Administrative Decisions — R

Respondents OAH Decision Decision's Effective Date Law Description
Rauh, Douglas Alan 2012080604 1/17/13 California Residential Mortgage Lending Act Order to deny Respondent’s application for a mortgage loan originator license pursuant to Financial Code sections 50301, 50513, and 50141.
Reese, Robert T. 2004090023 11/03/09 Corporate Securities Law of 1968 Order to desist and refrain from violating Corporations Code sections 25110 (offer or sale of unqualified securities), 25210, 25230 and 25532 (unlicensed BD/I/A activity), and 25401 (omission and misrepresentation of material facts in connection with the offer or sale of securities).
Reiswig, Janet Sue Ronald Edward Reiswig, Janet Sue Reiswig, Fep, Inc., Fidelity Insured Deposits, Inc., Rick Andrew Leon, Paul Grewal, and Donald Anthony Fracchia L2004080137 11/03/04 Corporate Securities Law of 1968 Order to desist and refrain from offering and selling unqualified securities, and acting as broker-dealers without possessing a certificate from the Commissioner, pursuant to Corporations Code section 25532 of the Corporate Securities Law of 1968. See also Order Staying Desist & Refrain Order Pending Appeal
Reiswig, Ronald Edward Ronald Edward Reiswig, Janet Sue Reiswig, Fep, Inc., Fidelity Insured Deposits, Inc., Rick Andrew Leon, Paul Grewal, and Donald Anthony Fracchia L2004080137 11/03/04 Corporate Securities Law of 1968 Order to desist and refrain from offering and selling unqualified securities, and acting as broker-dealers without possessing a certificate from the Commissioner, pursuant to Corporations Code section 25532 of the Corporate Securities Law of 1968. See also Order Staying Desist & Refrain Order Pending Appeal
Richard J. Fabulich 2013060886 08/22/14 California Finance Lenders Law, Residential Mortage Lending Act Order to deny respondent’s application for a mortgage loan originator license under Finance Code sections 22109.1 and 50141 (respondent failed to demonstrate such financial responsibility, character, or general fitness to command the confidence of the community or to warrant a determination that he will operate as a mortgage loan originator in an honest, fair, and efficient manner and within the purposes of the Finance Lenders Law and the Residential Mortgage Lending Act).
Roberts, Sean R. 2009050155 04/06/10 California Finance Lenders Law Accusation filed against Respondent to censure, suspend for a period not exceeding 12 months, or to bar Respondent from any position of employment, management or control (Finance Lenders Law, section 22169, and Code of Regulations, Title 10, section 1409) is dismissed.
Robyn Lee, James M. Clark, and Western America Equities LLC 2013120577 1/5/15 Corporations Code, California Code of Regulations Order to Desist and Refrain from the further offer or sale of any securities in the State of California, including but not limited to tenancy in common interests, for violations of Section 25110 (unlawful for any person to offer or sell any security in an issuer transaction unless such sale has been qualified or unless the transaction is exempt) of the Corporations Code.
Royal Payday Advance, Inc. L2007090045 7/25/2008 California Deferred Deposit Transaction Law Order to revoke License, stayed  upon condition of completion of 3 years probation, and order to pay $2,000 within the first ninety (90) days of probation. See also Enforcement Action.