Administrative Decisions — G

Respondents OAH Decision Decision's Effective Date Law Description
Gamez,Cristhian aka Gamez, Christhian Manriquez L2008020165 7/22/08 Corporate Securities Law of 1968 Order to desist and refrain from violating Corporations Code sections 25110 (offer or sale of unqualified securities) and 25401 (misrepresentations of material facts). (see also Desist & Refrain Order)
Global Client Solutions, L.L.C N2005120755 08/04/06 Check Seller, Bill Payer and Proraters Law Order to desist and refrain from engaging in the business of a prorater without a License, pursuant to Financial Code sections 12103 and 12200.
Global Venture Group and Ferguson, Steven Michael L2004060054 05/27/05 Corporate Securities Law of 1968 Decision and Proposed Decision in the Matter of the Desist and Refrain Order Issued To: Steven Michael Ferguson and Global Venture Group
Godbole, Neil 2012110648 4/5/14 Corporate Securities Law of 1968 Order to bar Respondent from any position of employment, management or control of any investment adviser, broker-dealer or commodity adviser pursuant to Corporations Code section 25213, and section 25212 (d) (is or has been subject to any order of the Securities and Exchange Commission denying registration to, or revoking or suspending the registration of, the person as a broker, dealer, agent, or investment adviser).
Golden Pacific Real Estate 2012090224 05/12/13 Corporate Securities Law of 1968 Order to desist and refrain from the further offer or sale of any securities in the State of California, including but not limited to investment contracts and promissory notes, in violation of section 25110 (offer or sale of unqualified securities), and section 25401 (omission and misrepresentation of material facts in connection with the offer or sale of securities) of the Corporate Securities Law of 1968.
Golden West Funding, Inc. L2008010060 04/17/08 California Residential Mortgage Lending Act Order to revoke mortgage lender License for failure to pay the annual assessment pursuant to California Financial Code section 50401 of the California Residential Mortgage Lending Act.
GoNow Securities, Inc.

2015071339 1/11/2016 Corporate Securities Law of 1968 Order to deny GoNow Securities, Inc.’s investment adviser application and to bar GoNow Securities, Inc. from any position of employment, management, or control of any investment adviser, broker-dealer, or commodity adviser.
Gonzalez, Alfredo

L2008010169 05/13/08 Corporate Securities Law of 1968 Rescission of order to desist and refrain from making unqualified offers or sales of securities, and from making offers or sales by means of untrue statements and omissions of material facts.
Gonzalez, Esperanza L2008020165 7/22/08 Corporate Securities Law of 1968 Order to desist and refrain from violating Corporations Code sections 25110 (offer or sale of unqualified securities) and 25401 (misrepresentations of material facts). (see also Desist & Refrain Order)
Gonzalez, Noe F. 2014100876 1/6/16 Escrow Law Order to suspend Noe F. Gonzalez for a period of 30 days from any position of employment, management, or control of any escrow agent, pursuant to Financial Code section 17423.
Grager, Steven Paul 2013120137 10/12/14 Corporations Code, California Code of Regulations Order to revoke respondent’s investment adviser certificate, and to bar Steven Paul Grager from any position of employment, management, or control of any investment adviser, broker-dealer or commodity adviser, for violations of Corporations Code section 25404, subdivision (b)(misrepresentations to department examiner) and California Code of Regulations, title 10, sections 260.238 (unsuitable investments), 260.238, subdivision (n) (excessive fees and fees charged inconsistent with signed contracts), 260.238, subdivision (j) (excessive fees on unmanaged accounts), 260.237 (failure to provide verification of client assets from CPA), and 260.241.3 (failure to maintain books and records.
Gramercy Escrow Corp. L2002090743 11/15/04 Escrow Law Order to revoke escrow License for taking unauthorized hold open fees from funds on deposit with escrow accounts that had closed, canceled or completed pursuant to California Financial Code section 17400 of the Escrow Law.
Gregory Kenneth Delong, Sr. a.k.a Gregory K. Delong 2012110949 11/20/13 Escrow Law Order to bar Respondent from any position of employment, management or control with any escrow agent in the State of California, in violation of subdivision (b) of Section 17414.1 of the Financial Code (convicted of a crime involving extortion), and a crime that is reasonably related to the qualifications, functions and duties of a person engaged in the escrow business.
Grewal, Paul L2004080137 11/03/04 Corporate Securities Law of 1968 Order to desist and refrain from offering and selling unqualified securities, and acting as broker-dealers without possessing a certificate from the Commissioner, pursuant to Corporations Code section 25532 of the Corporate Securities Law of 1968.
Gross, Raymond, Charles aka Ian Scott-Gross L2007070922 11/27/07 Corporate Securities Law of 1968 Order for Cherokee Oil and Natural Gas Acquisition Company, LLC, and Ian Scott-Gross, formerly known as Raymond Charles Gross, to desist and refrain from offering and selling unqualified securities, and making misrepresentations in the offer or sale of securities.
Groves Mobile Home Real Estate, Inc. and Dougherty, Donald E. L2005050145
12/07/05 Corporate Securities Law of 1968 Order to withdraw the desist and refrain order issued under Corporations Code section 25532. See also Proposed Decision (07/25/06) and Order of Rejection of Proposed Decision (11/04/05).
Growth Resource Group, Inc. L2005060260

10/19/06 California Finance
Lenders Law
Order suspending the Finance lender's Licenses for seven days, requiring within 180 days the escheatment of refunds, and requiring proof that it has been done.
Guardian Capital Management N2006010920 07/20/06 Corporate Securities Law of 1968 Order to desist and refrain from offering and selling unqualified securities pursuant to Corporations Code Section 25532 of the Corporate Securities Law of 1968.
Gynes, Naullie N2001090179 01/02/02 Corporate Securities Law of 1968 Order to revoke escrow License and assess a monetary penalty of eight thousand dollars ($8,000) for taking unauthorized hold open fees from funds on deposit with escrow accounts that had closed, canceled or completed pursuant to California Financial Code section 17400 of the Escrow Law.