Administrative Decisions — F

Respondents OAH Decision Decision's Effective Date Law Description
Quick Cashing, Inc., dba Family Financial Center 2014100614 3/4/2016 California Deferred Deposit Transaction Law Order to revoke Quick Cashing Inc.’s, doing business as Family Financial Center, California Deferred Deposit Transaction Originator license; desist and refrain from engaging in the business of deferred deposit transactions; void 49 deferred deposit transactions and declare that Quick Cashing Inc., doing business as Family Financial Center, has no right to collect any amount, charges or fees in connection with the 49 transactions; and pay an administrative penalty of $2,500 for each of the 12 separate citations for the total amount of $30,000, payable within 30 days from the effective date of the decision.
Fabulich, Richard J. 2013060886 08/22/14 California Finance Lenders Law, Residential Mortage Lending Act Order to deny respondent’s application for a mortgage loan originator license under Finance Code sections 22109.1 and 50141 (respondent failed to demonstrate such financial responsibility, character, or general fitness to command the confidence of the community or to warrant a determination that he will operate as a mortgage loan originator in an honest, fair, and efficient manner and within the purposes of the Finance Lenders Law and the Residential Mortgage Lending Act).

Fep, Inc.

L2004080137 11/03/04 Corporate Securities Law of 1968 Order to desist and refrain from offering and selling unqualified securities, and acting as broker-dealers without possessing a certificate from the Commissioner, pursuant to Corporations Code section 25532 of the Corporate Securities Law of 1968. See also Order Staying Desist & Refrain Order Pending Appeal
Ferguson, Steven Michael and Global Venture Group L2004060054 05/27/05 Corporate Securities Law of 1968 Decision and Proposed Decision in the Matter of the Desist and Refrain Order Issued To: Steven Michael Ferguson and Global Venture Group
Fidelity Insured Deposits L2003070022 12/12/03 Corporate Securities Law Order to vacate the Desist and Refrain Order issued to respondent pursuant to California Corporations Code section 25532 of the Corporate Securities Law of 1968 because no hearing was commenced within 15 business days after the receipt of respondents’ request for a hearing.

Fidelity Insured Deposits, Inc.

L2004080137 11/03/04 Corporate Securities Law of 1968 Order to desist and refrain from offering and selling unqualified securities, and acting as broker-dealers without possessing a certificate from the Commissioner, pursuant to Corporations Code section 25532 of the Corporate Securities Law of 1968. See also Order Staying Desist & Refrain Order Pending Appeal
Fiduciary Investments, Inc.; Richard Albert Cos, individually and doing business as Richard Cox Fiduciary Services; and Barbara Bailey Cox 2011100520 05/23/12 Corporate Securities Law of 1968 Order dissolving Desist and Refrain Orders issued by the Commissioner of Corporations based on allegations of unlawful sale of unqualified securities and unauthorized activities as a broker-dealer and investment adviser.
Financial Services Enterprises, dba Pioneer Capital 2016040551 12/29/2016 California Finance Lenders Law The Desist and Refrain Order is affirmed.
Finanzzo, Joanne L2004070645 10/14/04 Escrow Law Order barring both Respondents from any position of employment, management or control of any escrow agent pursuant to Financial Code section 17702 of the Escrow Law.
Finanzzo, Tamara L2004070645 10/14/04 Escrow Law Order barring both Respondents from any position of employment, management or control of any escrow agent pursuant to Financial Code section 17702 of the Escrow Law.
First Financial Funding Group L2001030493 11/30/01 California Finance Lenders Law Order to revoke all Licenses and licensing rights for failing to produce books and records upon the Commissioner’s demands and for failing to maintain a surety bond pursuant to California Financial Code sections 22714 and 22109 of the California Finance Lenders Law.
Flores-Martinez, Maria Belinda 2010090547 09/11/2013 Corporate Securities Law of 1968 Order to desist and refrain from offering or selling or buying or offering to buy any security in the State of California, in violation of section 25110 (securities offered and sold without being qualified or exempt) and section 25401 (misrepresentation or omission of a material fact) of the Corporate Securities Law of 1968
Flores Shield Group, Inc. 2010090547 09/11/2013 Corporate Securities Law of 1968 Order to desist and refrain from offering or selling or buying or offering to buy any security in the State of California, in violation of section 25110 (securities offered and sold without being qualified or exempt) and section 25401 (misrepresentation or omission of a material fact) of the Corporate Securities Law of 1968
Frank, David Carr L2004020454 10/22/04 Corporate Securities Law of 1968 Order to bar from any position of employment, management or control of any investment adviser, broker-dealer or commodity advisor pursuant to California Corporations Code section 25232 of the Corporate Securities Law of 1968.
Fracchia, Donald Anthony L2004080137 11/03/04 Corporate Securities Law of 1968 Order to desist and refrain from offering and selling unqualified securities, and acting as broker-dealers without possessing a certificate from the Commissioner, pursuant to Corporations Code section 25532 of the Corporate Securities Law of 1968.
Franklin, Jim L2001070345 11/7/01 Corporate Securities Law of 1968 Order to desist and refrain from the solicitation and sale of a fractional partnership unit pursuant to the Corporations Code section 25532 of the Corporate Securities Law of 1968.
Fun Life Le’Chris Entertainment & Vision, Inc. 2010090547 09/11/2013 Corporate Securities Law of 1968 Order to desist and refrain from offering or selling or buying or offering to buy any security in the State of California, in violation of section 25110 (securities offered and sold without being qualified or exempt) and section 25401 (misrepresentation or omission of a material fact) of the Corporate Securities Law of 1968