Case Number:

Date of Initial Action: 02/29/12

Defendants/Respondents: Tior Capital, LLC; Brian Bergfalk; Eric Quinlan; TTG Services, LLC; Insight Capital, LLC; VIN Capital, LLC; CP Investors, LLC

Documents:

• 02/29/2012 - Desist and Refrain order pursuant to California Financial Code 23050; and Order voiding transactions and disgorging all charges and fees pursuant to California Financial Code Section 23060
• 01/17/2014 - Civil Action TIORCapital, LLC- Order Re Permanent Injunction