Enforcement Actions and Orders: S

    A - B - C - D - E - F - G - H - I - J - K - L - M - N - O - P - Q - R - S - T - U - V - W - X- Y - Z - Num - Chron

    Subject Order Issued Date Issued
    S3 Partners, LLC Desist & Refrain Order 05/11/09
    S4 Group Desist & Refrain Order 06/24/09
    S and B Financials, Inc. Administrative Action 05/10/06
    S&D Cash Advance Payday Financial Management Administrative Action 09/10/08
    S&D Financial Management Administrative Action 09/10/08
    S.C. Pacific Resource Group, Inc. Administrative Order 5/2/2012
    S.F. Capital and Associates, LLC Desist & Refrain Order 07/10/07
    S.K.B. Trading Group, Inc Desist & Refrain Order 08/21/02
    S.W.I. Financial Services, Inc. Administrative Order 10/12/10
    Saad, Hali Accusation
    See also FSD Licensee Listing # 963-2490    		 10/21/14
    Saakar Corporation d.b.a. Anaheim Cash Co. Administrative Action 03/27/17
    Sabatini, Daniella Desist & Refrain Order 05/24/04
    Sabourin, Jeremy Desist & Refrain Order 03/06/07
    Saccheri, James L. Desist & Refrain Order 11/23/09
    Sacramento Juice Franchising Company Administrative Action 10/13/07
    Sacramento Neighborhood Housing Services, Inc. Administrative Action 07/17/12
    Saddleback Resolution Group, LLC. Administrative Action 10/09/17
    Sadek, Inc. Administrative Action
    See also Office of Administrative Law Decision     		10/01/07
    Sadek, Nazih Daniel Administrative Action
    See also Office of Administrative Law Decision     		10/01/07
    Saenz, Alex Desist & Refrain Order 06/06/08
    Saenz Group, LLC Desist & Refrain Order 06/06/08
    SAFE Administrative Order 11/16/10
    Safe Harbor Mortgage Company, LLC Administrative Order 08/04/11
    Safe Kids International Desist & Refrain Order; see Order Withdrawing Desist & Refrain Order for JRM & Associates (NV Corporation) 10/23/07
    Safe Step Walk-In Tub Co. Desist & Refrain Order 10/12/12
    Safe Trade Division Desist & Refrain Order 07/25/05
    SafeCare of San Francisco Desist & Refrain Order 09/27/16
    SafeCare Limited Trust Desist & Refrain Order 09/27/16
    SafeCare Group Trust Desist & Refrain Order 09/27/16
    SafeCare Global, Ltd Desist & Refrain Order 09/27/16
    SafeCare Risk Company, Ltd. Desist & Refrain Order 09/27/16
    SafeCare Enterprises, LLC Desist & Refrain Order 09/27/16
    SafeCare Financial, LLC Desist & Refrain Order 09/27/16
    SafeCare International, Ltd. Desist & Refrain Order 09/27/16
    SafeCare Global Limited Desist & Refrain Order 09/27/16
    Safeco Capital Services Administrative Action 05/01/09
    Safe-loan Administrative Action 05/08/14
    Safeloan Administrative Action 05/08/14
    Safeloan.com AKA Safeloan Administrative Action 05/08/14
    Safely-trade.net Desist & Refrain Order 12/31/04
    SafePay Escrow Services Desist & Refrain Order 04/14/11
    Safetradedivision.com Desist & Refrain Order 07/25/05
    Safevest, LLC Desist & Refrain Order 05/01/08
    Safeweb-transactions.net Desist & Refrain Order 02/01/05
    Sage Credit aka Sage Credit Company, Inc. Administrative Order 12/08/08
    Sage Credit Escrow, Inc. Administrative Action 03/26/08
    Sage Financial Group, LLC  Administrative Action 03/18/11
    Sage Loan and Investment, Inc. Desist & Refrain Order 02/09/09
    Saif, Inc. Administrative Action 05/01/09
    Saint Ivan Foundation Desist & Refrain Order 03/26/07
    Saint Ivan Partners LLC Desist & Refrain Order 03/26/07
    Sakayan, Elie Mikael aka Sharkanian, aka Sakaran Stipulation. See also Desist & Refrain Order 08/22/12
    Salad Creations Development Desist & Refrain Order 09/24/07
    Salad Creations of America Desist & Refrain Order 09/24/07
    Salad Kings, Inc. Desist & Refrain Order 08/06/08
    Salamone, Robert Lane Desist & Refrain Order 09/27/02
    Salas, Juan Administrative Action 12/27/10
    Salazar, C. Mackey y Administrative Action
    See also Office of Administrative Law Decision     		06/12/12
    Salazar, George Michael Administrative Action
    See also Office of Administrative Law Decision     		03/30/04
    Salazar, Miguel Desist & Refrain Order 07/10/07
    Sallie Mae Home Loans Administrative Action 10/17/08
    Salomon Faisal Financial Corporation Desist & Refrain Order 10/22/07
    Salomon Financial, Inc. Desist & Refrain Order 12/20/06
    Salomon Financial, LLC Desist & Refrain Order 12/20/06
    Salter, Judy Civil Action 04/02/07
    Salud Financiera Administrative Action 10/29/07
    Salvador Holdings International Corporation; Salvador Holdings International (Hong Kong) Desist & Refrain Order 07/21/09
    Sam Croce Financial Management Desist & Refrain Order 10/26/11
    Saman Francis Seneviratne Administrative Action 07/24/17
    Samson-Cabrera, Pamela Desist & Refrain Order 03/17/06
    Samuel and Cohen Media, LLC. Civil Action 05/14/07
    San Francisco Check Cashing Administrative Action
    See also FSD Licensee Listing #100-0991
    See also FSD Licensee Listing #100-0992
    See also FSD Licensee Listing #100-0993     		04/27/15
    San Francisco Merchant Services L.L.C Desist & Refrain Order *05/30/03
    San Francisco Sourdough Eatery, Inc. Desist & Refrain Order 08/04/14
    San Marcos Check Cashing Administrative Action
    See also Office of Administrative Law Decision     		09/21/06
    San Pedro Payday Loans Administrative Action
    See also FSD license listing #1003124     		02/26/08
    Sanborn Capital, LLC. Administrative Action
    See also FSD licensee listing # 603-D022     		01/05/17
    Sanchez, Cydney Desist & Refrain Order 08/11/08
    Sanchez, Miguel, A Desist & Refrain Order 05/18/09
    Sanchez, Rafael Ramon Administrative Action 12/12/12
    Sanco Equipment Leasing & Business Financial Services Administrative Order 11/21/11
    Sand Hill Finance, LLC  Administrative Action 04/18/12
    Sano, Edwin Desist & Refrain Order 06/18/08
    Sanchez, Miguel Gabriel Oleaga Administrative Action 05/27/16
    Sandoval, Adam I. Desist & Refrain Order 12/19/02
    Sandoval, Claudia Administrative Order 12/23/08
    Sandoval, Raul Fierros Administrative Order
    See also NMLS File #276361    		 12/16/14
    SanFilippo, Vincent M. Administrative Action 10/10/16
    Santa Rita Partners, Inc. Administrative Action; See also CanAm Capital Corp 02/11/09
    Santander Consumer USA, Inc dba HelpingLoans.com Administrative Action
    See also FSD licensee listing #603G787     		04/06/18
    Santarelli, Marco Desist & Refrain Order 06/13/12
    Saraj, Jamshid Administrative Action 10/17/06
    Sarna, Ken Desist & Refrain Order 02/03/10
    Sarner, Marc Scott Administrative Action 12/16/15
    Sarner, Marc Scott Administrative Action 06/30/16
    Sarwari, Maryem Desist & Refrain Order 04/24/14
    Sarwari, Masood Desist & Refrain Order 04/24/14
    Saryan, Tony Desist & Refrain Order 02/26/09
    Sassman, William A., II Desist & Refrain Order *02/21/06
    Satterfield, Benjamin Shane Administrative Action 05/01/09
    Savard, Andre Administrative Action 06/20/12
    Save One Funding Mortgage Corporation Administrative Action 03/18/11
    Save-A-Lot, Ltd Administrative Action
    See also Office of Administrative Law Decision     		09/25/07
    SaveUnited.org Administrative Action 05/14/18
    Saver's Choice Mortgage and Funding of Ohio, Inc. Administrative Action 06/02/10
    Saving2Retire, LLC. Administrative Action 11/23/15
    Saucedo Capital Group Inc. Administrative Order 11/17/10
    Sauers, David E. Desist & Refrain Order 06/11/08
    Saxbys Coffee, Inc. Desist & Refrain Order and Consent 05/14/07
    Saxe-Coburg Insurance Solutions, LLC Civil Action 02/25/14
    SBB Net, Inc. dba LoanBright Administrative Action
    See also FSD licesee listing #603-A634    		 07/07/15
    SB Tax Company Desist & Refrain Order 09/16/08
    SBG Forever, Inc. Desist & Refrain Order and Consent 02/22/07
    SC Escrow Services, Inc. Administrative Order 10/28/10
    Scaccianonce, Robert Desist & Refrain Order (McCabe Ventures) 11/04/10
    Scaccianoce, Robert Desist & Refrain Order 09/28/10
    Scalone, Alan Desist & Refrain Order 07/05/16
    Scarsdale Drilling Partners, II LP; Scarsdale Drilling Partners, III LP Desist & Refrain Order 06/19/13
    Scarsdale Energy Partners, LLC Desist & Refrain Order 06/19/13
    Scavenger Leasing Company Desist & Refrain Order 01/18/06
    Schanna, Jasper Carl Desist & Refrain Order 02/27/14
    Schantz, J.R. Amended Desist & Refrain Order and Desist & Refrain Order 06/18/08
    Schantz, Suzy Amended Desist & Refrain Order and Desist & Refrain Order 06/18/08
    Scheuer, Daniel Jay a.k.a. Scheuer, Dan a.k.a. Scheuer Danny Desist & Refrain Order 07/10/12
    Schlarmann and Associates Desist & Refrain Order 03/30/98
    Schlarmann Assoc., Inc. Desist & Refrain Order 03/30/98
    Schlarmann Sharree Lee Desist & Refrain Order 03/30/98
    Schlarmann, Larre Jaye Desist & Refrain Order 03/30/98
    Scharringhausen, Robert M. Administrative Actions
    See also Office of Administrative Law Decision     		06/06/08
    Schmidt, Ryan aka Ryan Schmidt-Weymans Desist & Refrain Order 10/14/14
    Schneder, Claus Desist & Refrain Order 11/17/09
    Schneider, Jim R. Desist & Refrain Order 12/24/02
    Schoff, Tomas Desist & Refrain Order 12/10/08
    Schroeder, Daniela M. Administrative Action 01/16/15
    Schroeder, Scott D. Administrative Action 09/18/14
    Schultz Investment Advisory Administrative Action
    See also Office of Administrative Law Decision     		11/28/05
    Schwartz, Anthony C. Desist & Refrain Order 10/10/06
    Schwartz, Barry Desist & Refrain Order 11/14/14
    Schwartz, Kenneth Jay

    Accusation
    See also NMLS licensee listing #1001095

    		03/18/16
    Schwartz, Tony Desist & Refrain Order 10/10/06
    Schyndel Investments, Inc. Administrative Action 03/18/11
    SCI Espanol, LLC Desist & Refrain Order 04/15/11
    Science Based Nutrition, Inc. Desist & Refrain Order 01/12/07
    Sciuto, Anthony Desist & Refrain Order *12/07/07
    Sciuto, Brett Desist & Refrain Order *12/07/07
    SCME Mortgage Bankers Administrative Order 08/29/08
    Scoggin, Lewis Stanley . Desist & Refrain Order 10/06/09
    Scott, Bob Desist & Refrain Order 05/28/15
    Scott, Kelly Desist & Refrain Order 12/01/08
    Scott, Lauren (Applied Digital Technologies). Administrative Action 03/26/08
    Scott Jr., Leonard C. Administrative Action 12/04/07
    Scott, Natalia Desist & Refrain Order 04/21/05
    Scott, Robert D. Desist & Refrain Order 04/21/05
    Scott, Steven Arthur Administrative Action
    See also Office of Administative Law Decision - Settlement     		06/16/06
    Scott, Tamara Kay Administrative Action
    See also Office of Administrative Law Decision     		10/27/04
    Scott-Gross, Ian Administrative Action
    See alsio Office of Administrative Law Decision     		06/01/07
    Scott Financial Services Administrative Action 05/12/10
    Scott Mortgage, Inc. Administrative Action 11/26/12
    Scotty's Check Cashing Administrative Action 12/04/07
    Screaming Eagle 1H Well Joint Venture Desist & Refrain Order 09/25/12
    Screen Machine, The Amended Desist & Refrain Order and Desist & Refrain Order 06/18/08
    Scripps Fund II, LLC Administrative Action 05/01/09
    SCS Processing; SCS Processing, LLC Desist & Refrain Order 05/13/11
    SDI Desist & Refrain Order 09/26/06
    Seadream, Inc.  Administrative Order 01/19/11
    Sea View Investments Administrative Action 10/28/08
    Sea Wind Escrow Co. Administrative Action  
    Seacliff Escrow, Inc. Administrative Action 12/18/15
    Sealmaster Franchise Group, Inc. Citation; Desist & Refrain Order 02/28/07
    Searle, Jonathan David Desist & Refrain Order 09/13/03
    Sears, Wanda Pittman Administrative Action 12/29/10
    Seaside Escrow, Inc. Administrative Action 10/09/12
    Sebring Capital Partners, Limited Partnership Administrative Action 01/25/07
    Seckel Capital, LLC  Administrative Action 11/02/11
    Seckel Capital, LLC  Administrative Action
    See also FSD licensee listing #4131173     		04/10/18
    Seckel, John Marinus Administrative Action
    See also NMLS licensee listing #204324     		04/10/18
    Securecare, Inc. Administrative Action 05/12/10
    Secure Account Service LLC Desist & Refrain Order 01/28/14
    Secure Bargin Ltd. Desist & Refrain Order 05/24/04
    Secure Escrow Services Administrative Order 06/09/10
    Secure Escrow Services Desist & Refrain Order 12/03/02
    Secure.myescrow.org Desist & Refrain Order 12/03/02
    Secure-bargin.net Desist & Refrain Order 05/24/04
    Securebuyonline.com Desist & Refrain Order 06/07/04
    Secured Capital Investments, LLC. Civil Action 09/09/15
    Secured Funding Corporation Administrative Order 06/25/07
    Secured Marketing Concepts Corp Administrative Action 05/12/10
    Secured Investors Mortgage Funds Desist & Refrain Order 03/30/98
    Secured Residential Funding, Inc. Administrative Action 12/12/11
    Secure-Escrow Desist & Refrain Order 03/22/02
    Secure-Escrow.com Desist & Refrain Order 03/22/02
    Securetradesonline.com Desist & Refrain Order 02/11/05
    Security Alarm Financing Enterprises, L.P. Administrative Order 11/16/10
    Security America Mortgage, Inc. Administrative Action 08/02/13
    Security Financial, Inc. Administrative Order 08/31/11
    Security Home Mortgage, LLC. Administrative Action
    See also FSD licensee listing # 603-C554     		12/16/16
    Sedona Oil and Gas Desist & Refrain Order 03/30/07
    Seibert, Robert Mark Desist & Refrain Order 12/19/08
    Seibert, James Alexander Administrative Action
    See also NMLS licensee listing # 220944
    See also Office of Administrative Law Decision     		05/15/17
    Segue Capital, Inc. Administrative Action 07/27/05
    Segura, Jesse aka Segura, Jesus Desist & Refrain Order 02/23/11
    Segura, Roger Desist & Refrain Order 04/3/06
    Seldon, Robert P. Desist & Refrain Order *01/24/02
    Select Escrow, Inc. Administrative Action 06/23/15
    Select Jet General Partnership Desist & Refrain Order 04/19/05
    Select Jet, Inc. Desist & Refrain Order 04/19/05
    Selecto Tax, Inc. Administrative Action
    See also FSD licensee listing #603-L357 and #603-L259     		05/24/17
    Sell More, LLC Civil Action 02/01/05
    Selzer Property Loans, LLC Administrative Order 11/17/10
    Semic Securities Group, Inc. Desist & Refrain Order 10/26/99
    Semisub, Inc., Semisub, LLC Desist & Refrain Order 11/05/09
    Sencan, Yaman Huseyin Administrative Action 12/16/14
    Seneca One, LLC Desist & Refrain Order, see also FSD licensee file # 603-A173 06/24/14
    Senior Adult Living, Inc. Civil Action 12/05/05
    Senior Benefit Advisors, Inc. Administrative Action 04/01/08
    Senior Benefits Desist & Refrain Order 05/24/04
    Senior Citizens Financial Services Desist & Refrain Order 05/08/02
    Senior Estate Services, Inc Desist & Refrain Order 03/27/00
    Senior Freedom Corp Administrative Order 12/08/08
    Senior Funding Corp Admnistrative Order 12/08/09
    Senior Resources Asset Fund, LLC Desist & Refrain Order 08/17/05
    Senior Retirement Specialists Civil Action 02/25/14
    Senior Secured Loan Fund LLC Administrative Action 05/12/10
    Senior's Choice, Inc. (The) Administrative Action
    See also Office of Administrative Law Decision     		11/30/06
    Sentinel Loan Fund, LLC Administrative Order 11/21/11
    Sequoia Financial Group, Inc. Desist & Refrain Order 12/24/02
    Sequoia Fund Limited Desist & Refrain Order 03/05/06
    Serimian, Brian Desist & Refrain Order 01/09/09
    Serrano, Joshua Statement of Issues 04/11/17
    Serrano, Hector P Desist & Refrain Order;
    See Stipulated Settlement and Order     		12/24/02
    Serrano, Ramiro Administrative Action 05/15/08
    Service Annex, LLC Desist & Refrain Order 06/10/08
    Service Escrow Company Administrative Order 04/27/16
    Service Team, Inc. Desist & Refrain Order 11/25/14
    Services R Us Desist & Refrain Order 08/15/07
    Settles, William Berg Administrative Action 11/04/10
    Settlement Source Escrow, The Administrative Action 08/04/11
    Severn, Todd R. Desist & Refrain Order 07/23/12
    Sevier, Jeffrey A. Desist & Refrain Order 03/28/16
    Seward, Michelle Kenen Civil Action 02/25/14
    SFG Bancorp (Piggyback Home Loans) Administrative Order 09/24/08
    SGC Investment Group, Inc Administrative Action 05/01/09
    Shabazz Investments Desist & Refrain Order 05/03/10
    Shabazz, Khalid A. Desist & Refrain Order 05/03/10
    Shadow of the Storm Company (The) Desist & Refrain Order 01/04/06
    Shadoworks, Corp. Inc. Desist & Refrain Order 01/04/06
    Shadden, Jody R. Administrative Action 11/23/15
    Shade, Ronald Paul aka Shade, Ron Desist & Refrain Order 09/10/08
    Shah Mortgages Incorporated Administrative Action
    See also NMLS licensee listing # 217352     		07/19/17
    Shah, Pravin T. Administrative Action 12/04/07
    Shah, Rakesh Administrative Action 12/04/07
    Shahi, Anupinder Administrative Action 09/13/10
    Shahnazi, Hesam Administrative Action 03/18/11
    Shakesheff, Will Desist & Refrain Order 08/31/16
    Shamitoff Industries, Inc. Administrative Action 02/17/09
    Shamitoff , Joel Barry Administrative Action 02/17/09
    Shaner, William M. Administrative Action
    See also Office of Administrative Law Decision     		09/25/07
    Shannon, Steele Adminstrative Action 03/17/16
    Shapiro, Robert H. Administrative Action 02/20/18
    Shapiro, Steven Edward Desist & Refrain Order 01/04/06
    Share Trade Income Desist & Refrain Order 12/20/13
    Sharma, Neelam S. Desist & Refrain Order 05/05/08
    Sharpe, Bruce Desist & Refrain Order; Administrative Action 04/12/05
    Sharpe, Bruce Order Denying Effectiveness of Franchise Registration
    Application & Revoking Current Registration    		 04/12/05
    Sharpe Signa, LLC Administrative Action 08/05/16
    Sharper & Granite Desist & Refrain Order 08/30/07
    Shave, Kathleen Civil Action 07/28/08
    Shaw, Simon Administrative Action 12/05/07
    Shawzin, Mark Russell Administrative Action 05/11/16
    Shea Silva, Inc. Desist & Refrain Order 01/31/06
    Sheehan, Alesia H. Desist & Refrain Order 06/26/07
    Sheehan, John Michael Desist & Refrain Order 06/26/07
    Shekarchian, Alireza Desist & Refrain Order 01/23/14
    Shekinah Escrow, Inc. Administrative Order 05/19/11
    Shields, Rusty Desist & Refrain Order 05/11/09
    Shepard Mortgage Co.  Administrative Action 03/18/11
    Shepard, Leon Benwar  Administrative Action 03/18/11
    Sherriff Family, LLC Desist & Refrain Order 01/12/10
    Sherriff, John Desist & Refrain Order 01/12/10
    Sherriff, Loraine Desist & Refrain Order 01/12/10
    Sherman Oaks Check Cashing I, LP Administrative Order 07/23/08
    Sherman Way Investments, Inc. Desist & Refrain Order 06/12/08
    Shemano Capital Management Administrative Action
    See other Office of Administrative Law Decision     		10/22/04
    Shemano, Gary Administrative Action
    See other Office of Administrative Law Decision     		10/22/04
    Sheran De Putt Sher, LLC. Administrative Action 04/10/13
    Sheriff, Daniel F. Desist & Refrain Order 02/20/07
    Sherman, Roger Desist & Refrain Order 12/01/04
    Sherwood Escrow, Inc. Administrative Action
    See also Licensee # 963-2286     		06/26/13
    Shields, Chastan Desist & Refrain Order 05/17/10
    Shields, Melvin Russel aka Shields, Rusty Desist & Refrain Order 05/17/10
    Shift Finance, LLC. Administrative Action 06/07/18
    Shih, Tai Chung Desist & Refrain Order 09/16/10
    Shim, Michael H. 
     - 603B692
     - 603B693
     - 603D131
     - 603G391
     - 603G694
     - 603A482    		 Administrative Action 11/26/12
    Shipley, Robert Desist & Refrain Order;
    See also order rescinding for Robert Shipley.    		 05/11/04
    Shipping Franchise Holding Corporation Administrative Action 06/08/17
    Shiraz Escrow, Inc. Administrative Action
    See also Office of Administrative Law Decision     		10/17/06
    Shire, Dan Desist & Refrain Order 07/10/12
    Shore Funding Solutions, Inc. Administrative Action 05/18/18
    Shorecrest Ventures, Inc. dba Western Pacific Lending Administrative Action 10/10/16
    Shoreline Messenging Systems, Inc. Desist & Refrain Order 05/31/06
    Shovi Films Desist & Refrain Order 01/04/06
    Showalter, Heather Desist & Refrain Order 11/19/04
    Shrem, Sam Desist & Refrain Order 01/10/11
    Shuken, Jeffrey Civil Action 06/24/02
    Shulman, Jerry Administrative Action
    See also Office of Administrative Law Decision     		12/15/05
    Shults, Craig M. Desist & Refrain Order 08/31/06
    Shurnas, Jason Patrick Desist & Refrain Order 12/30/08
    Sidher, Ashum Administrative Action 10/02/07
    Sidher Jr, Chander Mohan Administrative Action 10/02/07
    Sidhu, Amarjeet Administrative Order 05/01/07
    Sierra, Lisa Desist & Refrain Order 08/24/07
    Sigma-transactions.com Desist & Refrain Order 05/02/05
    Silicon Capital, Inc. - 603G284
    Silicon Capital, Inc. - 6054218    		 Administrative Action 05/27/10
    Silicon Summit Technologies Desist & Refrain Order 06/25/03
    Silicon Valley Community Ventures, Inc. Administrative Action 05/09/12
    Silicon Valley Finance Company, dba Universal Lending Corporation Desist & Refrain Order 02/27/14
    Silicon Valley Forex Group Desist & Refrain Order 11/02/09
    Silva, Cain Rodriquez Citations, Desist & Refrain Order,
    and Order Voiding Deferred Deposit Transactions    		 *05/15/07
    Silva, Edward J. Desist & Refrain Order 03/25/05
    Silva, Shea Christian Desist & Refrain Order 01/31/06
    Silver Reel Entertainment Mezzanine Fund, L.P. Administrative Action 11/26/12
    Silver Saddle Commercial Development, LP. Administrative Action 05/14/18
    Silver Saddle Ranch & Club, Inc. Administrative Action 05/14/18
    Silver Screen Productions Administrative Action 04/18/08
    Silver Sierra Mortgage Incorporated Administrative Action 03/18/11
    Silver, Stephen D. Desist & Refrain Order 06/02/03
    Silverback Realty Desist & Refrain Order 10/11/11
    Silverman, Paul H. Administrative Action 07/19/12
    Simcho, David Desist & Refrain Order 12/24/02
    Simmons, Tad Desist & Refrain Order 11/15/13
    Simnowski, Gina Administrative Action 04/12/02
    Sims, Michael Desist & Refrain Order 05/11/09
    Simms, Verna Desist & Refrain Order 12/28/06
    Simon, Adrian Administrative Action 09/05/17
    Simple As That Mortgage.Com, Inc. Administrative Order 04/20/10
    Simple Cash Loans, Inc. Administrative Active
    See also FSD licensee listing #’s 603F508 and 603J714     		11/06/17
    Simply Escrow, Inc. Administrative Action
    See also Office of Administrative Law Decision     		03/24/08
    Simonyan, Mikayel Desist & Refrain Order 09/28/09
    SimpleFi Administrative Action 03/16/18
    Simonyan, Mikayel Desist & Refrain Order 03/16/18
    Simpson, David Louis dbo Simpson Capital Management, Inc. Administrative Action 09/15/14
    Simpson, Kim Elaine Admnistrative Order 05/13/11
    Simpson, Richard W. Administrative Action 08/17/11
    Simpson Capital Management, Inc. Administrative Action 09/15/14
    Sims, Catherine Ad Desist & Refrain Order 02/20/08
    Sims, Tessa M.A. Administrative Action 11/14/06
    Sinay, Melinda Jeanne aka Sinay Mindy Administrative Action 10/09/08
    Singh, Jasleen Desist & Refrain Order and Stipulation 06/03/13
    Singh, Raman Administrative Action
    See also Office of Administrative Law Decision     		07/15/08
    Singh, Sheru Administrative Action 04/10/13
    Singh, Surjit Desist & Refrain Order 05/22/08
    Single Source Technology, Inc. Desist & Refrain Order 12/03/07
    Sinkinson, Mark Desist & Refrain Order (S.K.B Trading Group, Inc.) 08/21/02
    Sinkinson, Mark Desist & Refrain Order (MyOnly Catalog.com; Commerce Syndication Network, Inc) 08/21/02
    Sinkinson, Mark Ian Administrative Action (Super Absorbent Company) 04/24/07
    Sipe, Martha D. Desist & Refrain Order 02/06/06
    Sirva Mortgage, Inc. Administrative Action
    See also FSD Licensee Listing 413-0944    		 10/14/14
    Sisk, Laurence Desist & Refrain Order 12/01/14
    Sistar Mortgage Company Administrative Action 05/12/10
    Sixunder7 FIlms Desist & Refrain Order 10/06/08
    Sjoblom, Preston aka Sjoblom, Preston Leigh. Desist & Refrain Order 03/28/11
    Skalic, Andreja Desist & Refrain Order 09/28/09
    Skalland, Jeremy Lance Administrative Order 06/20/11
    Skavery, Stanley Dr. Desist & Refrain Order 06/29/04
    Skipper, Chris Desist & Refrain Order 05/28/02
    Skizzim.com, Inc. doing business as Skizzim Financial Administrative Order 04/27/16
    Sky Financial Corp Administrative Action 05/12/10
    SkyLine Escrow, Inc. Administrative Action 12/10/07
    SkyLine Financial Corp. Administrative Action
    See also FSD licensee listing #4130296     		08/03/17
    Skyline Mortgage, LLC Administrative Action 07/07/11
    Skyline Pictures, LLC Civil Action 02/25/14
    Skyrme, Gerald Hoyt Desist & Refrain Order 03/13/06
    SkyStar Escrow Ltd. Desist & Refrain Order 03/15/05
    SkyStar Express Ltd. Desist & Refrain Order 03/15/05
    Skyview Escrow, Inc. Administrative Order 11/05/07
    Slaieh, Nabeel Administrative Action 01/03/07
    Slanaker, Bart Desist & Refrain Order, see also Cinamour Entertainment, LLC and BDS Productions 03/24/09
    Slanaker, Bart Douglas Desist & Refrain Order, see also Cinamour Entertainment, LLC and Red Water Film LLC
    		 03/14/11
    Slauson Cash Administrative Action 12/04/07
    Slauson Gas and Market Administrative Action 12/04/07
    SLC1, LLC dba Sweet Leaf Capital 1, LLC Administrative Action 04/26/18
    Sleepwell Laboratories, Inc. Desist & Refrain Order 03/28/07
    Slender Lady, Inc. Desist & Refrain Order; Administrative Action 04/12/05
    Small Business Financial Assistant, LLC Administrative Order 11/21/11
    Smart Choice Direct Lending Administrative Action 02/19/08
    Smart-s Choice Administrative Action 04/24/18
    Smarts Choice, LLC Smarts Choice Agency LLC Administrative Action 04/24/18
    Smart Fitness, LLC Administrative Action 02/14/18
    Smart Money Funding (Netmore America, Inc., Dba) Administrative Action 05/09/11
    Smart Savings Mortgage  Administrative Order 01/26/11
    Smartwear Technologies; Smartwear Technologies, Inc. Civil Action 09/09/08
    SML Direct, LLC. Administrative Action 05/27/16
    SMC Financial Administrative Order 11/09/09
    Smiley Services Desist & Refrain Order 06/12/08
    Smith, Andrea Desist & Refrain Order 09/24/15
    Smith, Hylas Derrick Desist & Refrain Order , See also The Furlough Group 04/27/09
    Smith, Dave Desist & Refrain Order 04/19/06
    Smith, Gary Lowery Administrative Action 02/04/16
    Smith, Judith Carolyn Administrative Action 04/22/08
    Smith, Linda H. Administrative Action 05/03/07
    Smith, Michael aka Smith, & Gas Desist & Refrain Order 05/30/08
    Smith, Raymond A. aka Smith, Robert Desist & Refrain Order 04/10/08
    Smith, Raymond A. a.k.a. Smith, Ray Administrative Action 10/24/12
    Smith, Robert A. Desist & Refrain Order 04/19/05
    Smith, Ron Desist & Refrain Order 11/07/07
    Smith, Ted Desist & Refrain Order 06/11/03
    Smyth, Grace Desist & Refrain Order 03/06/07
    Smyth, Peter Administrative Action 07/01/08
    Snellgrose, Hal Administrative Action 03/29/16
    SNC Asset Management, Inc.; SNC Investments Inc. Desist & Refrain Order 05/18/11
    Snow, Gary Desist & Refrain Order 07/10/07
    snsp08@gmail.com Desist & Refrain Order 04/16/08
    Snyder, Alexis Desist & Refrain Order and Consent 02/22/07
    Snyder, Allan D. Administrative Action 02/22/07
    Snyder, Jeffrey L Desist & Refrain Order 05/14/02
    Snyder, Stan Desist & Refrain Order and Consent 02/22/07
    Snyder, William L. Desist & Refrain Order 05/14/02
    Snyder-Craft Company, Inc. Administrative Action 05/01/09
    So Cal Realty Administrative Action 04/05/18
    SO-CAL Escrow Center, Inc. Administrative Action 04/15/15
    SoCal Development Fund, LLC Desist & Refrain Order 03/06/06
    Socal First Funding Group, Socal First Funding Group FX Fund 1 Desist & Refrain Order 02/23/09
    SoccerTots, Inc. Desist & Refrain Order 04/08/08
    SOCM Enterprises Desist & Refrain Order *08/15/05
    Sodhi, Janamjot Singh aka. Jimmy Sodhi Desist & Refrain Order 01/09/09
    Sodhi-Gilbert, Kid Citation and Desist & Refrain Order 08/14/06
    Sohn, Kyung T. Desist & Refrain Order 05/08/09
    Solara360, LLC. Administrative Action 10/13/15
    Solare Desist & Refrain Order 06/08/03
    Solare Corporation Desist & Refrain Order 06/08/03
    Solare MedSpa Desist & Refrain Order 06/08/03
    Solare MedSpa Licensing Program, Inc. Desist & Refrain Order 06/08/03
    Soleil, Jean-Claude Administrative Action 03/14/07
    Solek, Jonathan Joseph Administrative Action
    See also NMLS licensee listing #1028939     		11/06/17
    Solid Land MAS Corporation Desist & Refrain Order 04/19/10
    Solid Solution Escrow Administrative Action 12/10/13
    Solid Source Escrow Administrative Action 12/01/11
    Soliz, Scedena Desist & Refrain Order 09/20/06
    Sollenne, Peter Ronald Desist & Refrain Order
    See Also Life Partners, LLC    		 09/04/14
    Solomon Internet Funding, Inc. Desist & Refrain Order 03/16/11
    Soltero, Robert III Administrative Action 03/17/06
    Somerset Mortgage Lenders; Somerset Investors Corp Administrative Action 12/15/10
    Somma, James G. Withdrawal of Desist & Refrain Order, see also International Energy and Resources 06/07/10
    SOM Financial Services Desist & Refrain Order *01/21/03
    Son, Peter C. Desist & Refrain Order 05/18/11
    Sound Mortgage, Inc. Summary Revocation Order 01/01/14
    Song, Ru Hua Desist & Refrain Order 07/17/07
    SongBoy.com, Inc. Desist & Refrain Order 07/19/02
    SongPro.com, Inc. Desist & Refrain Order 07/19/02
    Sonic Payday, Limited Desist & Refrain Order 05/10/06
    Sonic Payday, Ltd. Desist & Refrain Order, see also Desist and Refrain dated 03/06/07 05/10/06
    Sonoma Financial Group Desist & Refrain Order 08/07/07
    Sonoma Trade Exchange Desist & Refrain Order 05/06/02
    Sonterra Retail Center, LLC Desist & Refrain Order 05/11/09
    Soper, Michael Desist & Refrain Order 04/13/09
    Soref, Dror Civil Action 02/25/14
    Sorial, Magdy John Administrative Action 01/12/09
    Sorrento Escrow, Inc. Administrative Action 03/14/08
    Sorto, Norma Administrative Action 06/09/17
    Soto, Bianca Desist & Refrain Order 06/02/05
    Source Capital Group, Inc. Administrative Action 10/10/16
    Source Drilling Program I, LP;
    Source Drilling Program II,
    LP;Source Drilling Program III, LP    		 Desist & Refrain Order 08/20/07
    Source Oil and Gas, Inc. Desist & Refrain Order 08/20/07
    South Bay Escrow Co. Administrative Action
    See also FSD Licensee Listing #963-0277    		 07/21/16
    South Bay Funding, Inc.  Administrative Action 11/30/11
    South China Investments, Inc. Civil Action 06/28/05
    South County Realty & TD Investments Desist & Refrain Order 11/09/09
    South Lake Mortgage Capital, Inc. Administrative Action 04/12/07
    South Trust Fund, Inc. Administrative Action 05/01/09
    Southstar Funding, LLC Administrative Action 09/16/08
    Southern California Realty & Mortgage Administrative Action 04/05/18
    Southern Cascades Finance Corporation Administrative Action 05/11/17
    Southern Funding Alliance USA, LLC. Summary Revocation Order 01/01/14
    Southern Pacific Capital, LLC Civil Action 05/15/02
    Southern Pacific Equities, LLC Civil Action 05/15/02
    Southern Pacific Group Civil Action 05/15/02
    Southern Star Mortgage Administrative Action 09/18/07
    Southmor Mortgage Corporation Administrative Action 07/15/04
    SouthStar Funding, LLC Administrative Order 05/27/07
    Southwest Development Fund,
    Phase 1 (Series A) LLC    		 Desist & Refrain Order 03/06/06
    Southwest Development Fund,
    Phase 1 (Series B) LLC    		 Desist & Refrain Order 03/06/06
    Southwest Development Fund,
    Phase 1 (Series C) LLC    		 Desist & Refrain Order 03/06/06
    Southwest Escrow Corporation Administrative Action 07/17/12
    Southwestern and Pacific Specialty Finance, Inc. Desist and Refrain; Citation Order; Settlement Agreement 03/26/07
    Sovereign Equity,LLC Desist & Refrain Order 06/03/08
    Sovereign Strategic Mortgage Fund, LLC  Administrative Action 11/16/11
    Soyodo Group Holdings, Inc. Desist & Refrain Order 07/17/07
    Spanic, Igor Administrative Action 10/12/11
    Spangler, Drew I. Desist & Refrain Order 08/31/06
    SpanishFUN Desist & Refrain Order 12/08/06
    Sparks, Foye W. Desist & Refrain Order; Situation to Desist and Refrain Order 10/06/09
    Sparta Financial, LLC Administrative Action 05/01/09
    Sparta Special Servicing LLC Administrative Order 06/23/10
    SPD Financial Services, LLC Desist & Refrain Order 08/27/08
    Special K Enterprises, Inc. Desist & Refrain Order 01/13/12
    Special Value Bond Fund II, LLC Administrative Action 05/01/09
    Specialized Lending (Pete Estrada, Jr.) Administrative Action 06/16/10
    Specialty Mortgage Corporation Administrative Action *06/19/06
    Spectrum Capital Group Administrative Order 11/17/10
    Speed Check Cashing Administrative Action (CDDTL) 03/24/09
    Speed Check Cashing Administrative Order (CFL) 05/01/09
    Speedy Cash (Galt Ventures) Desist & Refrain Order, Settlement Agreement 10/30/08
    Special Value Absolute Return Fund, LLC Administrative Action 05/12/10
    Spectrum Financial Group Administrative Action 03/21/08
    Speedy Payday Advance Desist & Refrain Order 07/21/08
    Speedy Payday Loans Desist & Refrain Order 08/27/08
    Spenser Capital Group, Inc. Administrative Order
    See also licensee listing FSD #603-I060    		 10/13/15
    Spherion Financial Corporation  Administrative Action 03/28/12
    Spicer Financial Group, LLC. Administrative Action
    NMLS #1373315     		08/18/17
    Spigno, Luca Silverio Administrative Action
    See also NMLS licensee listing #1569753     		06/09/17
    Spiridon, Daniela M. aka Daniela M. Schroeder Administrative Action 01/16/15
    Spirit of California Entertainment Group Inc. Desist & Refrain Order 01/26/15
    Spero, Robin Desist & Refrain Order 05/24/12
    Spoonemore, Thomas Desist & Refrain Order 12/30/02
    Sports Dimensions,Inc. Desist & Refrain Order 09/26/06
    Sports Investment Fund Desist & Refrain Order 08/17/07
    Sportsman Escrow, Inc. Administrative Order 09/07/11
    Spotya; Spotya.com Administrative Order 11/07/06
    Spradlin, Zenaida C. Administrative Action
    See also Office of Administrative Law Decision     		07/21/09
    Spradley, Michael Desist & Refrain Order 07/23/07
    Sprague, Mark L. Desist & Refrain Order 12/24/02
    Sprankle, Jeffrey Christopher Administrative Order 08/20/13
    Spray On Bedliners Development Corp., Spray-on Bedlineers, LLC Desist & Refrain Order 07/21/09
    Spring Break '83; Spring Break '83 Distribution, LLC; Spring Break '83 Production, LLC Desist & Refrain Order 03/06/08
    Spring EQ, LLC Administrative Action 04/27/18
    Sprint Funding Corporation Administrative Action *11/13/06
    Spuck, Robert Recision of Desist & Refrain Order and Desist & Refrain Order 11/01/07
    Spunky Girl Productions Desist & Refrain Order;
    See also Office of Administrative Law Decision    		 01/04/06
    Spyglass Equity Systems, Inc. Desist & Refrain Order 03/28/11
    Squires, Mark D. Desist & Refrain Order 03/14/02
    Srun, Londet, J. aka Srun L J aka Srun, Sr., John. Desist & Refrain Order 09/10/08
    SSFC, LLC. Administrative Action 06/08/17
    St. Andre, Eric Desist & Refrain Order 08/26/02
    St. Andre's Automotive Accessories Desist & Refrain Order 08/26/02
    St. Armands Group LLC aka St. Armands Services LLC Desist & Refrain Order 01/30/12
    St. Clair, Gary Alan Administrative Action 05/12/10
    St. Rose, Richard Patrick Anthony Administrative Action 08/23/16
    Stahl, Christopher Desist & Refrain Order 09/08/11
    Standard Investment Adviser; Standard Investment Chartered, Inc. Administrative Order 04/13/13
    Standard Home Lending Inc.,  Administrative Order 11/21/11
    Standpoint Capital, LLC. Desist & Refrain Order 06/17/15
    Stanford Capital Partners, Inc. Administrative Order  10/20/10
    Stange, John Jeffrey Administrative Action. Also see NMLS #389291 04/15/15
    Stafford, Sam S. Desist & Refrain Order 05/11/09
    Stagecoach Retail, LLC Desist & Refrain Order 05/11/09
    Standefor, Janetta Desist & Refrain Order 05/14/08
    Stanford Capital Partners High Yield Fund, LLC Administrative Action 08/11/10
    Stanton Optical, LLC Desist & Refrain Order 11/04/10
    Stanton Optical, LLC Desist & Refrain Order 11/04/10
    Stanton, Robert Desist & Refrain Order 04/29/03
    Stanski, Inc. Administrative Action 12/14/17
    Star Cash Processing Desist & Refrain Order 04/29/10
    Star, Daniel C. Desist & Refrain Order (CT Loans) 09/28/09
    Star, Daniel C. Administrative Action (GC Loan Center) 10/12/11
    Star Escrow Co., Inc. Administrative Action
    See also FSD licensee listing #963-0288
    See also Office of Administrative Law Decision     		04/01/09
    Starke, George Desist & Refrain Order 06/02/05
    Star Group, LLC Desist & Refrain Order 06/02/14
    Starlight Film Partners, III, LLC, Starlight Global Entertainment Desist & Refrain Order (see also Lucian Development) 05/05/09
    Starmax Entertainment Desist & Refrain Order 09/28/07
    StartupHomeCare Administrative Action 10/22/13
    State Bonding California Desist & Refrain Order 05/02/12
    State DPS Legal Aid Information Administrative Action 03/23/18
    State Financial Services, LLC Administrative Action 05/12/10
    Stauske, Laurel Desist & Refrain Order 04/14/05
    Stead Financial, Inc. Administrative Action
    See also FSD Licensee Listing #605-4163    		 02/18/15
    Stealth Education Services Desist & Refrain Order 06/26/07
    Stealth REI Club, LLC. Desist & Refrain Order 06/26/07
    Stearns Lending, Inc. Administrative Action
    See also licensee listing FSD #s : 413-0495, 603-G129, 603-G385, 603-G386, 603-G387, 603-H918, 603-H970, 603-H987,  and 603-I1119     		01/04/16
    Steele, Craig Desist & Refrain Order 05/19/08
    Steele, Jr., Richard K. Desist & Refrain Order 11/22/11
    Steger, Ronald R. Desist & Refrain Order 05/08/02
    Stein, Ronald Adminisrative Action 07/26/07
    Stein, Warren Marshall Adminisrative Action
    See also NMLS licensee listing # 1509666     		05/12/17
    Steinberg, Ronald P. Desist & Refrain Order 05/13/11
    Stellar Capital, Inc. Summary Revocation Order
    Click here to search licensee details     		12/11/15
    Stellar Enterprise Associates, Inc. Administrative Action
    See also Office of Administrative Final Decision     		07/11/12
    Stengell, Steven S. aka Stengell, Stephen Scott Administrative Action
    See Also Office of Administrative Law Decision     		11/30/07
    Stengell, Steve S. Administrative Action
    See Also Office of Administrative Law Decision     		05/23/17
    Sterling Capital Mortgage Company Administrative Action 08/03/05
    Sterling, Jose Desist & Refrain Order 10/20/04
    Stereo Vision Entertainment, Inc. Desist & Refrain Order 08/26/14
    Stern, Jeffrey A. Administrative Order 02/27/15
    Stephan, Michael R. Administrative Action 12/22/17

    Stephens, Derrick

    See also Stephens, Derrick D. Desist and Refrain Order

    		 Administrative Action 06/22/16
    Stephens, Derrick D. aka Stephens, Derek aka Rowe, Derrick Desist & Refrain Order 09/11/08
    Steve Austin Productions, LLC Desist & Refrain Order 12/14/06
    Stevenson, James Desist & Refrain Order 06/30/11
    Stevenson, James Oliver Administrative Order 12/07/15
    Stevenson, Michael E Administrative Action
    See also Office of Administrative Law Decision    		 07/26/06
    Stevenson, M. E. Administrative Action
    See also Office of Administrative Law Decision    		 07/26/06
    Steve's Pizza Administrative Action 04/10/13
    Steve's Pizza Branding Compnay Administrative Action 04/10/13
    Steve's Pizza Franchise Corporation Administrative Action 04/10/13
    Steve's Place, Inc Administrative Action 04/10/13
    Stewart, David William Administrative Action 03/09/18
    Stewart, John D. Desist & Refrain Order; Administrative Action 07/06/07
    Stewart, Michael J. Desist & Refrain Order 10/31/06
    Stewart, Michael J. Desist & Refrain Order 05/28/02
    Stewart, Paul J. Recission of Desist & Refrain Order 06/14/11
    Sticking Together Athletes Retirement, LLC Administrative Action 06/25/09
    Stifel, Nicolaus & Company, Incorporated Administrative Action 05/05/10
    Stilt Inc. Administrative Action 06/23/17
    Stipek Financial Services, LLC Administrative Action; Desist & Refrain Order 06/29/06
    Stipek Securities, LLC Administrative Action; Desist & Refrain Order 06/29/06
    Stipek, Leslie Clark Administrative Action; Desist & Refrain Order 06/29/06
    Stirling Capital Management Administrative Action; Desist & Refrain Order 04/01/14
    Stock Advisors, Inc. Administrative Action 03/27/06
    Stone, David M. Desist & Refrain Order 12/24/02
    Stone, Erik Kees Desist & Refrain Order *02/02/07
    Stone, Michael Desist & Refrain Order 07/11/05
    Stonecreek Financial Corporation Administrative Action 08/08/07
    Stoneridge Development Partners, LLC, Stoneridge Homes, LLC Desist & Refrain Order 04/26/10
    Stoneridge Escrow Company Administrative Order 11/09/11
    Stonell, Rick Administrative Action 04/05/06
    Stop-N-Shop Desist & Refrain Order 05/22/08
    Storage US, Storage USS II, Storage US, LLC Desist & Refrain Order 09/16/08
    StoreFront Lenders, LLC a.k.a. StoreFrontLender.com a.k.a. DOT818.com a.k.a. Dot818 Administrative Action 07/14/17
    StoreFrontLender.com Administrative Action 07/14/17
    Story, Larry Desist & Refrain Order 05/04/04
    Stoveact, Inc. Desist & Refrain Order 03/25/02
    Stowell, Glenn Desist & Refrain Order 01/11/05
    Stowell, Rick Administrative Action 04/05/06
    Strange, Quintina aka Strange, Quintana aka Strange, Tina Desist & Refrain Order 05/25/11
    Strata Productions, Inc. Desist & Refrain Order 06/08/05
    Strata Productions, Inc. Desist & Refrain Order 03/18/02
    Strategic Investment Services Administrative Action 01/03/06
    Strategic Stock Intelligence, Inc. Desist & Refrain Order 05/28/02
    Stratford, Stephen R. Desist & Refrain Order 01/28/14
    Strathern, Jeffery Desist & Refrain Order 08/18/09
    Stratton, Rhonda Desist & Refrain Order 07/25/05
    Stratus Franchising, LLC. Adminstrative Order 09/29/15
    Strauss, Steven Desist & Refrain Order (Stoveact, Inc.) 03/25/02
    Strauss, Steven Order Withdrawing Notice of Intent 03/25/02
    Strazzulla, Dominic F. Desist & Refrain Order 06/05/02
    Streamline Division Administrative Action
    See Also FSD Licensee Listing # 413-0924     		06/05/15
    Streeter, Bryon H. Desist & Refrain Order 12/24/02
    Strickly's Inc. Administrative Action 08/03/10
    Strike Acceptance, Inc. Administrative Action 10/25/17
    Strive Finance Administrative Action 04/24/18
    Stroh, Bradford Administrative Action 05/29/08
    Stroller Spa Franchising, LLC Adminitration Action 04/02/14
    Stroller Strides, LLC Desist & Refrain Order 02/15/05
    Strong's Capital Investment, Inc. Desist & Refrain Order 08/05/09
    Stroupe, Anthony Desist & Refrain Order 12/19/02
    Structured Investments, LLC Stipulation and Desist & Refrain Order 05/13/11
    Structured Marketing, LLC Desist & Refrain Order 06/15/15
    Stuart, Carolyn Tobiason Desist & Refrain Order & Administrative Order 12/04/14
    Stuart, William Robinson Desist & Refrain Order & Administrative Order 12/04/14
    Stuck, Richard Allen Desist & Refrain Order 01/24/05
    Student-Fitzpatrick, Kristin Administrative Action 06/17/15
    Studio Partners, LLC Desist & Refrain Order 01/29/07
    Stutes, Dennis W. Desist & Refrain Order 03/25/08
    SVB Financial Group  Administrative Order 10/12/10
    SVC Financial and Management Group Administrative Action 12/21/07
    Su Casa De Cambio Cesar Chavez, Inc. Desist & Refrain Order 07/16/08
    Su, Susan Desist & Refrain Order 09/16/10
    Sue, Allen Administrative Action
    See also NMLS licensee listing #344019     		05/08/18
    Success Investments, Inc. Administrative Action 03/18/11
    Suite, Gerard (aka Gerard Sweet aka Raul Jerad Anthony aka R.J Anthony aka Rawle Gerard Suite aka Gerard S. Rawle aka Rawle Gerard Girard) Civil Action 07/25/06
    Sullenger, Richard H. Administrative Action 12/02/13
    Sullivan, Brian Desist & Refrain Order (U.S. Biofuels, Inc.) 11/04/10
    Sullivan, Brian T Desist & Refrain Order 02/20/07
    Sullivan, Colin Hayes Administrative Action 01/05/16
    Sullivan, Colin Mark Administrative Action 01/05/16
    Sullivan, Gabriella R Desist & Refrain Order 02/20/07
    Sullivan-Heirs Development Phase II Desist & Refrain Order 09/08/08
    Sumaria Global, LLC Desist & Refrain Order 05/21/12
    Summerfield Ventures, Inc. Desist & Refrain Order 08/03/05
    Summerfield, Paul Desist & Refrain Order 08/03/05
    Summit Business Credit, Inc. Administrative Action 11/07/06
    Summit Financial Resources, LP Administrative Action 11/13/12
    Summit Funding Administrative Action
    See also FSD licensee listing #’s 603I740, 6054380, 6073351 and 6073459     		03/27/18
    Summit Funding Enterprise Administrative Action
    See also FSD licensee listing #’s 603I740, 6054380, 6073351 and 6073459    		 03/27/18
    Summit Funding, Inc. dba Blue Adobe Mortgage Administrative Action
    See also FSD licensee listing #’s 603I740, 6054380, 6073351 and 6073459    		 03/27/18
    Summit Lending of Hawaii (now known as Northstar Alliance Mortgage, Inc.) Administrative Action 10/30/09
    Summit Mortgage Corporation Administrative Action
    See also licensee listing FSD #413-0421    		 01/06/16
    Summit Partners, Inc Administrative Order 11/07/06
    Summit Point Escrow, Inc. Administrative Order 10/23/14
    Sumpter, Mark E. Administrative Action
    See also Office of Administrative Law Decision     		03/16/07
    Sun Cash of SD, LLC Administrative Action
    See also licensee listing FSD #100-0201, #100-0202, #100-0203     		05/13/08
    Sun Daisy Escrow, Inc. Administrative Order 03/26/10
    Sun Noor Corporation Administrative Action
    See also Office of Administrative Law Decision     		11/25/02
    Sun-Noor Corporation Administrative Action
    See also Office of Administrative Law Decision     		11/25/02
    Sun Valley Financial of Utah, Inc. - 603E448
    Sun Valley Financial of Utah, Inc. - 603F584    		 Administrative Action 05/12/10
    Sunbelt Financial Services aka Sunbelt Home Improvement Loans Administrative Action 05/12/10
    Sunburst Holding Company Desist & Refrain Order 03/21/08
    Suncoast Mortgage Servicing of Florida, Inc. Administrative Action 05/12/10
    Sunnv, Olson Desist & Refrain Order 10/07/05
    Sunnylife Global, Inc. Administrative Action 09/16/15
    SunnyMTG.com866-768-CASH, LLC Administrative Action 06/02/10
    Sunrise Capital Partners, LP, Sunrise Capital Partners LLC Desist & Refrain Order 05/17/07
    Sunrise Escrow Corporation Administrative Action 06/19/09
    Sunset Mortgage Company LP Desist & Refrain Order 05/17/08
    Sunset One Escrow, Inc. Administrative Order
    See also FSD Licensee Listing #963-2533
    See also Office of Administrative Law Decision     		01/22/15
    Sunshine Check Cashing Administrative Action 07/09/07
    Sunshine Fresh Produce Desist & Refrain Order 07/28/03
    Sunshine Liquor, Inc. Administrative Action 07/09/07
    Sunshine Mortgage Company Administrative Action 04/13/09
    Sunshine Real Estate Development Desist & Refrain Order 12/01/04
    SunTrust Equipment Finance & Leasing Corp. Administrative Order
    See also Licensee listing FSD #:603-E477     		02/19/16
    Suntrust Leasing Corporation Administrative Order
    See also Licensee listing FSD #:603-E477     		02/19/16
    Suntrust Mortgage, Inc. Administrative Order
    See also licensee listing FSD #413-0238     		06/16/10
    Super Absorbent Company Administrative Action
    See also Office of Administrative Law Decision     		04/24/07
    SuperShuttle Los Angeles, Inc Desist & Refrain Order; Stipulation 05/09/13
    Superior Escrow Solutions Administrative Action
    See also Office of Administrative Law Decision     		08/20/05
    Superior Traffic Controls, Inc Desist & Refrain Order
    See also Superior Traffic Controls, LLC    		 08/22/14
    Superior Traffic Controls, LLC Desist & Refrain Order
    See also Superior Traffic Controls, Inc    		 03/30/11
    Surefast Mortgage Corp - 603C048
    Surefast Mortgage Corp - 603C049    		 Administrative Action 06/07/10
    Surfview Entertainment Desist & Refrain Order 01/04/06
    Superior Home Loans Administrative Action 05/12/10
    Surety Financial Services Administrative Order 5/2/2012
    Susana Oaks Postal Center Desist & Refrain Order 07/17/08
    Sushko, Alexsandr Fedorvich Administrative Action 04/24/18
    SVL Investment Management dba SVL Holding Corporation Administrative Action
    See also Office of Administrative Law Decision     		04/29/04
    Swain, Theodore Desist & Refrain Order 03/06/06
    Swannson Investment Group, Inc. Desist & Refrain Order 12/14/10
    SWBC Mortgage Corporation Administrative Action
    See also FSD licensee listing #4130449     		10/02/17
    Sweeney, James Albert II Administrative Action
    See also Office of Aministrative Law Decision    		 02/07/08
    Sweeney, James Albert II Desist & Refrain Order 10/23/06
    Sweeney, James Albert II Desist & Refrain Order, see also Office of Administrative Hearing Order 05/02/07
    Sweethoney Dessert, Inc. Administrative Order 04/19/17
    Sweesy, Jack Desist & Refrain Order 03/13/06
    Sweesy, Ulric J. Desist & Refrain Order 03/13/06
    Sweesy, Ulric Jack Desist & Refrain Order 03/13/06
    Sweet Leaf Capital 1, LLC Administrative Action 04/26/18
    Sweet Leaf Capital Management, LLC Administrative Action 04/26/18
    Sweet Life Homes, LLC. Administrative Action 09/01/17
    Swell Records Desist & Refrain Order *03/19/03
    Swim Cool Systems Civil Litigation 11/16/07
    Swiss Escrow-Service Corp. Desist & Refrain Order 05/05/08
    SwissGuard International Stipulation to Desist & Refrain Order and Desist & Refrain Order 01/19/10
    SWOL, Inc. Desist & Refrain Order *03/19/03
    SWOL, LLC Desist & Refrain Order *03/19/03
    Sy, Bernandette Alabanza Desist & Refrain Order 07/24/04
    Sy, Byron Desist & Refrain Order 07/24/04
    Synchronized Fudning, LLC Administrative Action 04/24/07
    Syler, Helen Desist & Refrain Order; see also Szutor, Laszio
    Desist & Refrain Order;
    See also Rescission     		05/04/06
    Synergy Financial Management Corporation Administrative Order 07/07/08
    Synergy Funding Administrative Order (CFL) 05/01/09
    Synergy Oil, LLC Civil Action 06/24/14
    System4 - National Markets Desist & Refrain Order 06/24/09
    Sziklai, Anthony D. Desist & Refrain Order and Stipulation 03/14/11
    Szutor, Laszlo Desist & Refrain Order; See also Recission of Desist & Refrain for Laszlo Szutor (06/05/06) *05/04/06