Administrative Decisions — J

Respondents OAH Decision Decision's Effective Date Law Description
J.B. Land Development, L.L.C. 2012090224 05/12/13 Corporate Securities Law of 1968 Order to desist and refrain from the further offer or sale of any securities in the State of California, including but not limited to investment contracts and promissory notes, in violation of section 25110 (offer or sale of unqualified securities), and section 25401 (omission and misrepresentation of material facts in connection with the offer or sale of securities) of the Corporate Securities Law of 1968.
Jacobson, Clarissa L2006040382 08/22/06 Corporate Securities Law of 1968 Order to desist and refrain from offering and selling unqualified securities pursuant to Corporations Code Section 25532 of the Corporate Securities Law of 1968.
Jalapenos Leadership Industries, L.L.C., and Kenneth Wesley Porter 2016020993 03/19/2017 Corporate Securities Law Order to desist and refrain from offering or selling unqualified securities, and from making misrepresentations or material omissions in the offer or sale of securities, in violation of Corporations Code sections 25110 and 25401.
JD ESCROW, INC. 2016080144 03/16/2017 Escrow Law Order imposing a penalty of $7,900 for the late filing of the 2015 annual audit report.
Jimenez, Imelda 2013020822 9/25/2013 Escrow Law Order to bar respondent Oscar Rolando Portillo, aka Oscar Rolando Portillo Arriaga, from any position of employment, management, or control of any escrow agent, in violation of Financial Code sections 17414 and 17421, and California Code of Regulations, Title 10, sections 1738, 1738.1, and 1738.2.
Johns, William Patrick L2003100190 02/20/04 Corporate Securities Law of 1968 Order to discontinue violations for failing to prepare and maintain monthly net capital computations as well as failing to file required annual financial reports, and to assess an administrative penalty of two thousand two hundred fifty dollars ($2,250), pursuant to California Corporations Code section 25249 of the Corporate Securities Law of 1968.
Johnson, Faber Laine N2006010920 07/20/06 Corporate Securities Law of 1968 Order to desist and refrain from offering and selling unqualified securities pursuant to Corporations Code Section 25532 of the Corporate Securities Law of 1968.
Jones, Tamara K L2002100694 10/27/04 Escrow Law Order to approve application for employment with an escrow agent subject to a suspension from employment with an escrow agent for a period of fifteen (15) consecutive calendar days as well as a suspension from any position of management or control of an escrow agent for a maximum period of 12 months pursuant to California Financial Code section 17423 of the Escrow Law.
Joung, Hee Yang, aka John H. Joung, and JNM Group, Inc., dba Maru Cosmetics USA L2002100694 08/02/07 Franchise Investment Law Order to desist and refrain from offering or selling Beauty Credit franchises unless and until the offers are registered under the Franchise Investment Law