Enterprises Ltd., et al.
Law of 1968
to desist and refrain from offering and selling unqualified
securities by means of any written or oral communication
which included untrue statement of material fact and/or
omitted a material fact; acting as a broker-dealer and
investment adviser without possessing a certificate from
the Commissioner; and assessing restitution of three hundred
sixty-nine thousand four hundred twenty-four dollars and
seventy-six cents ($369,424.76) and the costs of investigation
and prosecution of nineteen thousand two hundred thirty-five
dollars ($19,235), pursuant to California Corporations
Code section 25254 of the Corporate Securities Law of
1968, and administrative penalties of four thousand dollars
($4,000) pursuant to Corporations Code section 25252.