Administrative Decisions — O

Respondents OAH Decision Decision's Effective Date Law Description
Ogunbase, Yemi L2006010092 07/26/06 Corporate Securities Law of 1968 Order to desist and refrain from selling unqualified securities, acting as an unlicensed investment adviser, and making misrepresentations in the offer or sale of securities, pursuant to Corporations Code Sections 25401, 25230, and 25110 of the Corporate Securities Law of 1968.

Oracle Escrow, Inc.

2008100384 03/13/09 Escrow Law

Order to suspend escrow agent's License for failure to file 2006 and 2007 audit reports pursuant to Financial Code sections 17608 and 17602.5, and Order to revoke escrow agent's License conditioned upon filing of audit reports by date certain.  The Order to revoke escrow agent's License was withdrawn upon compliance by Respondent. See Administrative Actions

Orange County Escrow, Inc. L2008010601 7/10/2008 Escrow Law Affirmed Order imposing administrative penalty assessment of $2,800 for violation of Financial Code section 17406 of the Escrow Law.

Owens, Harrison

2008070340

05/10/10

Corporate Securities Law of 1968

Order upheld to desist and refrain from violating Corporations Code section 25110 (offer or sale of unqualified securities) and violating Corporations Code section 25401 (omission of material facts in connection with the offer or sale of securities).