Administrative Decisions — A

Respondents OAH Decision Decision's Effective Date Law Description
Altitude Entertainment Films, Inc. and Stephane Marchand /td> 2016030179 8/27/2016 Corporate Securities Law of 1968 (Corporations Code Sections 25000, et seq.) Desist and Refrain Order Unlawful Offer and Sale of Securities (Corporations Code Sections 25110 and 25401)
A.L.I. Inc. L2007090041 1/25/08 California Deferred Deposit Transaction Law Order that A.L.I., Inc, dba Premiere Stations, desist and refrain from:  1) failing to conspicuously post License in its place of business, 2) failing to distribute the mandated notice to consumers prior to entering into an agreement, 3) failing to disclose that a Licensee can not make a deferred deposit transaction contingent on the purchase or sale of another product or service, 4) failing to include disclosure that customer can not be prosecuted or threatened with prosecution to collect a deferred deposit transaction in its agreement with customer, 5) failing to post required notices in unobstructed view of the public, at its Licensed location, 6) failing to keep evidence of the check for closed deferred deposit transactions, and 7) failing to maintain records demonstrating minimum net worth of $25,000.

Order for A.L.I., Inc., dba Premiere Stations, to pay administrative penalties to the Department of Corporations of $13,500 within 30 days of effective date of decision.
Abode Investments, L.L.C. L2008040381 11/16/08 Corporate Securities Law of 1968 Order to desist and refrain from violating Corporations Code sections 25110 (offer or sale of unqualified securities) and 25401 (omission and misrepresentation of material facts in connection with the offer or sale of securities).
Advance California L2006040103 08/10/06 California Deferred Deposit Transaction Law Order to desist and refrain from engaging in unlicensed deferred deposit transactions, and denying an application for a deferred deposit transaction License, pursuant to Financial Code sections 23050 and 23011.
Akiba, Rooven 2009050155 04/06/10 California Finance Lenders Law Accusation filed against Respondent to censure, suspend for a period not exceeding 12 months, or to bar Respondent from any position of employment, management or control (Finance Lenders Law, section 22169, and Code of Regulations, Title 10, section 1409) is dismissed.
Alexander, Damien Payman 2013050158
12/06/2013 Corporate Securities Law of 1968 Order to desist and refrain from the further offer or sale of any securities in the State of California, in violation of section 25110 (offer or sale of unqualified securities), 25401 (omission and misrepresentation of material facts in connection with the offer or sale of securities) and 25210 (purchase or sale of a security without a certificate from the Commissioner) of the Corporate Securities Law of 1968.
All Escrow Services Inc. L2007100909 10/9/08 Escrow Law Order to pay administrative penalties totaling $3,300 for failure to timely file the annual audit report as required by Financial Code Section 17406. See also Enforcement Action.
All Weather Portfolio Management, Inc L2006040329
L2006040330

11/09/06 Corporate Securities Law of 1968 Order to pay administrative penalties $1,125 for willful violations of title 10 of CCR, sections 260.241.2(a), 260.241.2(d)(2)(B), and 260.241.3(j); and Order to discontinue violations pursuant to Corporations Code section 25249.
Allied Energy Group, Allied Syndications, Inc. L2007120338 7/30/2008 Corporate Securities Law of 1968 Order to desist and refrain from violating Corporations Code sections 25110 (offer or sale of unqualified securities) and 25401 (omission and misrepresentatins of material facts).
Alpha Capital Partners, LLC 2011080295 05/11/2013 Corporate Securities Law of 1968 Order to desist and refrain from violating Corporations Code section 25230 (doing business as an investment adviser without first obtaining a license); Order issuing an administrative fine pursuant to Corporations Code sections 25252 and 25245.
Altus Healthcare, Inc. L2004120121 07/28/05 Corporate Securities Law of 1968 Order to desist and refrain from selling or purchasing securities by any means of written or oral communications containing false statements or omissions pursuant to Corporations Code section 25401 of the Corporate Securities Law of 1968.
Amaya, Veronica 2010060388

2/8/11 Escrow Law Order to bar Respondents Mary Ann Palmer and Veronica Amaya from any position of employment, management, or control of any escrow agent pursuant to Financial Code sections 17404, 17409, and 17414, subdivision (a)(1); and California Code of Regulations, Title 10, Sections 1732.2, 1738, 1738.1, and 1738.2. 
AmerAssist Turnaround Management Corporation 2014040633 7/25/15 Check Sellers, Bill Payers and Proraters Law Order to desist and refrain from offering, engaging in, and/or providing prorater services to California consumers until licensed or exempt; order for $36,150.58 in ancillary relief; and order for $5,000 in administrative penalties.
AmerAssist Corp. 2014040633 7/25/15 Check Sellers, Bill Payers and Proraters Law Order to desist and refrain from offering, engaging in, and/or providing prorater services to California consumers until licensed or exempt; order for $36,150.58 in ancillary relief; and order for $5,000 in administrative penalties.
American Equity Investment Life Insurance Company N2004080527 12/14/04 Corporate Securities Law of 1968 Order to desist and refrain from acting as an investment adviser without possessing a certificate from the Commissioner, pursuant to Corporations Code Section 25230 of the Corporate Securities Law of 1968.
Apple Escrow 2010060388

2/8/11 Escrow Law Order to bar Respondents Mary Ann Palmer and Veronica Amaya from any position of employment, management, or control of any escrow agent pursuant to Financial Code sections 17404, 17409, and 17414, subdivision (a)(1); and California Code of Regulations, Title 10, Sections 1732.2, 1738, 1738.1, and 1738.2. 
Arriaga, Oscar Rolando Portillo 2013020822 9/25/2013 Escrow Law Order to bar respondent Oscar Rolando Portillo, aka Oscar Rolando Portillo Arriaga, from any position of employment, management, or control of any escrow agent, in violation of Financial Code sections 17414 and 17421, and California Code of Regulations, Title 10, sections 1738, 1738.1, and 1738.2.

ARVIZU, YVONNE

2015020315 3/10/2016 Check Sellers, Bill Payers and Proraters Law

Order to MTC Management Group, Inc., Yvonne Arvizu, Maricruz Cueva, www.improvingmyscore.com and www.mejorandotucredito.com, individually, jointly and severally, to:

  1.  Desist and refrain from engaging in the business, for compensation, of receiving money as agent of an obligor for the purpose of paying bills, invoices, or accounts of the obligor, or acting as proraters without first obtaining a license from the Commissioner of Business Oversight;
  2. Pay restitution to the Department of Business Oversight in the amount of $24,596, within 60 days from the date of the order;
  3. Disgorge all benefits received, including but not limited to, salaries, commissions, fees, profits and any other remuneration derived directly or indirectly from their actions or practices;
  4. Rescind each and all unlawful transactions;
  5. Pay the legal rate of interest on the principal amounts paid by Mr. Flores and Mr. Bautista from the date of their payments to the date of the order;
  6. Pay administrative penalties to the Department of Business Oversight in the amount of $12,500, within 60 days from the date of the order;
  7. Pay citations to the Department of Business Oversight in the amount of $12,500, within 60 days from the date of the order; and
  8. Pay to the Department of Business Oversight its costs in the amount of $11,826.40, within 60 days from the date of the order.
Avila, Raul and The Avcorp Group L2004090416
08/03/05 Corporate Securities Law of 1968 Order to desist and refrain from selling unqualified securities and making material misrepresentations, pursuant to Corporations Code sections 25110 and 25401 of the Corporate Securities Law of 1968.
Avcorp Group (The) and Avila, Raul L2004090416
08/03/05 Corporate Securities Law of 1968 Order to desist and refrain from selling unqualified securities and making material misrepresentations, pursuant to Corporations Code sections 25110 and 25401 of the Corporate Securities Law of 1968.