 | |
Saint Ivan Foundation | Desist & Refrain Order | 03/26/07 | |
Saint Ivan Partners LLC | Desist & Refrain Order | 03/26/07 | |
Sakayan, Elie Mikael aka Sharkanian, aka Sakaran | Stipulation. See also Desist & Refrain Order | 08/22/12 | |
Salad Creations Development | Desist & Refrain Order | 09/24/07 | |
Salad Creations of America | Desist & Refrain Order | 09/24/07 | |
Salad Kings, Inc. | Desist & Refrain Order | 08/06/08 | |
Salamone, Robert Lane | Desist & Refrain Order | 09/27/02 | |
Salas, Chris | Administrative Action See also FSD licensee listing #9632708 |
10/22/18 | |
Salas, Juan | Administrative Action | 12/27/10 | |
Salazar, C. Mackey y | Administrative Action See also Office of Administrative Law Decision |
06/12/12 | |
Salazar, George Michael | Administrative Action See also Office of Administrative Law Decision |
03/30/04 | |
Salazar, Miguel | Desist & Refrain Order | 07/10/07 | |
Sallie Mae Home Loans | Administrative Action | 10/17/08 | |
Salomon Faisal Financial Corporation | Desist & Refrain Order | 10/22/07 | |
Salomon Financial, Inc. | Desist & Refrain Order | 12/20/06 | |
Salomon Financial, LLC | Desist & Refrain Order | 12/20/06 | |
Salter, Judy | Civil Action | 04/02/07 | |
Salud Financiera | Administrative Action | 10/29/07 | |
Salvador Holdings International Corporation; Salvador Holdings International (Hong Kong) | Desist & Refrain Order | 07/21/09 | |
Sam Croce Financial Management | Desist & Refrain Order | 10/26/11 | |
Saman Francis Seneviratne | Administrative Action | 07/24/17 | |
Samson-Cabrera, Pamela | Desist & Refrain Order | 03/17/06 | |
Samuel and Cohen Media, LLC. | Civil Action | 05/14/07 | |
San Dieguito Escrow, Inc. | Administrative Action See also FSD licensee listing #9632604 |
11/27/18 | |
San Francisco Check Cashing | Administrative Action
See also FSD Licensee Listing #100-0991 See also FSD Licensee Listing #100-0992 See also FSD Licensee Listing #100-0993 |
04/27/15 | |
San Francisco Merchant Services L.L.C | Desist & Refrain Order | *05/30/03 | |
San Francisco Sourdough Eatery, Inc. | Desist & Refrain Order | 08/04/14 | |
San Marcos Check Cashing | Administrative Action See also Office of Administrative Law Decision |
09/21/06 | |
San Pedro Payday Loans | Administrative Action See also FSD license listing #1003124 |
02/26/08 | |
Sanborn Capital, LLC. | Administrative Action See also FSD licensee listing # 603-D022 |
01/05/17 | |
Sanchez, Cydney | Desist & Refrain Order | 08/11/08 | |
Sanchez, Miguel, A | Desist & Refrain Order | 05/18/09 | |
Sanchez, Rafael Ramon | Administrative Action | 12/12/12 | |
Sanco Equipment Leasing & Business Financial Services | Administrative Order | 11/21/11 | |
Sand Hill Finance, LLC | Administrative Action | 04/18/12 | |
Sandton Credit Solutions Master Fund IV, LP | Administrative Action | 06/29/18 | |
Sano, Edwin | Desist & Refrain Order | 06/18/08 | |
Sanchez, Miguel Gabriel Oleaga | Administrative Action | 05/27/16 | |
Sandoval, Adam I. | Desist & Refrain Order | 12/19/02 | |
Sandoval, Claudia | Administrative Order | 12/23/08 | |
Sandoval, Raul Fierros | Administrative Order See also NMLS File #276361 |
12/16/14 | |
SanFilippo, Vincent M. | Administrative Action | 10/10/16 | |
Santa Rita Partners, Inc. | Administrative Action; See also CanAm Capital Corp | 02/11/09 | |
Santander Consumer USA, Inc dba HelpingLoans.com | Administrative Action See also FSD licensee listing #603G787 |
04/06/18 | |
Santarelli, Marco | Desist & Refrain Order | 06/13/12 | |
Santillo, Perry C. | Desist & Refrain Order | 10/22/18 | |
Saraj, Jamshid | Administrative Action | 10/17/06 | |
Sarna, Ken | Desist & Refrain Order | 02/03/10 | |
Sarner, Marc Scott | Administrative Action | 12/16/15 | |
Sarner, Marc Scott | Administrative Action | 06/30/16 | |
Sarwari, Maryem | Desist & Refrain Order | 04/24/14 | |
Sarwari, Masood | Desist & Refrain Order | 04/24/14 | |
Saryan, Tony | Desist & Refrain Order | 02/26/09 | |
Sassman, William A., II | Desist & Refrain Order | *02/21/06 | |
Satterfield, Benjamin Shane | Administrative Action | 05/01/09 | |
Savard, Andre | Administrative Action | 06/20/12 | |
Save One Funding Mortgage Corporation | Administrative Action | 03/18/11 | |
Save-A-Lot, Ltd | Administrative Action See also Office of Administrative Law Decision |
09/25/07 | |
SaveUnited.org | Administrative Action | 05/14/18 | |
Saver's Choice Mortgage and Funding of Ohio, Inc. | Administrative Action | 06/02/10 | |
Saving2Retire, LLC. | Administrative Action | 11/23/15 | |
Saucedo Capital Group Inc. | Administrative Order | 11/17/10 | |
Sauers, David E. | Desist & Refrain Order | 06/11/08 | |
Saxbys Coffee, Inc. | Desist & Refrain Order and Consent | 05/14/07 | |
Saxe-Coburg Insurance Solutions, LLC | Civil Action | 02/25/14 | |
SBB Net, Inc. dba LoanBright | Administrative Action See also FSD licesee listing #603-A634 |
07/07/15 | |
SB Tax Company | Desist & Refrain Order | 09/16/08 | |
SBG Forever, Inc. | Desist & Refrain Order and Consent | 02/22/07 | |
SC Escrow Services, Inc. | Administrative Order | 10/28/10 | |
Scaccianonce, Robert | Desist & Refrain Order (McCabe Ventures) | 11/04/10 | |
Scaccianoce, Robert | Desist & Refrain Order | 09/28/10 | |
Scalone, Alan | Desist & Refrain Order | 07/05/16 | |
Scarsdale Drilling Partners, II LP; Scarsdale Drilling Partners, III LP | Desist & Refrain Order | 06/19/13 | |
Scarsdale Energy Partners, LLC | Desist & Refrain Order | 06/19/13 | |
Scavenger Leasing Company | Desist & Refrain Order | 01/18/06 | |
Schanna, Jasper Carl | Desist & Refrain Order | 02/27/14 | |
Schantz, J.R. | Amended Desist & Refrain Order and Desist & Refrain Order | 06/18/08 | |
Schantz, Suzy | Amended Desist & Refrain Order and Desist & Refrain Order | 06/18/08 | |
Scheuer, Daniel Jay a.k.a. Scheuer, Dan a.k.a. Scheuer Danny | Desist & Refrain Order | 07/10/12 | |
Schlarmann and Associates | Desist & Refrain Order | 03/30/98 | |
Schlarmann Assoc., Inc. | Desist & Refrain Order | 03/30/98 | |
Schlarmann Sharree Lee | Desist & Refrain Order | 03/30/98 | |
Schlarmann, Larre Jaye | Desist & Refrain Order | 03/30/98 | |
Scharringhausen, Robert M. | Administrative Actions See also Office of Administrative Law Decision |
06/06/08 | |
Schmidt, Ryan aka Ryan Schmidt-Weymans | Desist & Refrain Order | 10/14/14 | |
Schneder, Claus | Desist & Refrain Order | 11/17/09 | |
Schneider, Jim R. | Desist & Refrain Order | 12/24/02 | |
Schoff, Tomas | Desist & Refrain Order | 12/10/08 | |
Schroeder, Daniela M. | Administrative Action | 01/16/15 | |
Schroeder, Scott D. | Administrative Action | 09/18/14 | |
Schultz Investment Advisory | Administrative Action See also Office of Administrative Law Decision |
11/28/05 | |
Schwartz, Anthony C. | Desist & Refrain Order | 10/10/06 | |
Schwartz, Barry | Desist & Refrain Order | 11/14/14 | |
Schwartz, Kenneth Jay | Accusation |
03/18/16 | |
Schwartz, Tony | Desist & Refrain Order | 10/10/06 | |
Schyndel Investments, Inc. | Administrative Action | 03/18/11 | |
SCI Espanol, LLC | Desist & Refrain Order | 04/15/11 | |
Science Based Nutrition, Inc. | Desist & Refrain Order | 01/12/07 | |
Sciuto, Anthony | Desist & Refrain Order | *12/07/07 | |
Sciuto, Brett | Desist & Refrain Order | *12/07/07 | |
SCME Mortgage Bankers | Administrative Order | 08/29/08 | |
Scoggin, Lewis Stanley . | Desist & Refrain Order | 10/06/09 | |
Scott, Bob | Desist & Refrain Order | 05/28/15 | |
Scott, Kelly | Desist & Refrain Order | 12/01/08 | |
Scott, Lauren (Applied Digital Technologies). | Administrative Action | 03/26/08 | |
Scott Jr., Leonard C. | Administrative Action | 12/04/07 | |
Scott, Natalia | Desist & Refrain Order | 04/21/05 | |
Scott, Robert D. | Desist & Refrain Order | 04/21/05 | |
Scott, Steven Arthur | Administrative Action See also Office of Administative Law Decision - Settlement |
06/16/06 | |
Scott, Tamara Kay | Administrative Action See also Office of Administrative Law Decision |
10/27/04 | |
Scott-Gross, Ian | Administrative Action See alsio Office of Administrative Law Decision |
06/01/07 | |
Scott Financial Services | Administrative Action | 05/12/10 | |
Scott Mortgage, Inc. | Administrative Action | 11/26/12 | |
Scotty's Check Cashing | Administrative Action | 12/04/07 | |
Screaming Eagle 1H Well Joint Venture | Desist & Refrain Order | 09/25/12 | |
Screen Machine, The | Amended Desist & Refrain Order and Desist & Refrain Order | 06/18/08 | |
Scripps Fund II, LLC | Administrative Action | 05/01/09 | |
SCS Processing; SCS Processing, LLC | Desist & Refrain Order | 05/13/11 | |
SDI | Desist & Refrain Order | 09/26/06 | |
Seadream, Inc. | Administrative Order | 01/19/11 | |
Sea View Investments | Administrative Action | 10/28/08 | |
Sea Wind Escrow Co. | Administrative Action | ||
Seacliff Escrow, Inc. | Administrative Action | 12/18/15 | |
Sealmaster Franchise Group, Inc. | Citation; Desist & Refrain Order | 02/28/07 | |
Searle, Jonathan David | Desist & Refrain Order | 09/13/03 | |
Sears, Wanda Pittman | Administrative Action | 12/29/10 | |
Seaside Escrow, Inc. | Administrative Action | 10/09/12 | |
Sebring Capital Partners, Limited Partnership | Administrative Action | 01/25/07 | |
Seckel Capital, LLC | Administrative Action | 11/02/11 | |
Seckel Capital, LLC | Administrative Action See also FSD licensee listing #4131173 |
04/10/18 | |
Seckel, John Marinus | Administrative Action See also NMLS licensee listing #204324 |
04/10/18 | |
Securecare, Inc. | Administrative Action | 05/12/10 | |
Secure Account Service LLC | Desist & Refrain Order | 01/28/14 | |
Secure Bargin Ltd. | Desist & Refrain Order | 05/24/04 | |
Secure Escrow Services | Administrative Order | 06/09/10 | |
Secure Escrow Services | Desist & Refrain Order | 12/03/02 | |
Secure Funding Group | Administrative Action | 09/07/18 | |
Secure.myescrow.org | Desist & Refrain Order | 12/03/02 | |
Secure-bargin.net | Desist & Refrain Order | 05/24/04 | |
Securebuyonline.com | Desist & Refrain Order | 06/07/04 | |
Secured Capital Investments, LLC. | Civil Action | 09/09/15 | |
Secured Funding Corporation | Administrative Order | 06/25/07 | |
Secured Marketing Concepts Corp | Administrative Action | 05/12/10 | |
Secured Investors Mortgage Funds | Desist & Refrain Order | 03/30/98 | |
Secured Residential Funding, Inc. | Administrative Action | 12/12/11 | |
Secure-Escrow | Desist & Refrain Order | 03/22/02 | |
Secure-Escrow.com | Desist & Refrain Order | 03/22/02 | |
Securetradesonline.com | Desist & Refrain Order | 02/11/05 | |
Security Alarm Financing Enterprises, L.P. | Administrative Order | 11/16/10 | |
Security America Mortgage, Inc. | Administrative Action | 08/02/13 | |
Security Financial, Inc. | Administrative Order | 08/31/11 | |
Security Home Mortgage, LLC. | Administrative Action See also FSD licensee listing # 603-C554 |
12/16/16 | |
Sedona Oil and Gas | Desist & Refrain Order | 03/30/07 | |
Seibert, Robert Mark | Desist & Refrain Order | 12/19/08 | |
Seibert, James Alexander | Administrative Action See also NMLS licensee listing # 220944 See also Office of Administrative Law Decision |
05/15/17 | |
Segue Capital, Inc. | Administrative Action | 07/27/05 | |
Segura, Jesse aka Segura, Jesus | Desist & Refrain Order | 02/23/11 | |
Segura, Roger | Desist & Refrain Order | 04/3/06 | |
Selditch, Jacquelyn N. | Administrative Action | 01/10/19 | |
Seldon, Robert P. | Desist & Refrain Order | *01/24/02 | |
Select Escrow, Inc. | Administrative Action | 06/23/15 | |
Select Jet General Partnership | Desist & Refrain Order | 04/19/05 | |
Select Jet, Inc. | Desist & Refrain Order | 04/19/05 | |
Selecto Tax, Inc. | Administrative Action See also FSD licensee listing #603-L357 and #603-L259 |
05/24/17 | |
Sell More, LLC | Civil Action | 02/01/05 | |
Selzer Property Loans, LLC | Administrative Order | 11/17/10 | |
Semic Securities Group, Inc. | Desist & Refrain Order | 10/26/99 | |
Semisub, Inc., Semisub, LLC | Desist & Refrain Order | 11/05/09 | |
Sencan, Yaman Huseyin | Administrative Action | 12/16/14 | |
Seneca One, LLC | Desist & Refrain Order, see also FSD licensee file # 603-A173 | 06/24/14 | |
Senior Adult Living, Inc. | Civil Action | 12/05/05 | |
Senior Advantage Association | Administrative Action | 09/19/18 | |
Senior Benefit Advisors, Inc. | Administrative Action | 04/01/08 | |
Senior Benefits | Desist & Refrain Order | 05/24/04 | |
Senior Citizens Financial Services | Desist & Refrain Order | 05/08/02 | |
Senior Estate Services, Inc | Desist & Refrain Order | 03/27/00 | |
Senior Freedom Corp | Administrative Order | 12/08/08 | |
Senior Funding Corp | Admnistrative Order | 12/08/09 | |
Senior Resources Asset Fund, LLC | Desist & Refrain Order | 08/17/05 | |
Senior Retirement Specialists | Civil Action | 02/25/14 | |
Senior Secured Loan Fund LLC | Administrative Action | 05/12/10 | |
Senior's Choice, Inc. (The) | Administrative Action See also Office of Administrative Law Decision |
11/30/06 | |
Sentinel Loan Fund, LLC | Administrative Order | 11/21/11 | |
Sentra Funding, LLC. | Administrative Active | 07/02/18 | |
Sequoia Financial Group, Inc. | Desist & Refrain Order | 12/24/02 | |
Sequoia Fund Limited | Desist & Refrain Order | 03/05/06 | |
Serimian, Brian | Desist & Refrain Order | 01/09/09 | |
Serrano, Joshua | Administrative Action See also Office of Administrative Hearings ā Final Decision |
04/11/17 | |
Serrano, Hector P | Desist & Refrain Order; See Stipulated Settlement and Order |
12/24/02 | |
Serrano, Ramiro | Administrative Action | 05/15/08 | |
Service Annex, LLC | Desist & Refrain Order | 06/10/08 | |
Service Escrow Company | Administrative Order | 04/27/16 | |
Service Team, Inc. | Desist & Refrain Order | 11/25/14 | |
Services R Us | Desist & Refrain Order | 08/15/07 | |
Settles, William Berg | Administrative Action | 11/04/10 | |
Settlement Source Escrow, The | Administrative Action | 08/04/11 | |
Severn, Todd R. | Desist & Refrain Order | 07/23/12 | |
Sevier, Jeffrey A. | Desist & Refrain Order | 03/28/16 | |
Seward, Michelle Kenen | Civil Action | 02/25/14 | |
SFG Bancorp (Piggyback Home Loans) | Administrative Order | 09/24/08 | |
SGC Investment Group, Inc | Administrative Action | 05/01/09 | |
Shabazz Investments | Desist & Refrain Order | 05/03/10 | |
Shabazz, Khalid A. | Desist & Refrain Order | 05/03/10 | |
Shadow of the Storm Company (The) | Desist & Refrain Order | 01/04/06 | |
Shadoworks, Corp. Inc. | Desist & Refrain Order | 01/04/06 | |
Shadden, Jody R. | Administrative Action | 11/23/15 | |
Shade, Ronald Paul aka Shade, Ron | Desist & Refrain Order | 09/10/08 | |
Shah Mortgages Incorporated | Administrative Action See also NMLS licensee listing # 217352 |
07/19/17 | |
Shah, Pravin T. | Administrative Action | 12/04/07 | |
Shah, Rakesh | Administrative Action | 12/04/07 | |
Shahi, Anupinder | Administrative Action | 09/13/10 | |
Shahnazi, Hesam | Administrative Action | 03/18/11 | |
Shakesheff, Will | Desist & Refrain Order | 08/31/16 | |
Shamitoff Industries, Inc. | Administrative Action | 02/17/09 | |
Shamitoff , Joel Barry | Administrative Action | 02/17/09 | |
Shaner, William M. | Administrative Action See also Office of Administrative Law Decision |
09/25/07 | |
Shannon, Steele | Adminstrative Action | 03/17/16 | |
Shao, Lejun James aka Shao, James aka Shaw, James | Administrative Action | 08/29/18 | |
Shapiro, Robert H. | Administrative Action | 02/20/18 | |
Shapiro, Steven Edward | Desist & Refrain Order | 01/04/06 | |
Share Trade Income | Desist & Refrain Order | 12/20/13 | |
Sharestates Investments, LLC | Administrative Action | 08/15/18 | |
Sharespost Securities, LLC | Administrative Action See also FSD licensee listing #6054618 |
07/30/18 | |
Sharma, Neelam S. | Desist & Refrain Order | 05/05/08 | |
Sharpe, Bruce | Desist & Refrain Order; Administrative Action | 04/12/05 | |
Sharpe, Bruce | Order Denying Effectiveness of Franchise Registration Application & Revoking Current Registration |
04/12/05 | |
Sharpe Signa, LLC | Administrative Action | 08/05/16 | |
Sharper & Granite | Desist & Refrain Order | 08/30/07 | |
Shave, Kathleen | Civil Action | 07/28/08 | |
Shaw, Simon | Administrative Action | 12/05/07 | |
Shawzin, Mark Russell | Administrative Action | 05/11/16 | |
Shea Silva, Inc. | Desist & Refrain Order | 01/31/06 | |
Sheehan, Alesia H. | Desist & Refrain Order | 06/26/07 | |
Sheehan, John Michael | Desist & Refrain Order | 06/26/07 | |
Shekarchian, Alireza | Desist & Refrain Order | 01/23/14 | |
Shekinah Escrow, Inc. | Administrative Order | 05/19/11 | |
Shields, Rusty | Desist & Refrain Order | 05/11/09 | |
Shepard Mortgage Co. | Administrative Action | 03/18/11 | |
Shepard, Leon Benwar | Administrative Action | 03/18/11 | |
Sherriff Family, LLC | Desist & Refrain Order | 01/12/10 | |
Sherriff, John | Desist & Refrain Order | 01/12/10 | |
Sherriff, Loraine | Desist & Refrain Order | 01/12/10 | |
Sherman Oaks Check Cashing I, LP | Administrative Order | 07/23/08 | |
Sherman Way Investments, Inc. | Desist & Refrain Order | 06/12/08 | |
Shemano Capital Management | Administrative Action See other Office of Administrative Law Decision |
10/22/04 | |
Shemano, Gary | Administrative Action See other Office of Administrative Law Decision |
10/22/04 | |
Sheran De Putt Sher, LLC. | Administrative Action | 04/10/13 | |
Sheriff, Daniel F. | Desist & Refrain Order | 02/20/07 | |
Sherman, Roger | Desist & Refrain Order | 12/01/04 | |
Sherwood Escrow, Inc. | Administrative Action See also Licensee # 963-2286 |
06/26/13 | |
Shields, Chastan | Desist & Refrain Order | 05/17/10 | |
Shields, Melvin Russel aka Shields, Rusty | Desist & Refrain Order | 05/17/10 | |
Shift Finance, LLC. | Administrative Action | 06/07/18 | |
Shih, Tai Chung | Desist & Refrain Order | 09/16/10 | |
Shim, Michael H. - 603B692 - 603B693 - 603D131 - 603G391 - 603G694 - 603A482 |
Administrative Action | 11/26/12 | |
Shipley, Robert | Desist & Refrain Order; See also order rescinding for Robert Shipley. |
05/11/04 | |
Shipping Franchise Holding Corporation | Administrative Action | 06/08/17 | |
Shiraz Escrow, Inc. | Administrative Action See also Office of Administrative Law Decision |
10/17/06 | |
Shire, Dan | Desist & Refrain Order | 07/10/12 | |
Shore Funding Solutions, Inc. | Administrative Action | 05/18/18 | |
Shorecrest Ventures, Inc. dba Western Pacific Lending | Administrative Action | 10/10/16 | |
Shoreline Messenging Systems, Inc. | Desist & Refrain Order | 05/31/06 | |
ShortTask.com | Administrative Action | 06/12/18 | |
Shovi Films | Desist & Refrain Order | 01/04/06 | |
Showalter, Heather | Desist & Refrain Order | 11/19/04 | |
Shrem, Sam | Desist & Refrain Order | 01/10/11 | |
Shuken, Jeffrey | Civil Action | 06/24/02 | |
Shulman, Jerry | Administrative Action See also Office of Administrative Law Decision |
12/15/05 | |
Shults, Craig M. | Desist & Refrain Order | 08/31/06 | |
Shurnas, Jason Patrick | Desist & Refrain Order | 12/30/08 | |
Sidher, Ashum | Administrative Action | 10/02/07 | |
Sidher Jr, Chander Mohan | Administrative Action | 10/02/07 | |
Sidhu, Amarjeet | Administrative Order | 05/01/07 | |
Sierra, Lisa | Desist & Refrain Order | 08/24/07 | |
Sigma-transactions.com | Desist & Refrain Order | 05/02/05 | |
Silicon Capital, Inc. - 603G284 Silicon Capital, Inc. - 6054218 |
Administrative Action | 05/27/10 | |
Silicon Summit Technologies | Desist & Refrain Order | 06/25/03 | |
Silicon Valley Community Ventures, Inc. | Administrative Action | 05/09/12 | |
Silicon Valley Finance Company, dba Universal Lending Corporation | Desist & Refrain Order | 02/27/14 | |
Silicon Valley Forex Group | Desist & Refrain Order | 11/02/09 | |
Silva, Cain Rodriquez | Citations, Desist & Refrain Order, and Order Voiding Deferred Deposit Transactions |
*05/15/07 | |
Silva, Edward J. | Desist & Refrain Order | 03/25/05 | |
Silva, Shea Christian | Desist & Refrain Order | 01/31/06 | |
Silver Reel Entertainment Mezzanine Fund, L.P. | Administrative Action | 11/26/12 | |
Silver Saddle Commercial Development, LP. | Administrative Action | 05/14/18 | |
Silver Saddle Ranch & Club, Inc. | Administrative Action | 05/14/18 | |
Silver Screen Productions | Administrative Action | 04/18/08 | |
Silver Sierra Mortgage Incorporated | Administrative Action | 03/18/11 | |
Silver, Stephen D. | Desist & Refrain Order | 06/02/03 | |
Silverback Realty | Desist & Refrain Order | 10/11/11 | |
Silverman, Paul H. | Administrative Action | 07/19/12 | |
Simcho, David | Desist & Refrain Order | 12/24/02 | |
Simmons, Tad | Desist & Refrain Order | 11/15/13 | |
Simnowski, Gina | Administrative Action | 04/12/02 | |
Sims, Michael | Desist & Refrain Order | 05/11/09 | |
Simms, Verna | Desist & Refrain Order | 12/28/06 | |
Simon, Adrian | Administrative Action | 09/05/17 | |
Simple As That Mortgage.Com, Inc. | Administrative Order | 04/20/10 | |
Simple Cash Loans, Inc. | Administrative Active See also FSD licensee listing #ās 603F508 and 603J714 |
11/06/17 | |
Simply Escrow, Inc. | Administrative Action See also Office of Administrative Law Decision |
03/24/08 | |
Simonyan, Mikayel | Desist & Refrain Order | 09/28/09 | |
SimpleFi | Administrative Action | 03/16/18 | |
Simonyan, Mikayel | Desist & Refrain Order | 03/16/18 | |
Simpson, David Louis dbo Simpson Capital Management, Inc. | Administrative Action | 09/15/14 | |
Simpson, Kim Elaine | Admnistrative Order | 05/13/11 | |
Simpson, Richard W. | Administrative Action | 08/17/11 | |
Simpson Capital Management, Inc. | Administrative Action | 09/15/14 | |
Sims, Catherine Ad | Desist & Refrain Order | 02/20/08 | |
Sims, Tessa M.A. | Administrative Action | 11/14/06 | |
Sinay, Melinda Jeanne aka Sinay Mindy | Administrative Action | 10/09/08 | |
Sindeo, Inc. | Administrative Action | 06/20/18 | |
Singh, Jasleen | Desist & Refrain Order and Stipulation | 06/03/13 | |
Singh, Raman | Administrative Action See also Office of Administrative Law Decision |
07/15/08 | |
Singh, Sheru | Administrative Action | 04/10/13 | |
Singh, Surjit | Desist & Refrain Order | 05/22/08 | |
Single Source Technology, Inc. | Desist & Refrain Order | 12/03/07 | |
Sinkinson, Mark | Desist & Refrain Order (S.K.B Trading Group, Inc.) | 08/21/02 | |
Sinkinson, Mark | Desist & Refrain Order (MyOnly Catalog.com; Commerce Syndication Network, Inc) | 08/21/02 | |
Sinkinson, Mark Ian | Administrative Action (Super Absorbent Company) | 04/24/07 | |
Sipe, Martha D. | Desist & Refrain Order | 02/06/06 | |
Sirva Mortgage, Inc. | Administrative Action See also FSD Licensee Listing 413-0944 |
10/14/14 | |
Sisk, Laurence | Desist & Refrain Order | 12/01/14 | |
Sistar Mortgage Company | Administrative Action | 05/12/10 | |
Sixunder7 FIlms | Desist & Refrain Order | 10/06/08 | |
Sjoblom, Preston aka Sjoblom, Preston Leigh. | Desist & Refrain Order | 03/28/11 | |
Skalic, Andreja | Desist & Refrain Order | 09/28/09 | |
Skalland, Jeremy Lance | Administrative Order | 06/20/11 | |
Skavery, Stanley Dr. | Desist & Refrain Order | 06/29/04 | |
Skipper, Chris | Desist & Refrain Order | 05/28/02 | |
Skizzim.com, Inc. doing business as Skizzim Financial | Administrative Order | 04/27/16 | |
Sky Financial Corp | Administrative Action | 05/12/10 | |
SkyLine Escrow, Inc. | Administrative Action | 12/10/07 | |
SkyLine Financial Corp. | Administrative Action See also FSD licensee listing #4130296 |
08/03/17 | |
Skyline Mortgage, LLC | Administrative Action | 07/07/11 | |
Skyline Pictures, LLC | Civil Action | 02/25/14 | |
Skyrme, Gerald Hoyt | Desist & Refrain Order | 03/13/06 | |
SkyStar Escrow Ltd. | Desist & Refrain Order | 03/15/05 | |
SkyStar Express Ltd. | Desist & Refrain Order | 03/15/05 | |
Skyview Escrow, Inc. | Administrative Order | 11/05/07 | |
Slaieh, Nabeel | Administrative Action | 01/03/07 | |
Slanaker, Bart | Desist & Refrain Order, see also Cinamour Entertainment, LLC and BDS Productions | 03/24/09 | |
Slanaker, Bart Douglas | Desist & Refrain Order, see also Cinamour Entertainment, LLC and Red Water Film LLC |
03/14/11 | |
Slapfish Franchise, LLC | Administrative Action |
01/07/19 | |
Slauson Cash | Administrative Action | 12/04/07 | |
Slauson Gas and Market | Administrative Action | 12/04/07 | |
SLC1, LLC dba Sweet Leaf Capital 1, LLC | Administrative Action | 04/26/18 | |
Sleepwell Laboratories, Inc. | Desist & Refrain Order | 03/28/07 | |
Slender Lady, Inc. | Desist & Refrain Order; Administrative Action | 04/12/05 | |
Small Business Financial Assistant, LLC | Administrative Order | 11/21/11 | |
Smallcakes Franchise Systems, LLC | Administrative Order | 10/22/18 | |
Smart Choice Direct Lending | Administrative Action | 02/19/08 | |
Smart-s Choice | Administrative Action | 04/24/18 | |
Smarts Choice, LLC Smarts Choice Agency LLC | Administrative Action | 04/24/18 | |
Smart Fitness, LLC | Administrative Action | 02/14/18 | |
Smart Initiatives, LLC | Administrative Action | 02/04/19 | |
Smart Money Funding (Netmore America, Inc., Dba) | Administrative Action | 05/09/11 | |
Smart Savings Mortgage | Administrative Order | 01/26/11 | |
Smartwear Technologies; Smartwear Technologies, Inc. | Civil Action | 09/09/08 | |
SML Direct, LLC. | Administrative Action | 05/27/16 | |
SMC Financial | Administrative Order | 11/09/09 | |
Smiley Services | Desist & Refrain Order | 06/12/08 | |
Smith, Andrea | Desist & Refrain Order | 09/24/15 | |
Smith, Hylas Derrick | Desist & Refrain Order , See also The Furlough Group | 04/27/09 | |
Smith, Dave | Desist & Refrain Order | 04/19/06 | |
Smith, Gary Lowery | Administrative Action | 02/04/16 | |
Smith, Judith Carolyn | Administrative Action | 04/22/08 | |
Smith, Linda H. | Administrative Action | 05/03/07 | |
Smith, Michael aka Smith, & Gas | Desist & Refrain Order | 05/30/08 | |
Smith, Raymond A. aka Smith, Robert | Desist & Refrain Order | 04/10/08 | |
Smith, Raymond A. a.k.a. Smith, Ray | Administrative Action | 10/24/12 | |
Smith, Robert A. | Desist & Refrain Order | 04/19/05 | |
Smith, Ron | Desist & Refrain Order | 11/07/07 | |
Smith, Ted | Desist & Refrain Order | 06/11/03 | |
Smyth, Grace | Desist & Refrain Order | 03/06/07 | |
Smyth, Peter | Administrative Action | 07/01/08 | |
Snellgrose, Hal | Administrative Action | 03/29/16 | |
SNC Asset Management, Inc.; SNC Investments Inc. | Desist & Refrain Order | 05/18/11 | |
Snow, Gary | Desist & Refrain Order | 07/10/07 | |
snsp08@gmail.com | Desist & Refrain Order | 04/16/08 | |
Snyder, Alexis | Desist & Refrain Order and Consent | 02/22/07 | |
Snyder, Allan D. | Administrative Action | 08/26/13 | |
Snyder, Jeffrey L | Desist & Refrain Order | 05/14/02 | |
Snyder, Stan | Desist & Refrain Order and Consent | 02/22/07 | |
Snyder, William L. | Desist & Refrain Order | 05/14/02 | |
Snyder-Craft Company, Inc. | Administrative Action | 05/01/09 | |
So Cal Realty | Administrative Action | 04/05/18 | |
SO-CAL Escrow Center, Inc. | Administrative Action | 04/15/15 | |
SoCal Development Fund, LLC | Desist & Refrain Order | 03/06/06 | |
Socal First Funding Group, Socal First Funding Group FX Fund 1 | Desist & Refrain Order | 02/23/09 | |
SoccerTots, Inc. | Desist & Refrain Order | 04/08/08 | |
SOCM Enterprises | Desist & Refrain Order | *08/15/05 | |
Sodhi, Janamjot Singh aka. Jimmy Sodhi | Desist & Refrain Order | 01/09/09 | |
Sodhi-Gilbert, Kid | Citation and Desist & Refrain Order | 08/14/06 | |
Sohn, Kyung T. | Desist & Refrain Order | 05/08/09 | |
Solara360, LLC. | Administrative Action | 10/13/15 | |
Solare | Desist & Refrain Order | 06/08/03 | |
Solare Corporation | Desist & Refrain Order | 06/08/03 | |
Solare MedSpa | Desist & Refrain Order | 06/08/03 | |
Solare MedSpa Licensing Program, Inc. | Desist & Refrain Order | 06/08/03 | |
Soleil, Jean-Claude | Administrative Action | 03/14/07 | |
Solek, Jonathan Joseph | Administrative Action See also NMLS licensee listing #1028939 |
11/06/17 | |
Solid Land MAS Corporation | Desist & Refrain Order | 04/19/10 | |
Solid Solution Escrow | Administrative Action | 12/10/13 | |
Solid Source Escrow | Administrative Action | 12/01/11 | |
Soliz, Scedena | Desist & Refrain Order | 09/20/06 | |
Sollenne, Peter Ronald | Desist & Refrain Order See Also Life Partners, LLC |
09/04/14 | |
Solomon Internet Funding, Inc. | Desist & Refrain Order | 03/16/11 | |
Soltero, Robert III | Administrative Action | 03/17/06 | |
Somerset Mortgage Lenders; Somerset Investors Corp | Administrative Action | 12/15/10 | |
Somma, James G. | Withdrawal of Desist & Refrain Order, see also International Energy and Resources | 06/07/10 | |
SOM Financial Services | Desist & Refrain Order | *01/21/03 | |
Son, Peter C. | Desist & Refrain Order | 05/18/11 | |
Sound Mortgage, Inc. | Summary Revocation Order | 01/01/14 | |
Song, Ru Hua | Desist & Refrain Order | 07/17/07 | |
SongBoy.com, Inc. | Desist & Refrain Order | 07/19/02 | |
SongPro.com, Inc. | Desist & Refrain Order | 07/19/02 | |
Sonic Payday, Limited | Desist & Refrain Order | 05/10/06 | |
Sonic Payday, Ltd. | Desist & Refrain Order, see also Desist and Refrain dated 03/06/07 | 05/10/06 | |
Sonoma Financial Group | Desist & Refrain Order | 08/07/07 | |
Sonoma Trade Exchange | Desist & Refrain Order | 05/06/02 | |
Sonterra Retail Center, LLC | Desist & Refrain Order | 05/11/09 | |
Soper, Michael | Desist & Refrain Order | 04/13/09 | |
Soref, Dror | Civil Action | 02/25/14 | |
Sorial, Magdy John | Administrative Action | 01/12/09 | |
Sorrento Escrow, Inc. | Administrative Action | 03/14/08 | |
Sorto, Norma | Administrative Action | 06/09/17 | |
Soto, Bianca | Desist & Refrain Order | 06/02/05 | |
Source Capital Group, Inc. | Administrative Action | 10/10/16 | |
Source Drilling Program I, LP; Source Drilling Program II, LP;Source Drilling Program III, LP |
Desist & Refrain Order | 08/20/07 | |
Source Oil and Gas, Inc. | Desist & Refrain Order | 08/20/07 | |
South Bay Escrow Co. | Administrative Action See also FSD Licensee Listing #963-0277 |
07/21/16 | |
South Bay Funding, Inc. | Administrative Action | 11/30/11 | |
South China Investments, Inc. | Civil Action | 06/28/05 | |
South County Realty & TD Investments | Desist & Refrain Order | 11/09/09 | |
South Lake Mortgage Capital, Inc. | Administrative Action | 04/12/07 | |
South Trust Fund, Inc. | Administrative Action | 05/01/09 | |
Southstar Funding, LLC | Administrative Action | 09/16/08 | |
Southern California Realty & Mortgage | Administrative Action | 04/05/18 | |
Southern Cascades Finance Corporation | Administrative Action | 05/11/17 | |
Southern Funding Alliance USA, LLC. | Summary Revocation Order | 01/01/14 | |
Southern Pacific Capital, LLC | Civil Action | 05/15/02 | |
Southern Pacific Equities, LLC | Civil Action | 05/15/02 | |
Southern Pacific Group | Civil Action | 05/15/02 | |
Southern Star Mortgage | Administrative Action | 09/18/07 | |
Southmor Mortgage Corporation | Administrative Action | 07/15/04 | |
SouthStar Funding, LLC | Administrative Order | 05/27/07 | |
Southwest Development Fund, Phase 1 (Series A) LLC |
Desist & Refrain Order | 03/06/06 | |
Southwest Development Fund, Phase 1 (Series B) LLC |
Desist & Refrain Order | 03/06/06 | |
Southwest Development Fund, Phase 1 (Series C) LLC |
Desist & Refrain Order | 03/06/06 | |
Southwest Escrow Corporation | Administrative Action | 07/17/12 | |
Southwestern and Pacific Specialty Finance, Inc. | Desist and Refrain; Citation Order; Settlement Agreement | 03/26/07 | |
Sovereign Equity,LLC | Desist & Refrain Order | 06/03/08 | |
Sovereign Strategic Mortgage Fund, LLC | Administrative Action | 11/16/11 | |
Soyodo Group Holdings, Inc. | Desist & Refrain Order | 07/17/07 | |
Spanic, Igor | Administrative Action | 10/12/11 | |
Spangler, Drew I. | Desist & Refrain Order | 08/31/06 | |
SpanishFUN | Desist & Refrain Order | 12/08/06 | |
Sparks, Foye W. | Desist & Refrain Order; Situation to Desist and Refrain Order | 10/06/09 | |
Sparta Financial, LLC | Administrative Action | 05/01/09 | |
Sparta Special Servicing LLC | Administrative Order | 06/23/10 | |
SPD Financial Services, LLC | Desist & Refrain Order | 08/27/08 | |
Special K Enterprises, Inc. | Desist & Refrain Order | 01/13/12 | |
Special Value Bond Fund II, LLC | Administrative Action | 05/01/09 | |
Specialized Lending (Pete Estrada, Jr.) | Administrative Action | 06/16/10 | |
Specialty Funding Solutions, LLC. | Administrative Action | 06/25/18 | |
Specialty Mortgage Corporation | Administrative Action | *06/19/06 | |
Spectrum Capital Group | Administrative Order | 11/17/10 | |
Speed Check Cashing | Administrative Action (CDDTL) | 03/24/09 | |
Speed Check Cashing | Administrative Order (CFL) | 05/01/09 | |
Speedy Cash | Administrative Action See also FSD Licensee Listing # 603F589 and # 1000854 |
10/05/18 | |
Speedy Cash (Galt Ventures) | Desist & Refrain Order, Settlement Agreement | 10/30/08 | |
Special Value Absolute Return Fund, LLC | Administrative Action | 05/12/10 | |
Spectrum Financial Group | Administrative Action | 03/21/08 | |
Speedy Payday Advance | Desist & Refrain Order | 07/21/08 | |
Speedy Payday Loans | Desist & Refrain Order | 08/27/08 | |
Spenser Capital Group, Inc. | Administrative Order See also licensee listing FSD #603-I060 |
10/13/15 | |
Spherion Financial Corporation | Administrative Action | 03/28/12 | |
Spicer Financial Group, LLC. | Administrative Action NMLS #1373315 |
08/18/17 | |
Spigno, Luca Silverio | Administrative Action See also NMLS licensee listing #1569753 |
06/09/17 | |
Spindler, Barton L | Administrative Action | 07/31/18 | |
Spiridon, Daniela M. aka Daniela M. Schroeder | Administrative Action | 01/16/15 | |
Spirit of California Entertainment Group Inc. | Desist & Refrain Order | 01/26/15 | |
Spero, Robin | Desist & Refrain Order | 05/24/12 | |
Spoonemore, Thomas | Desist & Refrain Order | 12/30/02 | |
Sports Dimensions,Inc. | Desist & Refrain Order | 09/26/06 | |
Sports Investment Fund | Desist & Refrain Order | 08/17/07 | |
Sportsman Escrow, Inc. | Administrative Order | 09/07/11 | |
Spotya; Spotya.com | Administrative Order | 11/07/06 | |
Spradlin, Zenaida C. | Administrative Action See also Office of Administrative Law Decision |
07/21/09 | |
Spradley, Michael | Desist & Refrain Order | 07/23/07 | |
Sprague, Mark L. | Desist & Refrain Order | 12/24/02 | |
Sprankle, Jeffrey Christopher | Administrative Order | 08/20/13 | Spray On Bedliners Development Corp., Spray-on Bedlineers, LLC | Desist & Refrain Order | 07/21/09 |
Spring Break '83; Spring Break '83 Distribution, LLC; Spring Break '83 Production, LLC | Desist & Refrain Order | 03/06/08 | |
Spring EQ, LLC | Administrative Action | 04/27/18 | |
Sprint Funding Corporation | Administrative Action | *11/13/06 | |
Spuck, Robert | Recision of Desist & Refrain Order and Desist & Refrain Order | 11/01/07 | |
Spunky Girl Productions | Desist & Refrain Order; See also Office of Administrative Law Decision |
01/04/06 | |
Spyglass Equity Systems, Inc. | Desist & Refrain Order | 03/28/11 | |
Squires, Mark D. | Desist & Refrain Order | 03/14/02 | |
Srun, Londet, J. aka Srun L J aka Srun, Sr., John. | Desist & Refrain Order | 09/10/08 | |
SSFC, LLC. | Administrative Action | 06/08/17 | |
St. Andre, Eric | Desist & Refrain Order | 08/26/02 | |
St. Andre's Automotive Accessories | Desist & Refrain Order | 08/26/02 | |
St. Armands Group LLC aka St. Armands Services LLC | Desist & Refrain Order | 01/30/12 | |
St. Clair, Gary Alan | Administrative Action | 05/12/10 | |
St. Rose, Richard Patrick Anthony | Administrative Action | 08/23/16 | |
Stahl, Christopher | Desist & Refrain Order | 09/08/11 | |
Standard Investment Adviser; Standard Investment Chartered, Inc. | Administrative Order | 04/13/13 | |
Standard Home Lending Inc., | Administrative Order | 11/21/11 | |
Standpoint Capital, LLC. | Desist & Refrain Order | 06/17/15 | |
Stanford Capital Partners, Inc. | Administrative Order | 10/20/10 | |
Stange, John Jeffrey | Administrative Action. Also see NMLS #389291 | 04/15/15 | Stafford, Sam S. | Desist & Refrain Order | 05/11/09 |
Stagecoach Retail, LLC | Desist & Refrain Order | 05/11/09 | |
Standefor, Janetta | Desist & Refrain Order | 05/14/08 | |
Stanford Capital Partners High Yield Fund, LLC | Administrative Action | 08/11/10 | |
Stanton Optical, LLC | Desist & Refrain Order | 11/04/10 | |
Stanton Optical, LLC | Desist & Refrain Order | 11/04/10 | |
Stanton, Robert | Desist & Refrain Order | 04/29/03 | |
Stanski, Inc. | Administrative Action | 12/14/17 | |
Star Cash Processing | Desist & Refrain Order | 04/29/10 | |
Star, Daniel C. | Desist & Refrain Order (CT Loans) | 09/28/09 | |
Star, Daniel C. | Administrative Action (GC Loan Center) | 10/12/11 | |
Star Escrow Co., Inc. | Administrative Action See also FSD licensee listing #963-0288 See also Office of Administrative Law Decision |
04/01/09 | |
Starke, George | Desist & Refrain Order | 06/02/05 | |
Star Group, LLC | Desist & Refrain Order | 06/02/14 | |
Starlight Film Partners, III, LLC, Starlight Global Entertainment | Desist & Refrain Order (see also Lucian Development) | 05/05/09 | |
Starmax Entertainment | Desist & Refrain Order | 09/28/07 | |
StartupHomeCare | Administrative Action | 10/22/13 | |
State Bonding California | Desist & Refrain Order | 05/02/12 | |
State DPS Legal Aid Information | Administrative Action | 03/23/18 | |
State Financial Services, LLC | Administrative Action | 05/12/10 | |
Stauske, Laurel | Desist & Refrain Order | 04/14/05 | |
Stead Financial, Inc. | Administrative Action See also FSD Licensee Listing #605-4163 |
02/18/15 | |
Stealth Education Services | Desist & Refrain Order | 06/26/07 | |
Stealth REI Club, LLC. | Desist & Refrain Order | 06/26/07 | |
Stearns Lending, Inc. | Administrative Action See also licensee listing FSD #s : 413-0495, 603-G129, 603-G385, 603-G386, 603-G387, 603-H918, 603-H970, 603-H987, and 603-I1119 |
01/04/16 | |
Steele, Craig | Desist & Refrain Order | 05/19/08 | |
Steele, Jr., Richard K. | Desist & Refrain Order | 11/22/11 | |
Steger, Ronald R. | Desist & Refrain Order | 05/08/02 | |
Stein, Ronald | Adminisrative Action | 07/26/07 | |
Stein, Warren Marshall | Adminisrative Action See also NMLS licensee listing # 1509666 |
05/12/17 | |
Steinberg, Ronald P. | Desist & Refrain Order | 05/13/11 | |
Stellar Capital, Inc. | Summary Revocation Order Click here to search licensee details |
12/11/15 | |
Stellar Enterprise Associates, Inc. | Administrative Action See also Office of Administrative Final Decision |
07/11/12 | |
Stellar Financial Planning | Administrative Action | 01/14/19 | |
Stengell, Steven S. aka Stengell, Stephen Scott | Administrative Action See Also Office of Administrative Law Decision |
11/30/07 | |
Stengell, Steve S. | Administrative Action See Also Office of Administrative Law Decision |
05/23/17 | |
Sterling Capital Mortgage Company | Administrative Action | 08/03/05 | |
Sterling Mortgage | Administrative Action See also FSD licensee listing #4150025 |
10/23/18 | |
Sterling, Jose | Desist & Refrain Order | 10/20/04 | |
Stereo Vision Entertainment, Inc. | Desist & Refrain Order | 08/26/14 | |
Stern, Jeffrey A. | Administrative Order | 02/27/15 | |
Stephan, Michael R. | Administrative Action | 12/22/17 | |
Administrative Action | 06/22/16 | ||
Stephens, Derrick D. aka Stephens, Derek aka Rowe, Derrick | Desist & Refrain Order | 09/11/08 | |
Steve Austin Productions, LLC | Desist & Refrain Order | 12/14/06 | |
Stevenson, James | Desist & Refrain Order | 06/30/11 | |
Stevenson, James Oliver | Administrative Order | 12/07/15 | |
Stevenson, Michael E | Administrative Action See also Office of Administrative Law Decision |
07/26/06 | |
Stevenson, M. E. | Administrative Action See also Office of Administrative Law Decision |
07/26/06 | |
Steve's Pizza | Administrative Action | 04/10/13 | |
Steve's Pizza Branding Compnay | Administrative Action | 04/10/13 | |
Steve's Pizza Franchise Corporation | Administrative Action | 04/10/13 | |
Steve's Place, Inc | Administrative Action | 04/10/13 | |
Stewart, David William | Administrative Action | 03/09/18 | |
Stewart, John D. | Desist & Refrain Order; Administrative Action | 07/06/07 | |
Stewart, Michael J. | Desist & Refrain Order | 10/31/06 | |
Stewart, Michael J. | Desist & Refrain Order | 05/28/02 | |
Stewart, Paul J. | Recission of Desist & Refrain Order | 06/14/11 | |
Sticking Together Athletes Retirement, LLC | Administrative Action | 06/25/09 | |
Stifel, Nicolaus & Company, Incorporated | Administrative Action | 05/05/10 | |
Stilt Inc. | Administrative Action | 06/23/17 | |
Stipek Financial Services, LLC | Administrative Action; Desist & Refrain Order | 06/29/06 | |
Stipek Securities, LLC | Administrative Action; Desist & Refrain Order | 06/29/06 | |
Stipek, Leslie Clark | Administrative Action; Desist & Refrain Order | 06/29/06 | |
Stirling Capital Management | Administrative Action; Desist & Refrain Order | 04/01/14 | |
Stock Advisors, Inc. | Administrative Action | 03/27/06 | |
Stone, David M. | Desist & Refrain Order | 12/24/02 | |
Stone, Erik Kees | Desist & Refrain Order | *02/02/07 | |
Stone, Michael | Desist & Refrain Order | 07/11/05 | |
Stonecreek Financial Corporation | Administrative Action | 08/08/07 | |
Stoneridge Development Partners, LLC, Stoneridge Homes, LLC | Desist & Refrain Order | 04/26/10 | |
Stoneridge Escrow Company | Administrative Order | 11/09/11 | |
Stonell, Rick | Administrative Action | 04/05/06 | |
Stop-N-Shop | Desist & Refrain Order | 05/22/08 | |
Storage US, Storage USS II, Storage US, LLC | Desist & Refrain Order | 09/16/08 | |
StoreFront Lenders, LLC a.k.a. StoreFrontLender.com a.k.a. DOT818.com a.k.a. Dot818 | Administrative Action | 07/14/17 | |
StoreFrontLender.com | Administrative Action | 07/14/17 | |
Story, Larry | Desist & Refrain Order | 05/04/04 | |
Stoveact, Inc. | Desist & Refrain Order | 03/25/02 | |
Stowell, Glenn | Desist & Refrain Order | 01/11/05 | |
Stowell, Rick | Administrative Action | 04/05/06 | |
Strange, Quintina aka Strange, Quintana aka Strange, Tina | Desist & Refrain Order | 05/25/11 | |
Strata Productions, Inc. | Desist & Refrain Order | 06/08/05 | |
Strata Productions, Inc. | Desist & Refrain Order | 03/18/02 | |
Strategic Investment Services | Administrative Action | 01/03/06 | |
Strategic Stock Intelligence, Inc. | Desist & Refrain Order | 05/28/02 | |
Stratford, Stephen R. | Desist & Refrain Order | 01/28/14 | |
Strathern, Jeffery | Desist & Refrain Order | 08/18/09 | |
Stratton, Rhonda | Desist & Refrain Order | 07/25/05 | |
Stratus Franchising, LLC. | Adminstrative Order | 09/29/15 | |
Strauss, Steven | Desist & Refrain Order (Stoveact, Inc.) | 03/25/02 | |
Strauss, Steven | Order Withdrawing Notice of Intent | 03/25/02 | |
Strazzulla, Dominic F. | Desist & Refrain Order | 06/05/02 | |
Streamline Division | Administrative Action
See Also FSD Licensee Listing # 413-0924 |
06/05/15 | |
Streeter, Bryon H. | Desist & Refrain Order | 12/24/02 | |
Strickly's Inc. | Administrative Action | 08/03/10 | |
Strike Acceptance, Inc. | Administrative Action | 10/25/17 | |
Strive Finance | Administrative Action | 04/24/18 | |
Stroh, Bradford | Administrative Action | 05/29/08 | |
Stroller Spa Franchising, LLC | Adminitration Action | 04/02/14 | |
Stroller Strides, LLC | Desist & Refrain Order | 02/15/05 | |
Strong's Capital Investment, Inc. | Desist & Refrain Order | 08/05/09 | |
Stroupe, Anthony | Desist & Refrain Order | 12/19/02 | |
Structured Investments, LLC | Stipulation and Desist & Refrain Order | 05/13/11 | |
Structured Marketing, LLC | Desist & Refrain Order | 06/15/15 | |
Stuart, Carolyn Tobiason | Desist & Refrain Order & Administrative Order | 12/04/14 | |
Stuart, William Robinson | Desist & Refrain Order & Administrative Order | 12/04/14 | |
Stuck, Richard Allen | Desist & Refrain Order | 01/24/05 | |
Student-Fitzpatrick, Kristin | Administrative Action | 06/17/15 | |
Studio Partners, LLC | Desist & Refrain Order | 01/29/07 | |
Stutes, Dennis W. | Desist & Refrain Order | 03/25/08 | |
SVB Financial Group | Administrative Order | 10/12/10 | |
SVC Financial and Management Group | Administrative Action | 12/21/07 | |
Su Casa De Cambio Cesar Chavez, Inc. | Desist & Refrain Order | 07/16/08 | |
Su, Susan | Desist & Refrain Order | 09/16/10 | |
Sue, Allen | Administrative Action See also NMLS licensee listing #344019 |
05/08/18 | |
Success Investments, Inc. | Administrative Action | 03/18/11 | |
Suite, Gerard (aka Gerard Sweet aka Raul Jerad Anthony aka R.J Anthony aka Rawle Gerard Suite aka Gerard S. Rawle aka Rawle Gerard Girard) | Civil Action | 07/25/06 | |
Sullenger, Richard H. | Administrative Action | 12/02/13 | |
Sullivan, Brian | Desist & Refrain Order (U.S. Biofuels, Inc.) | 11/04/10 | |
Sullivan, Brian T | Desist & Refrain Order | 02/20/07 | |
Sullivan, Colin Hayes | Administrative Action | 01/05/16 | |
Sullivan, Colin Mark | Administrative Action | 01/05/16 | |
Sullivan, Gabriella R | Desist & Refrain Order | 02/20/07 | |
Sullivan-Heirs Development Phase II | Desist & Refrain Order | 09/08/08 | |
Sumaria Global, LLC | Desist & Refrain Order | 05/21/12 | |
Summerfield Ventures, Inc. | Desist & Refrain Order | 08/03/05 | |
Summerfield, Paul | Desist & Refrain Order | 08/03/05 | |
Summit Business Credit, Inc. | Administrative Action | 11/07/06 | |
Summit Financial Resources, LP | Administrative Action | 11/13/12 | |
Summit Funding | Administrative Action See also FSD licensee listing #’s 603I740, 6054380, 6073351 and 6073459 |
03/27/18 | |
Summit Funding Enterprise | Administrative Action See also FSD licensee listing #’s 603I740, 6054380, 6073351 and 6073459 |
03/27/18 | |
Summit Funding, Inc. dba Blue Adobe Mortgage | Administrative Action See also FSD licensee listing #’s 603I740, 6054380, 6073351 and 6073459 |
03/27/18 | |
Summit Lending of Hawaii (now known as Northstar Alliance Mortgage, Inc.) | Administrative Action | 10/30/09 | |
Summit Mortgage Corporation | Administrative Action See also licensee listing FSD #413-0421 |
01/06/16 | |
Summit Partners, Inc | Administrative Order | 11/07/06 | |
Summit Point Escrow, Inc. | Administrative Order | 10/23/14 | |
Sumpter, Mark E. | Administrative Action See also Office of Administrative Law Decision |
03/16/07 | |
Sun American Mortgage Company | Administrative Action See also licensee listing FSD #4130766 |
01/03/19 | |
Sun Cash of SD, LLC | Administrative Action See also licensee listing FSD #100-0201, #100-0202, #100-0203 |
05/13/08 | |
Sun Daisy Escrow, Inc. | Administrative Order | 03/26/10 | |
Sun Noor Corporation | Administrative Action See also Office of Administrative Law Decision |
11/25/02 | |
Sun-Noor Corporation | Administrative Action See also Office of Administrative Law Decision |
11/25/02 | |
Sun Valley Financial of Utah, Inc. - 603E448 Sun Valley Financial of Utah, Inc. - 603F584 |
Administrative Action | 05/12/10 | |
Sunbelt Financial Services aka Sunbelt Home Improvement Loans | Administrative Action | 05/12/10 | |
Sunburst Holding Company | Desist & Refrain Order | 03/21/08 | |
Suncoast Mortgage Servicing of Florida, Inc. | Administrative Action | 05/12/10 | |
Sunnv, Olson | Desist & Refrain Order | 10/07/05 | |
Sunnylife Global, Inc. | Administrative Action | 09/16/15 | |
SunnyMTG.com866-768-CASH, LLC | Administrative Action | 06/02/10 | |
Sunrise Capital Partners, LP, Sunrise Capital Partners LLC | Desist & Refrain Order | 05/17/07 | |
Sunrise Escrow Corporation | Administrative Action | 06/19/09 | |
Sunset Mortgage Company LP | Desist & Refrain Order | 05/17/08 | |
Sunset One Escrow, Inc. | Administrative Order See also FSD Licensee Listing #963-2533 See also Office of Administrative Law Decision |
01/22/15 | |
Sunshine Check Cashing | Administrative Action | 07/09/07 | |
Sunshine Fresh Produce | Desist & Refrain Order | 07/28/03 | |
Sunshine Liquor, Inc. | Administrative Action | 07/09/07 | |
Sunshine Mortgage Company | Administrative Action | 04/13/09 | |
Sunshine Real Estate Development | Desist & Refrain Order | 12/01/04 | |
SunTrust Equipment Finance & Leasing Corp. | Administrative Order
See also Licensee listing FSD #:603-E477 |
02/19/16 | |
Suntrust Leasing Corporation | Administrative Order
See also Licensee listing FSD #:603-E477 |
02/19/16 | |
Suntrust Mortgage, Inc. | Administrative Order See also licensee listing FSD #413-0238 |
06/16/10 | |
Super Absorbent Company | Administrative Action See also Office of Administrative Law Decision |
04/24/07 | |
SuperShuttle Los Angeles, Inc | Desist & Refrain Order; Stipulation | 05/09/13 | |
Superior Escrow Solutions | Administrative Action See also Office of Administrative Law Decision |
08/20/05 | |
Superior Financial, LLC | Administrative Action | 01/04/19 | |
Superior Traffic Controls, Inc | Desist & Refrain Order See also Superior Traffic Controls, LLC |
08/22/14 | |
Superior Traffic Controls, LLC | Desist & Refrain Order See also Superior Traffic Controls, Inc |
03/30/11 | |
Surefast Mortgage Corp - 603C048 Surefast Mortgage Corp - 603C049 |
Administrative Action | 06/07/10 | |
Surfview Entertainment | Desist & Refrain Order | 01/04/06 | |
Superior Home Loans | Administrative Action | 05/12/10 | |
Surety Financial Services | Administrative Order | 5/2/2012 | |
Susana Oaks Postal Center | Desist & Refrain Order | 07/17/08 | |
Sushko, Alexsandr Fedorvich | Administrative Action | 04/24/18 | |
Svenson, Cheryl Caspillo | Administrative Action | 08/08/18 | |
SVL Investment Management dba SVL Holding Corporation | Administrative Action See also Office of Administrative Law Decision |
04/29/04 | |
Swain, Theodore | Desist & Refrain Order | 03/06/06 | |
Swannson Investment Group, Inc. | Desist & Refrain Order | 12/14/10 | |
SWBC Mortgage Corporation | Administrative Action See also FSD licensee listing #4130449 |
10/02/17 | |
Sweeney, James Albert II | Administrative Action See also Office of Aministrative Law Decision |
02/07/08 | |
Sweeney, James Albert II | Desist & Refrain Order | 10/23/06 | |
Sweeney, James Albert II | Desist & Refrain Order, see also Office of Administrative Hearing Order | 05/02/07 | |
Sweethoney Dessert, Inc. | Administrative Order | 04/19/17 | |
Sweesy, Jack | Desist & Refrain Order | 03/13/06 | |
Sweesy, Ulric J. | Desist & Refrain Order | 03/13/06 | |
Sweesy, Ulric Jack | Desist & Refrain Order | 03/13/06 | |
Sweet Leaf Capital 1, LLC | Administrative Action | 04/26/18 | |
Sweet Leaf Capital Management, LLC | Administrative Action | 04/26/18 | |
Sweet Life Homes, LLC. | Administrative Action | 09/01/17 | |
Swell Records | Desist & Refrain Order | *03/19/03 | |
Swift Escrow Company, Inc. | Administrative Action | 09/17/18 | |
Swim Cool Systems | Civil Litigation | 11/16/07 | |
Swiss Escrow-Service Corp. | Desist & Refrain Order | 05/05/08 | |
SwissGuard International | Stipulation to Desist & Refrain Order and Desist & Refrain Order | 01/19/10 | |
SWOL, Inc. | Desist & Refrain Order | *03/19/03 | |
SWOL, LLC | Desist & Refrain Order | *03/19/03 | |
Sy, Bernandette Alabanza | Desist & Refrain Order | 07/24/04 | |
Sy, Byron | Desist & Refrain Order | 07/24/04 | |
Synchronized Fudning, LLC | Administrative Action | 04/24/07 | |
Syler, Helen | Desist & Refrain Order; see also Szutor, Laszio Desist & Refrain Order; See also Rescission |
05/04/06 | |
Synergy Financial Management Corporation | Administrative Order | 07/07/08 | |
Synergy Financial Partners, LLC | Administrative Order See also Licensee listingĀ FSD #:603-K813 |
01/04/19 | |
Synergy Funding | Administrative Order (CFL) | 05/01/09 | |
Synergy Oil, LLC | Civil Action | 06/24/14 | |
System4 - National Markets | Desist & Refrain Order | 06/24/09 | |
Sziklai, Anthony D. | Desist & Refrain Order and Stipulation | 03/14/11 | |
Szutor, Laszlo | Desist & Refrain Order; See also Recission of Desist & Refrain for Laszlo Szutor (06/05/06) | *05/04/06 |