Enforcement Actions and Orders: N

A - B - C - D - E - F - G - H - I - J - K - L - M - N - O - P - Q - R - S - T - U - V - W - X- Y - Z - Num - Chron

Subject Order Issued Date Issued
Nadeau, James Desist & Refrain Order 12/28/06
Nadel, Ron Desist & Refrain Order 08/17/05
Nader, Allen C. Desist & Refrain Order;
Administrative Action;
See also
Office of Administrative Law Decision
03/09/06
NADM Equities, L.P. Desist & Refrain Order 03/30/98
Nafoosi, Sami Administrative Action 09/10/08
Nagrik, Keyur Desist & Refrain Order 04/01/09
Naito Corp Administrative Action 11/30/07
Naito, Takehisa Desist & Refrain Order 03/16/11
Nam, Chong W. Desist & Refrain Order 09/04/02
NameMedia, Inc. Desist & Refrain Order 01/30/14
Nance, Bill Civil Litigation 11/16/07
Nand Family Enterprise, Inc. Administrative Action 05/01/07
Nanotechnology Holding Corporation Desist & Refrain Order 06/14/02
Naras Secured Fund, LLC, Naras Secured Fund #2, LLC Desist & Refrain Order ; see also Loomis Wealth Solutions, Inc. 08/28/08
Narmont, John S. Desist & Refrain Order 11/18/05
Nash Funding, LLC Desist & Refrain Order 06/23/11
Natalie Payday Advance, Inc.
 - 603J433
 - 603J077
Administrative Action 11/26/12
Natalie Payday Advance, Inc. Administrative Action
See also FSD listing #603J433, #603J077
06/09/15
National Bullion Investors, LLC Desist & Refrain Order 02/27/09
National Cash Desist & Refrain Order 07/13/11
National City Bank of Indiana Administrative Action; Civil Action 03/31/03
National City Mortgage Co. Administrative Action; Civil Action 03/31/03
National Consumer Council, Inc. Desist & Refrain Order 04/14/04
National Credit Counseling Services Desist & Refrain Order;
Order vacated - see Consent Order issued.
12/16/02
National Development Network, Inc. Desist & Refrain Order 02/07/11
National Foundation of America Desist & Refrain Order 07/09/07
National Future Mortgage, Inc. Administrative Order 10/06/ 10
National Group, LLC Desist & Refrain Order 09/10/12
National Investment Consultants, Inc. Civil Action 06/28/05
National Legal Debt Centers Desist & Refrain Order 06/30/08
National Marketing Solutions, LLC Desist & Refrain Order 09/27/02
National Money Store, National Money Store, S.A., National Money Store S.A. Corporation Costa Rica Desist & Refrain Order; Order Voiding Transactions 09/19/11
National Real Estate Investment Club Desist & Refrain Order 04/24/14
National Realty, Inc. Desist & Refrain Order 04/24/14
National Trust Group, National Trust Group, Inc. Desist & Refrain Order 05/20/09
National PayDay Loan Relief Desist & Refrain Order 01/17/17
National Premiere Capital Administrative Action 02/19/08
Nationcap Funding, LLC  Administrative Order 06/06/12
Nations Home Funding, Inc. Administrative Order 04/29/09
Nations Direct Mortgage, LLC. Administrative Active
See also FSD licensee listing file #’s 413-0908 and 603-H971
10/19/16
Nationsfirst Lending, Inc Administrative Order 06/25/07
Nationstar Mortgage, LLC. dba Mr. Cooper Administrative Action
See also FSD licensee listing #4131209 and #6037985
12/04/17
Nationside Mortgage Inc.  Administrative Action 07/28/10
Nationwide Asset Services Desist & Refrain Order;
Administrative Action; Civil Action;
See also Office of Administrative Law Decision.
12/05/05
Nationwide Asset Services, Inc. Desist & Refrain Order; Administrative Action;
Civil Action;
See also
Office of Administrative Law Decision.
12/05/05
Nationwide Cash Administrative Action 09/12/06
Nationwide Credit Restoration & Mortgage Funding Co., Inc. Administrative Order 12/23/11
Nationwide Debt Direct, LLC Administrative Action 03/09/16
Nationwide Debt Direct MGR, LLC Administrative Action 03/09/16
Nationwide Discount Home Loans Administrative Order 05/07/08
Nationwide Discount Mortgage Administrative Action 06/09/10
Natixis Real Estate Capital Inc.  Administrative Action 11/03/10
Natural Focus, LLC Desist & Refrain Order; see also Rescission of Desist & Refrain order for Paul J. Stewart 06/14/11
Nava Marketing Corporation Desist & Refrain Order 12/10/02
Nava, Tony M., Jr. Desist & Refrain Order; Civil Action 12/10/02
Navigator Escrow Company, Inc Administrative Action 03/18/13
NazFish Capital Partners, LLC Desist & Refrain Order 05/27/11
NBC-Alliance.biz Desist & Refrain Order 03/10/05
NCCS Desist & Refrain Order;
Order vacated - see ConsentOrder issued.
12/16/02
NCM of Des Moines, IA Desist & Refrain Order 04/16/03
NDS, LLC Desist & Refrain Order 06/30/08
Neal M. Hanley, Inc. Administrative Action - Revocation; Order Setting Aside *07/12/06
Nealy, James T. aka Nealy, J. T. Desist & Refrain Order 12/26/07
NEC Financial Services, LLC  Administrative Action 08/11/10
Nechemia, Ron Desist & Refrain Order 03/23/09
NeedCashNow.com Administrative Action
See also FSD listing #603-8193, 603-J989, 603-K227
02/27/17
Neighborworks Homeownership Center Sacramento Region
dba Sacramento Neighborhood Housing Services, Inc.
Administrative Action 07/17/12
Neira, Alberto Administrative Action 02/19/15
Nelmstar, LLC Administrative Action 05/01/09
Nelson, Kent Paul Administrative Action 01/3/06
Nelson, Kevin Jerome aka Nelson, Kevin J; Nelson, Kevyn J; Nelson Baron Kevyn Jerome Desist & Refrain Order 06/18/13
Nelson, Paul Desist & Refrain Order 09/30/03
Nemire, Bradley Desist & Refrain Order 07/18/11
Neo Credit Management of Des Moines, Iowa Desist & Refrain Order 04/16/03
Neo Financial Management Group Desist & Refrain Order 04/16/03
Neo Financial Services of Sunnyvale Desist & Refrain Order 04/16/03
Neo Financial Services, Inc. Desist & Refrain Order 04/16/03
Neo Management Group, Inc Desist & Refrain Order 04/16/03
Neo Medical Investments, LLC Desist & Refrain Order *12/24/03
NeoFinancial.com Desist & Refrain Order 04/16/03
Neptune Holdings, Inc. Administrative Action 12/22/09
Nerbonne, Matt a.k.a. Mathew Nerbonne Administrative Order 06/25/15
Nesbitt, Gregory & Lisa Administrative Action 06/10/10
Net America Lending (Netmore America, Inc., Dba) Administrative Action 05/09/11
Net Depot, Inc. Desist & Refrain Order 07/24/04
Net Trust Mortgage, LLC Administrative Action 05/01/09
Netcap Holdings, Inc. Desist & Refrain Order *12/24/02
NetLoan Funding, LLC Administrative Order 11/21/11
Netmore America, Inc. Administrative Action 05/09/11
Netstar Funding Administrative Order 03/03/08
Network Funding, LP Administrative Action
See also FSD licensee listing #413-1123
05/11/16
Network Capital Funding Corporation Administrative Action 08/27/13
Network Services Depot, Inc. Desist & Refrain Order 07/24/04
Neuhaus, Donald F. Desist & Refrain Order 02/24/03
Nevada Elohim, Inc. Administrative Action 05/01/09
Nevada Solar First TD, LLC Desist & Refrain Order 08/04/14
Nevada US Mortgage Administrative Action 12/01/04
Nevis Holdings, LLC Desist & Refrain Order 09/18/14
New American Funding Performance Home Loans d.b.a. Broker Solutions Inc. Administrative Action
See also FSD Licensee Listing #413-1117
11/17/14
New Body MD LLC. Administrative Action 07/17/15
New Bond, LLC Desist & Refrain Order 09/08/15
New Century Credit Corporation Administrative Action 10/28/08
New Century Financial Business Credit Administrative Action 03/18/11
New Century Mortgage Corporation Administrative Action (see also Home123 Corporation) 03/16/07
New Century Mortgage Corporation Desist & Refrain Order 03/16/07
New Century Mortgage Ventures, LLC Administrative Action 10/28/08
New Century Realty Administrative Action 04/12/12
New Cinescope Pictures Desist & Refrain Order 10/15/07
New Day Financial, LLC
 - 603J501
 - 603K122
 - 6039893
 - 6039501
 - 603K122
 - 6039893
Administrative Action 05/07/13
New Day USA
 - 603K122
 - 6039893 
Administrative Action 05/07/13
New Directions Christian Fellowship, New Directions Financial Services Desist & Refrain Order 07/09/13
New Golden Investment Group, NGI Group, LLC Desist & Refrain Order 12/01/09
New Hampshire Check Cashing Administrative Action *05/01/07
New Line Mortgage Administrative Order
See also FSD listing #413-0900
09/01/15
New Millennium Mortgage Corporation Administrative Action 08/01/05
New Phase Group, LLC Desist & Refrain Order 04/01/09
New Quest Lending Administrative Action 05/01/09
New World Mortgage, Inc. Administrative Order 12/08/08
New Venture Escrow Administrative Action 04/15/11
New York Mortgage Company, LLC (The) Administrative Action 06/18/07
New York Network, Inc. Desist & Refrain Order 07/21/08
Newbern, Julia Desist & Refrain Order (see also Shannon K. Rodriquez) 10/23/07
Newbridge Film Capital LLC Administrative Order 5/2/2012
Newby, Tyrell William Desist & Refrain Order 04/27/15
Newcastle Lending Administrative Action 11/09/11
Newkey Home Lending Administrative Order 09/30/08
Newline Home Mortgage Administrative Action 05/01/09
Newman, Laura Desist & Refrain Order 11/10/10
Newman, William Desist & Refrain Order 07/19/07
Newport Beach Escrow Corp Administrative Action 12/11/06
Newport Coast Capital Corporation Desist & Refrain Order 05/21/07
Newport Coast Entertainment Corporation Desist & Refrain Order 05/21/07
Newport Coast Equities Desist & Refrain Order 05/21/07
Newport Consulting Desist & Refrain Order 08/16/06
Newport Mesa Financial Group Administrative Order 10/05/09
Newsynergy Corporation Desist & Refrain Order 09/30/09
Newtalk, Inc. Desist & Refrain Order 04/16/14
Newton Real Estate Loans  Administrative Action 02/24/11
Newtown Real Estate Loans - 603D087 Administrative Order 11/07/06
Newtown Real Estate Loans - 603D836 Administrative Order 11/07/06
Nexgen Lending, Inc. Administrative Action 01/12/07
Next Components, Ltd Desist & Refrain Order 10/03/07
Nexus Trading Group LLC Desist & Refrain Order 03/06/12
Ney, Vincent Keith Desist & Refrain Order 01/07/09
NFI, Inc. Administrative Order 09/12/11
Ng, Barney Desist & Refrain Order 08/11/11
Ng, Clement Tak dba Lighthouse Capital Preservation Administrative Action 07/18/17
Ng, Kelly Desist & Refrain Order 08/11/11
Ng, Walter Desist & Refrain Order 08/11/11
NGG Financial Administrative Action
See also FSD licensee listing #603K402, NMLS licensee listing #1034679
07/18/17
Ngo, Mitch Civil Action 04/10/09
Ngoc, Thanh Tom Nguyen aka Nguyen, Thanh Tom Administrative Actions 02/27/08
Nguyen, Cindy Huu Chinh Desist & Refrain Order 11/02/09
Nguyen, Joseph Civil Action 04/16/08
Nguyen, Kiet Dinhtuan Desist & Refrain Order 06/24/11
Nguyen, Richard Desist & Refrain Order 11/19/07
Nguyen, Richard Vu Desist & Refrain Order 10/26/99
Nguyen, Tammi Administrative Action , see also Licensee # 963-2546 03/07/14
Nguyen, Tri Minh Administrative Action 02/26/12
NH The Tax Firm, Inc. Desist & Refrain Order 02/03/09
Nibarger Associated Administrative Action 05/07/13
Nibarger, D. Paul Administrative Action 05/07/13
Nicholas Asset Management Civil Action 08/04/09
Nicholas, Kenneth Desist & Refrain Order 12/01/14
Nicholas, Sean Desist & Refrain Order 12/01/14
Nickles, Richard Hatfield Administrative Action 04/29/10
Nicolau, Daniel Administrative Action
See also licensee listing NMLS #508524
01/12/16
Niednagel, Daniel Deans Administrative Order 04/27/16
Niednagel, Stephen Paul Administrative Order 04/27/16
Nimoy, Mindy Administrative Action *12/28/07
Nito Corp Administrative Action 11/30/07
Nitti, Glenn A. Desist & Refrain Order 12/24/02
Nix Check Cashing Administrative Action *12/28/08
Nix-Gleason Elder Planning Desist & Refrain Order 01/08/03
NLCS Escrow Services. Inc. Desist & Refrain Order 04/19/06
Nlcsescrows.com Desist & Refrain Order 04/19/06
NLDC Desist & Refrain Order 06/30/08
NLS Cash Advance Desist & Refrain Order 07/11/08
No Red Tape Mortgage Administrative Order 11/07/06
No Surprises Mortgage Administrative Action 06/16/09
Noble Funding, Inc. Administrative Order 11/07/06
Nobel House International, Ltd Desist & Refrain Order 07/27/07
Noble Trading Group International, Inc. Desist & Refrain Order 10/14/14
Nonelle, Richard Administrative Action 11/14/17
No-Burn, Inc Desist & Refrain Order 12/15/06
Nofsinger, Ray E. Desist & Refrain Order 11/22/02
Noll, Shaun Stirling Administrative Action; Desist & Refrain Order 04/01/14
Noon, Mardi Lynn Desist & Refrain Order 07/19/07
Nor-Cal Mortgage Industries (Linda Rae Driggars, dba) Administrative Action 05/01/09
Norcal Business Leasing LLC Administrative Action 05/01/09
Nordstrom, Laura Lynn  Administrative Action 09/13/10
Noriega, Gloria Administrative Action 09/11/07
Norstar Capital, LLC Desist & Refrain Order 02/27/09
Norstar Cash Desist & Refrain Order 02/27/09
Nortaris, James Desist & Refrain Order 12/11/06
North American Escrow, Inc. Administrative Action 04/15/15
North American Financial, WD  Administrative Action 07/28/10
North American Funding Corporation  Administrative Action 08/09/10
North American Management Exchange Desist & Refrain Order 12/24/02
North Hollywood Escrow Desist & Refrain Order 08/18/09
North Texas Oil Corporation Desist & Refrain Order 12/26/07
Northeast Mortgage Corporation Administrative Action 12/01/09
Northeastern Realty LLC Administrative Action
See also NMLS licensee listing # 1415167
07/19/17
Northern California Escrow Services, Inc Administrative Action 03/13/15
Northern Equities, LLC Civil Action 02/11/09
NorthMarq Capital Finance, L.L.C Administrative Action
See also FSD licensee listing #'s 603G917, 603H292, 603J905, 603J907, 603G916, 603H293, 603H294 and 603J906
07/06/17
NorthMarq Finance, L.L.C Administrative Action
See also FSD licensee listing #'s 603G917, 603H292, 603J905, 603J907, 603G916, 603H293, 603H294 and 603J906
07/06/17
Northpoint Financial Administrative Action 12/08/08
Northrop, Dwayne. Administrative Action 12/30/10
Northstar Alliance Mortgage Administrative Action 10/30/09
Northway Broker, Ltd, Northway Financial Administrative Action and Desist & Refrain Order 08/27/08
Northway Financial Corporation, Ltd, Northway Broker, ltd Desist & Refrain Order (see also 247Greenstreet.com) 03/18/13
Northwest Escrow Services Corporation Administrative Action 03/24/08
Northwest Home Improvements, Inc. Administrative Action 09/13/07
Northwest Home Improvements, Inc. Administrative Action 09/13/07
Northwestern Wealth Management, Inc. Statement of Issues 11/17/16
Northwoods Resorts Holdings, L.P. Desist & Refrain Order 03/30/98
Norwalk Management, inc. Desist & Refrain Order 11/08/07
Norwest Home Improvements, Inc. Administrative Order 09/13/07
Norwood, William d/b/a The Edge Financial Group, LLC a/k/a Edge Financial Group a/k/a The Edge Desist & Refrain Order 10/29/14
Not Forgotten, LLC Civil Action 02/25/14
Novak, Radoslav Desist & Refrain Order 03/14/13
Novak, Roman Desist & Refrain Order 03/14/13
Novastar Mortgage, Inc. Administrative Order 05/06/09
Novelle Financial Services, Inc.  Administrative Action 07/28/10
Novelli, Joseph  Administrative Action
See also NMLS licensee listing #225333
09/12/17
NPG Investment Group, Inc., NPG LLC Desist & Refrain Order 01/28/11
NRG Resources, Inc. Civil Action 04/10/09
Numcompass Mortgage Services, LLC. Administration Action
See also licensee listing #4131150
09/11/12
Numerica Mortgage, LLC Administration Action- Revocation 12/01/06
Nunes, Douglas R. Desist & Refrain Order 10/25/02
Nunez, Basilio A. Administrative Action 03/23/17
Nunez, Rosario See also Omega Escrow, Inc. Administrative Action 11/14/17
Nuplace Lending Administrative Action 10/30/08
Nurture Kids, Inc. Desist & Refrain Order 07/14/15
Nutrition Marketing Company Desist & Refrain Order 08/21/02
Nutrition Marketing Limited Desist & Refrain Order 08/21/02
Nutrition Marketing, Inc. Desist & Refrain Order 08/21/02
NV Mortgage, Inc. Administrative Order 08/23/07
NVS Capital, LLC; NVS Capital Fund I, LP Desist & Refrain Order 06/30/11
Nxt Day Cash Desist & Refrain Order 05/13/11
NXTLoan.com
See also FSD licensee listing # 413-0276
Administrative Action 10/19/16